Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/12/08?limit=200®isters=between&mode=atom2024-11-23T21:57:57-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28965.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Related to Obvious Error Rules2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28965.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28964.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Stock Loan/Hedge Program2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28964.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28963.htmlNotice - Self-Regulatory Organizations; the Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Eliminate the Ability To Obtain a Physical Certificate From DTC for Issues That Are Eligible and Participating in the Direct Registration System2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28963.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28962.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28962.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28961.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Financial Industry Regulatory Authority Section 3 Regulatory Fees2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28961.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28960.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc., Relating to XLE® Fees2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28960.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28959.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Market Maker Quoting Violations Punishable Under Its Minor Rule Violation Plan2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28959Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28959.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28958.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of an Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add the International Securities Exchange, LLC as a Party Thereto2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28958.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28957.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Enhancements to the Nasdaq Regulation Reconnaissance Service2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28957.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28956.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28956Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28956.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28955.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by NYSE Alternext US LLC for Retroactive Application of a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28955.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28954.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Alternext US LLC To Implement a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28954Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28954.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28953.htmlNotice - Proposed Collection; Comment Request2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28953Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28953.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28909.htmlNotice - Submission for OMB Review; Comment Request2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28909.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28907.htmlNotice - Proposed Collection; Comment Request2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28907.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28885.htmlNotice - Sunshine Act Meeting2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28885Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28885.pdf