<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/12/22?registers=between Thu, 02 May 2024 12:59:02 -0700 Thu, 02 May 2024 12:59:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/12/22?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change To Implement a New Service To Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30322.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30322.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30322 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30322.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Boston Stock Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30321.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30321.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30321 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30321.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30320.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30320.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30320 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30320.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules00 https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30319.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30319.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30319 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30319.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30318.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30318.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30318 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30318.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30317.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30317.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30317 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30317.pdf