<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/12/31?registers=between Tue, 22 Apr 2025 05:01:30 -0700 Tue, 22 Apr 2025 05:01:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/12/31?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Routing to an Affiliated Exchange https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31130.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31130.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31130 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31130.pdf Proposed Rule - Records Services, Fee Schedule https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31127.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31127.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31127 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31127.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31102.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31102.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31102 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31102.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31101.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31101.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31101 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31101.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend to March 27, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement That NYSE-Only Member Organizations Apply for and Be Approved as a Member of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31100.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31100.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31100 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31100.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 5.2(j)(6), the Exchange's Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31098.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31098.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31098 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31098.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities; Order Granting an Exemption for the Boston Stock Exchange, Incorporated From Section 11A(b) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31094.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31094.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31094 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31094.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31093.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31093.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31093 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31093.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31092.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31092.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31092 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31092.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31091.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31091.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31091 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31091.pdf Notice - Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31090.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31090.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31090 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31090.pdf Notice - Grail Advisors, LLC and Grail Advisors' Alpha ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31089.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31089.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31089 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31089.pdf Notice - Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31088.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31088.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31088 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31088.pdf Notice - UBS Securities LLC, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31087.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31087.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31087 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31087.pdf Notice - AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31086.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31086.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31086 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31086.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31085.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31085.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31085 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31085.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31053.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31053.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31053 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31053.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Clarify Amendments to “Other Securities” Initial Listing Standards https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31052.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31052.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31052 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31052.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Proposed Rule Change To Amend NASD Interpretive Material (IM) 2110-2 (Trading Ahead of Customer Limit Order) https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31051.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31051.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31051 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31051.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Close of Trading on the ISE Stock Exchange https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31050.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31050.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31050 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31050.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish a Trading License Fee for 2009 and Amend Certain Other Floor Fees https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31049.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31049.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31049 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31049.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change As Amended To Increase Liquidity Resources https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31048.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31048.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31048 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31048.pdf