Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/11/03?limit=200®isters=between&mode=atom2024-11-27T18:03:09-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/11/03/Z8-24971.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Related to Trades in Restricted Classes2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00Z8-24971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/Z8-24971.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26110.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26110.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26109.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend the By-Laws of the Boston Stock Exchange, Inc.2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26109.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26108.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 20 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC., the Financial Industry Regulatory Authority, Inc., the National Stock Exchange, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange LLC, NYSE Arca, Inc., and the NASDAQ OMX PHLX, Inc.2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26108.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26107.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Quoting Obligations for Competitive Market Makers2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26107.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26106.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3 Thereto, To Modify the Method by Which Securities Are Allocated and Reallocated to Designated Market Maker Units and To Establish an Allocation System Based on a Single Objective Measure To Determine a Designated Market Maker Unit's Eligibility To Participate in the Allocation Process2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26106.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26105.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Term Option Series2008-11-03T00:00:00-08:002008-11-03T00:00:00-08:00E8-26105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26105.pdf