Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/11?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2020-05-29T15:58:34-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28274.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28274 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28274.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28243.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Amend Certain BOX Rules Related to the PIP To Eliminate the Requirement That There Be at Least Three Market Makers Quoting in a Relevant Options Class in Order for a PIP To Commence 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28243 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28243.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28242.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28242 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28242.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28241.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of PowerShares DB Funds 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28241 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28241.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28240.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Delisting Standards 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28240 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28240.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28222.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28222 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28222.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28221.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Index-Linked Securities 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28221 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28221.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28220.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 5.2(j)(6) To Increase the Permissible Aggregate Weight of Underlying Foreign Country Securities 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28220 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28220.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28219.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Its Obvious Errors Rule and the Adoption of a Catastrophic Error Provision 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28219 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28219.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28253.html Notice - American Custom Components, Inc., Creditgroup Com, Inc. (n/k/a Tradex Global Financial Services, Inc.), Frederick Brewing Co., and Infinicall Corp., Respondents; Order of Suspension of Trading 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28253 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28253.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28239.html Notice - Sunshine Act Meeting 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28239 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28239.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28140.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Exchange Rule 9.11 Relating to Confirmations to Customers 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28140 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28140.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28127.html Notice - Sunshine Act Meeting 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28127 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28127.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28111.html Notice - Submission for OMB Review; Comment Request 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28111 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28111.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28095.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation and National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to Amendment No. 2 to the Third Amended and Restated Options Exercise Settlement Agreement 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28095 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28095.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28091.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28091 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28091.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28090.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Policies With Respect to Device-Based Fees 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28090 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28090.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28050.html Rule - Temporary Exemption for Liquidation of Certain Money Market Funds 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28050 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28050.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28045.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to an Expansion of the SPX Trading Crowd 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28045 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28045.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28044.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Eligible Margin Assets 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28044 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28044.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28042.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 411(b) Concerning Certain Odd-Lot Order Handling Requirements, Rescinding NYSE Information Memorandum 94-14 and Issuing a New Information Memo That Provides Comprehensive and Updated Interpretive Guidance on, and Application of, Current NYSE Odd-Lot Trading Practices and Rules 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28042 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28042.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-28046.html Notice - Sunshine Act Meeting 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-28046 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-28046.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27989.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Transactions in Stocks With a Price of Less than $1.00 per Share 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-27989 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27989.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27988.html Notice - Proposed Collection; Comment Request 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-27988 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27988.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27987.html Notice - Proposed Collection; Comment Request 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-27987 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27987.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27986.html Notice - Proposed Collection; Comment Request 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-27986 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27986.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27897.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Reducing the Exposure Time for Option Limit Orders to One Second 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-27897 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27897.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27939.html Notice - Order of Suspension of Trading; 2TheMart.com, Inc., and The 3DO Co., Respondents 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27939 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27939.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27886.html Notice - Proposed Extension of Existing Collection; Comment Request 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27886 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27886.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27884.html Notice - Submission for OMB Review; Comment Request 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27884 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27884.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27883.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(6)(v) in Order To Add the CBOE Volatility Index® (“VIX®”) Futures (“VIX Futures”) to the Definition of Futures Reference Asset 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27883 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27883.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27882.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services That Apply to Mid-Point Passive Liquidity Orders 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27882 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27882.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27881.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Assessments 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27881 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27881.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27880.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Units of the United States Oil Fund, United States Heating Oil Fund, United States Gasoline Fund, United States 12 Month Oil Fund, United States 12 Month Natural Gas Fund, and the United States Natural Gas Fund 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27880 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27880.