<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/12/30?registers=between Sat, 23 Nov 2024 21:31:25 -0800 Sat, 23 Nov 2024 21:31:25 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/12/30?registers=between Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Sanctioning Guidelines https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30938.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30938.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30938 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30938.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30898.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30898.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30898 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30898.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Requirements of Section 203.01 of the Listed Company Manual with respect to Annual Reports https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30897.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30897.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30897 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30897.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Purchase by International Securities Exchange Holdings, Inc., of an Ownership Interest in Direct Edge Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30862.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30862.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30862 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30862.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30861.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30861.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30861.pdf Notice - Order Granting Application for a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Acquisition by International Securities Exchange Holdings, Inc. of an Electronic Communications Network https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30860.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30860.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30860 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30860.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30859.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30859.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30859 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30859.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30858.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30858.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30858 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30858.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30857.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30857.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30857 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30857.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of the Hybrid Rule Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30856.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30856.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30856 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30856.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30855.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30855.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30855 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30855.pdf