<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/11/06?registers=between Tue, 22 Apr 2025 05:01:37 -0700 Tue, 22 Apr 2025 05:01:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/11/06?registers=between Notice - Wells Fargo Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26488.html https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26488.html Thu, 06 Nov 2008 00:00:00 -0800 E8-26488 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26488.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26482.html https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26482.html Thu, 06 Nov 2008 00:00:00 -0800 E8-26482 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26482.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Maximum Term for FLEX Options https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26481.html https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26481.html Thu, 06 Nov 2008 00:00:00 -0800 E8-26481 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26481.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Establish a PORTAL Reference Database and Related Fees https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26445.html https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26445.html Thu, 06 Nov 2008 00:00:00 -0800 E8-26445 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26445.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Financial Rebate of $.0015 per Share to the SLP That Posts Liquidity in Its Assigned Securities That Results in an Execution, Provided the SLP Meets Its Monthly Quoting Requirement for Rebates Averaging at Least 3% at the National Best Bid or the National Best Offer in Its Assigned Securities in Round Lots https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26444.html https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26444.html Thu, 06 Nov 2008 00:00:00 -0800 E8-26444 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26444.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Increase the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options That May Be Listed https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26443.html https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26443.html Thu, 06 Nov 2008 00:00:00 -0800 E8-26443 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26443.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Amending the Codes of Arbitration Procedure To Establish Procedures for Arbitrators To Follow When Considering Requests for Expungement Relief https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26442.html https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26442.html Thu, 06 Nov 2008 00:00:00 -0800 E8-26442 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26442.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26441.html https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26441.html Thu, 06 Nov 2008 00:00:00 -0800 E8-26441 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-06/pdf/E8-26441.pdf