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27879.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List Shares of iShares Silver Trust 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27879 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27879.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27878.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to Listing Certain Derivative Products Pursuant to Continued Listing Criteria 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27878 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27878.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27877.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27877 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27877.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27833.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T To Make Certain Technical Amendments to the Rule To Conform it to the Exchange's Recently Instituted New Market Model Pilot 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27833 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27833.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27795.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange, LLC Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27795 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27795.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27794.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Establish the New York Block Exchange 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27794 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27794.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27832.html Notice - Sunshine Act Meeting 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27832 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27832.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27757.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NYSE Arca Equities Rule Governing the Anti-Money Laundering Compliance Program 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27757 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27757.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27756.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NYSE Arca Options Rule Governing the Anti-Money Laundering Compliance Program 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27756 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27756.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27755.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Consolidate into a Single Rule Certain Requirements for Products Traded on the CBOE Stock Exchange Pursuant to Unlisted Trading Privileges 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27755 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27755.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27674.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change to Expand DTC's Debit Cap Look-Ahead Processing 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27674 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27674.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27559.html Proposed Rule - Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27559 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27559.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27600.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Facility 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27600 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27600.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27599.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Index-linked Securities 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27599 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27599.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27597.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Trading Licenses for Foreign Currency Options 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27597 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27597.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27581.html Notice - Proposed Collection; Comment Request 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27581 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27581.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27580.html Notice - Proposed Collection; Comment Request 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27580 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27580.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27579.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.23(a) Which Defines the Phrase “Riskless Principal Transaction” 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27579 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27579.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27578.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Temporarily Increasing the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27578 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27578.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27557.html Notice - Sunshine Act Meeting 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27557 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27557.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27440.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments No. 1 and 2 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27440 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27440.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27430.html Notice - Proposed Extension of Existing Collection; Comment Request 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27430 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27430.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27428.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 16 and the NSX Fee Schedule for Order Delivery Mode Transactions 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27428.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27427.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Information Sharing Agreements With Domestic Federal Agencies, or Subdivisions Thereof, and Foreign Regulators 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27427.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27426.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Extend Its Temporary Program Relating to Section 31-Related Funds 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27426 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27426.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27425.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2350 Through 2359 (Regarding Trading in Index Warrants, Currency Index Warrants, and Currency Warrants), FINRA Rule 2360 (Options), and FINRA Rule 2370 (Security Futures) in the Consolidated FINRA Rulebook 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27425 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27425.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27424.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Initial Listing Standard Applicable Only to Companies Transferring From NYSE Arca 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27424 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27424.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27423.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt an Additional Initial Listing Standard for Operating Companies 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27423 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27423.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27422.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27422 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27422.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27421.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Increase the Number of Additional Quarterly Options Series 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27421 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27421.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27420.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts) 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27420 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27420.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27419.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Clarify Amendments to “Other Securities” Initial Listing Standard 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27419 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27419.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27404.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Section (3) of Exchange Rule 123D, Which Provides for the “Sub-Penny Trading” Condition 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27404 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27404.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27403.html Rule - Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27403 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27403.