<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/11/13?registers=between Sat, 27 Apr 2024 14:40:06 -0700 Sat, 27 Apr 2024 14:40:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/11/13?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26958.html https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26958.html Thu, 13 Nov 2008 00:00:00 -0800 E8-26958 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26958.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to an Increase in the Maximum Number of Quoters Permitted in an Option https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26957.html https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26957.html Thu, 13 Nov 2008 00:00:00 -0800 E8-26957 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26957.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26956.html https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26956.html Thu, 13 Nov 2008 00:00:00 -0800 E8-26956 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26956.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26955.html https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26955.html Thu, 13 Nov 2008 00:00:00 -0800 E8-26955 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26955.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26895.html https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26895.html Thu, 13 Nov 2008 00:00:00 -0800 E8-26895 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26895.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Shorten the Time Period for Listed Companies To Issue a Press Release After Receipt of Notification That the Company Is Noncompliant With the Exchange's Price Test https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26894.html https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26894.html Thu, 13 Nov 2008 00:00:00 -0800 E8-26894 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26894.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Exchange Rule 6.39-Securities Accounts of Market Makers https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26885.html https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26885.html Thu, 13 Nov 2008 00:00:00 -0800 E8-26885 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26885.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Cancellation Fee https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26884.html https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26884.html Thu, 13 Nov 2008 00:00:00 -0800 E8-26884 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26884.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26883.html https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26883.html Thu, 13 Nov 2008 00:00:00 -0800 E8-26883 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26883.pdf Notice - Joint Industry Plan; Order Approving the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by the Chicago Stock Exchange, Inc., The Nasdaq Stock Market, Inc., National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.), National Stock Exchange, Inc., and Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26880.html https://regulations.justia.com/regulations/fedreg/2008/11/13/E8-26880.html Thu, 13 Nov 2008 00:00:00 -0800 E8-26880 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-13/pdf/E8-26880.pdf