<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/11/03?registers=between Wed, 01 May 2024 19:45:22 -0700 Wed, 01 May 2024 19:45:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/11/03?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Related to Trades in Restricted Classes https://regulations.justia.com/regulations/fedreg/2008/11/03/Z8-24971.html https://regulations.justia.com/regulations/fedreg/2008/11/03/Z8-24971.html Mon, 03 Nov 2008 00:00:00 -0800 Z8-24971 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/Z8-24971.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26110.html https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26110.html Mon, 03 Nov 2008 00:00:00 -0800 E8-26110 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26110.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend the By-Laws of the Boston Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26109.html https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26109.html Mon, 03 Nov 2008 00:00:00 -0800 E8-26109 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26109.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 20 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC., the Financial Industry Regulatory Authority, Inc., the National Stock Exchange, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange LLC, NYSE Arca, Inc., and the NASDAQ OMX PHLX, Inc. https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26108.html https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26108.html Mon, 03 Nov 2008 00:00:00 -0800 E8-26108 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26108.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Quoting Obligations for Competitive Market Makers https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26107.html https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26107.html Mon, 03 Nov 2008 00:00:00 -0800 E8-26107 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26107.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3 Thereto, To Modify the Method by Which Securities Are Allocated and Reallocated to Designated Market Maker Units and To Establish an Allocation System Based on a Single Objective Measure To Determine a Designated Market Maker Unit's Eligibility To Participate in the Allocation Process https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26106.html https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26106.html Mon, 03 Nov 2008 00:00:00 -0800 E8-26106 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26106.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Term Option Series https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26105.html https://regulations.justia.com/regulations/fedreg/2008/11/03/E8-26105.html Mon, 03 Nov 2008 00:00:00 -0800 E8-26105 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-03/pdf/E8-26105.pdf