Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/12/30?limit=200&registers=between&mode=atom 2024-11-27T15:03:50-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30938.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Sanctioning Guidelines 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30938 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30938.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30898.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30898 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30898.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30897.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Requirements of Section 203.01 of the Listed Company Manual with respect to Annual Reports 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30897 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30897.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30862.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Purchase by International Securities Exchange Holdings, Inc., of an Ownership Interest in Direct Edge Holdings, Inc. 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30862 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30862.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30861.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30861.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30860.html Notice - Order Granting Application for a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Acquisition by International Securities Exchange Holdings, Inc. of an Electronic Communications Network 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30860 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30860.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30859.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30859 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30859.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30858.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30858 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30858.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30857.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30857 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30857.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30856.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of the Hybrid Rule Pertaining to Orders Represented in Open Outcry 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30856 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30856.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30855.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30855 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30855.pdf