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27431.html Notice - Proposed Collection; Comment Request 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27431 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27431.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27429.html Notice - Proposed Collection; Comment Request 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27429 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27429.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27405.html Notice - Sunshine Act Meeting 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27405 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27405.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27282.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Definition of “Market for the Underlying Security” 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27282 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27282.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27281.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Continued Listing Criteria Applicable to Equity Linked Notes and “Other Securities” 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27281 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27281.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27280.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Permit $1 Strikes for MNX Options 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27280 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27280.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27279.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish System of Rebates for Designated Market Makers 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27279 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27279.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27278.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27278 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27278.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27252.html Notice - Proposed Collection; Comment Request 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27252 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27252.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27251.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Trust Certificates 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27251 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27251.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27250.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Procedures Applicable to Listed Companies That Are Late in Filing a Required Periodic Report With the Commission 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27250 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27250.pdf https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27249.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Realign the Representation of Industry Members on the National Adjudicatory Council To Follow More Closely the Categories of Industry Representation on the FINRA Board 2008-11-18T00:00:00-08:00 2008-11-18T00:00:00-08:00 E8-27249 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27249.pdf https://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27295.html Notice - Sunshine Act Meeting 2008-11-17T00:00:00-08:00 2008-11-17T00:00:00-08:00 E8-27295 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27295.pdf https://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27241.html Notice - Submission for OMB Review; Comment Request 2008-11-17T00:00:00-08:00 2008-11-17T00:00:00-08:00 E8-27241 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27241.pdf https://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27240.html Notice - Submission for OMB Review; Comment Request 2008-11-17T00:00:00-08:00 2008-11-17T00:00:00-08:00 E8-27240 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27240.pdf https://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27238.html Notice - Submission for OMB Review; Comment Request 2008-11-17T00:00:00-08:00 2008-11-17T00:00:00-08:00 E8-27238 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27238.pdf https://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27237.html Notice - Submission for OMB Review; Comment Request 2008-11-17T00:00:00-08:00 2008-11-17T00:00:00-08:00 E8-27237 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27237.pdf https://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27213.html Notice - Wortham Finance, L.P. et al.; Notice of Application 2008-11-17T00:00:00-08:00 2008-11-17T00:00:00-08:00 E8-27213 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27213.pdf https://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27157.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Changes to the ISE Stock Exchange Governing Documents in Connection with ISE's Purchase of Equity Interests in Direct Edge Holdings, Inc. 2008-11-17T00:00:00-08:00 2008-11-17T00:00:00-08:00 E8-27157 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27157.pdf https://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27141.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports That Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments Nos. 1 and 2 2008-11-17T00:00:00-08:00 2008-11-17T00:00:00-08:00 E8-27141 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27141.pdf https://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27140.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Stock Loan/Hedge Program 2008-11-17T00:00:00-08:00 2008-11-17T00:00:00-08:00 E8-27140 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27140.pdf https://regulations.justia.com/regulations/fedreg/2008/11/17/E8-27139.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. Relating to Settlement Values and Spot Prices for Foreign Currency Options 2008-11-17T00:00:00-08:00 2008-11-17T00:00:00-08:00 E8-27139 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-17/pdf/E8-27139.pdf https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26958.html Notice - Proposed Collection; Comment Request 2008-11-13T00:00:00-08:00 2008-11-13T00:00:00-08:00 E8-26958 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26958.pdf https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26957.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to an Increase in the Maximum Number of Quoters Permitted in an Option 2008-11-13T00:00:00-08:00 2008-11-13T00:00:00-08:00 E8-26957 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26957.pdf https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26956.html Notice - Proposed Collection; Comment Request 2008-11-13T00:00:00-08:00 2008-11-13T00:00:00-08:00 E8-26956 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26956.pdf https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26955.html Notice - Proposed Collection; Comment Request 2008-11-13T00:00:00-08:00 2008-11-13T00:00:00-08:00 E8-26955 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26955.pdf https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26895.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees 2008-11-13T00:00:00-08:00 2008-11-13T00:00:00-08:00 E8-26895 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26895.pdf https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26894.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Shorten the Time Period for Listed Companies To Issue a Press Release After Receipt of Notification That the Company Is Noncompliant With the Exchange's Price Test 2008-11-13T00:00:00-08:00 2008-11-13T00:00:00-08:00 E8-26894 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26894.pdf https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26885.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Exchange Rule 6.39-Securities Accounts of Market Makers 2008-11-13T00:00:00-08:00 2008-11-13T00:00:00-08:00 E8-26885 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26885.pdf https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26884.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Cancellation Fee 2008-11-13T00:00:00-08:00 2008-11-13T00:00:00-08:00 E8-26884 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26884.pdf https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26883.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook 2008-11-13T00:00:00-08:00 2008-11-13T00:00:00-08:00 E8-26883 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26883.pdf https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26880.html Notice - Joint Industry Plan; Order Approving the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by the Chicago Stock Exchange, Inc., The Nasdaq Stock Market, Inc., National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.), National Stock Exchange, Inc., and Philadelphia Stock Exchange, Inc. 2008-11-13T00:00:00-08:00 2008-11-13T00:00:00-08:00 E8-26880 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26880.pdf https://regulations.justia.com/regulations/fedreg/2008/11/12/E8-26627.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service 2008-11-12T00:00:00-08:00 2008-11-12T00:00:00-08:00 E8-26627 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-12/pdf/E8-26627.pdf https://regulations.justia.com/regulations/fedreg/2008/11/12/E8-26626.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NASDAQ Last Sale Data Feeds 2008-11-12T00:00:00-08:00 2008-11-12T00:00:00-08:00 E8-26626 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-12/pdf/E8-26626.pdf https://regulations.justia.com/regulations/fedreg/2008/11/12/E8-26625.