<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/11/18?registers=between Sat, 27 Apr 2024 02:12:03 -0700 Sat, 27 Apr 2024 02:12:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/11/18?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27431.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27431.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27431 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27431.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27429.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27429.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27429 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27429.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27405.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27405.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27405 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27405.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Definition of “Market for the Underlying Security” https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27282.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27282.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27282 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27282.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Continued Listing Criteria Applicable to Equity Linked Notes and “Other Securities” https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27281.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27281.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27281 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27281.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Permit $1 Strikes for MNX Options https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27280.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27280.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27280 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27280.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish System of Rebates for Designated Market Makers https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27279.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27279.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27279 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27279.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27278.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27278.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27278 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27278.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27252.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27252.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27252 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27252.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Trust Certificates https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27251.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27251.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27251 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27251.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Procedures Applicable to Listed Companies That Are Late in Filing a Required Periodic Report With the Commission https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27250.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27250.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27250 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27250.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Realign the Representation of Industry Members on the National Adjudicatory Council To Follow More Closely the Categories of Industry Representation on the FINRA Board https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27249.html https://regulations.justia.com/regulations/fedreg/2008/11/18/E8-27249.html Tue, 18 Nov 2008 00:00:00 -0800 E8-27249 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-18/pdf/E8-27249.pdf