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Remove from Rule 7019 the Fees for Receiving Index Values 2008-11-12T00:00:00-08:00 2008-11-12T00:00:00-08:00 E8-26625 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-12/pdf/E8-26625.pdf https://regulations.justia.com/regulations/fedreg/2008/11/07/E8-26573.html Notice - Proposed Collection; Comment Request 2008-11-07T00:00:00-08:00 2008-11-07T00:00:00-08:00 E8-26573 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-07/pdf/E8-26573.pdf https://regulations.justia.com/regulations/fedreg/2008/11/07/E8-26572.html Notice - Proposed Collection; Comment Request 2008-11-07T00:00:00-08:00 2008-11-07T00:00:00-08:00 E8-26572 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-07/pdf/E8-26572.pdf https://regulations.justia.com/regulations/fedreg/2008/11/07/E8-26571.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rules 6.100 and 6.82 2008-11-07T00:00:00-08:00 2008-11-07T00:00:00-08:00 E8-26571 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-07/pdf/E8-26571.pdf https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26488.html Notice - Wells Fargo Funds Trust, et al.; Notice of Application 2008-11-06T00:00:00-08:00 2008-11-06T00:00:00-08:00 E8-26488 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26488.pdf https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26482.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program 2008-11-06T00:00:00-08:00 2008-11-06T00:00:00-08:00 E8-26482 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26482.pdf https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26481.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Maximum Term for FLEX Options 2008-11-06T00:00:00-08:00 2008-11-06T00:00:00-08:00 E8-26481 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26481.pdf https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26445.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Establish a PORTAL Reference Database and Related Fees 2008-11-06T00:00:00-08:00 2008-11-06T00:00:00-08:00 E8-26445 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26445.pdf https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26444.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Financial Rebate of $.0015 per Share to the SLP That Posts Liquidity in Its Assigned Securities That Results in an Execution, Provided the SLP Meets Its Monthly Quoting Requirement for Rebates Averaging at Least 3% at the National Best Bid or the National Best Offer in Its Assigned Securities in Round Lots 2008-11-06T00:00:00-08:00 2008-11-06T00:00:00-08:00 E8-26444 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26444.pdf https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26443.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Increase the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options That May Be Listed 2008-11-06T00:00:00-08:00 2008-11-06T00:00:00-08:00 E8-26443 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26443.pdf https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26442.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Amending the Codes of Arbitration Procedure To Establish Procedures for Arbitrators To Follow When Considering Requests for Expungement Relief 2008-11-06T00:00:00-08:00 2008-11-06T00:00:00-08:00 E8-26442 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26442.pdf https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26441.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2008-11-06T00:00:00-08:00 2008-11-06T00:00:00-08:00 E8-26441 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26441.pdf https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26391.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change for a Six-Month Pilot Program To Establish a New Class of NYSE Market Participants That Will Be Referred to as “Supplemental Liquidity Providers” (“SLPs”) and Will Be Designated as Exchange Rule 107B 2008-11-05T00:00:00-08:00 2008-11-05T00:00:00-08:00 E8-26391 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26391.pdf https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26390.html Notice - Allianz Life Insurance Company of North America, et al; Notice of Application 2008-11-05T00:00:00-08:00 2008-11-05T00:00:00-08:00 E8-26390 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26390.pdf https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26389.html Notice - Proposed Collection; Comment Request 2008-11-05T00:00:00-08:00 2008-11-05T00:00:00-08:00 E8-26389 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26389.pdf https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26347.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Three Series of SPDR Index Shares Funds 2008-11-05T00:00:00-08:00 2008-11-05T00:00:00-08:00 E8-26347 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26347.pdf https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26346.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Revise the Listing and Annual Fees Applicable to Paired Trust Shares 2008-11-05T00:00:00-08:00 2008-11-05T00:00:00-08:00 E8-26346 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26346.pdf https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26345.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services 2008-11-05T00:00:00-08:00 2008-11-05T00:00:00-08:00 E8-26345 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26345.pdf https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26307.html Notice - Approval of Investment Adviser Registration Depository Filing Fees 2008-11-05T00:00:00-08:00 2008-11-05T00:00:00-08:00 E8-26307 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26307.pdf https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26278.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Limitation of Liability 2008-11-05T00:00:00-08:00 2008-11-05T00:00:00-08:00 E8-26278 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26278.pdf https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26277.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-11-05T00:00:00-08:00 2008-11-05T00:00:00-08:00 E8-26277 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-05/pdf/E8-26277.pdf https://regulations.justia.com/regulations/fedreg/2008/11/04/E8-26276.html Notice - Sunshine Act Meeting 2008-11-04T00:00:00-08:00 2008-11-04T00:00:00-08:00 E8-26276 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-04/pdf/E8-26276.pdf https://regulations.justia.com/regulations/fedreg/2008/11/04/E8-26211.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust 2008-11-04T00:00:00-08:00 2008-11-04T00:00:00-08:00 E8-26211 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-04/pdf/E8-26211.pdf https://regulations.justia.com/regulations/fedreg/2008/11/04/E8-26183.html Rule - Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E 2008-11-04T00:00:00-08:00 2008-11-04T00:00:00-08:00 E8-26183 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-11-04/pdf/E8-26183.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/Z8-24971.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Related to Trades in Restricted Classes 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 Z8-24971 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/Z8-24971.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26110.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26110 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26110.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26109.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend the By-Laws of the Boston Stock Exchange, Inc. 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26109 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26109.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26108.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 20 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC., the Financial Industry Regulatory Authority, Inc., the National Stock Exchange, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange LLC, NYSE Arca, Inc., and the NASDAQ OMX PHLX, Inc. 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26108 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26108.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26107.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Quoting Obligations for Competitive Market Makers 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26107 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26107.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26106.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3 Thereto, To Modify the Method by Which Securities Are Allocated and Reallocated to Designated Market Maker Units and To Establish an Allocation System Based on a Single Objective Measure To Determine a Designated Market Maker Unit's Eligibility To Participate in the Allocation Process 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26106 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26106.pdf https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26105.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Term Option Series 2008-11-03T00:00:00-08:00 2008-11-03T00:00:00-08:00 E8-26105 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26105.pdf