Securities and Exchange Commission October 2008 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 188
Proposed Collection; Comment Request
Document Number: E8-23931
Type: Notice
Date: 2008-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-23930
Type: Notice
Date: 2008-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-23929
Type: Notice
Date: 2008-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-23924
Type: Notice
Date: 2008-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Commission Guidance and Revisions to the Cross-Border Tender Offer, Exchange Offer, Rights Offerings, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions
Document Number: E8-22515
Type: Rule
Date: 2008-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Almost nine years after the adoption of the original cross- border exemptions in 1999, the Commission is adopting changes to expand and enhance the utility of these exemptions for business combination transactions and rights offerings and to encourage offerors and issuers to permit U.S. security holders to participate in these transactions on the same terms as other target security holders. Many of the rule changes we are adopting today codify existing interpretive positions and exemptive orders in the cross-border area. We also are setting forth interpretive guidance on several topics. In two instances, we have extended the rule changes adopted here to apply to acquisitions of U.S. companies as well, because we believe the rationale for the changes in those instances applies equally to acquisitions of domestic and foreign companies. We also are adopting changes to allow certain foreign institutions to file on Schedule 13G to the same extent as would be permitted for their U.S. counterparts, where specified conditions are satisfied. We also are adopting a conforming change to Rule 16a-1(a)(1) to include the foreign institutions eligible to file on Schedule 13G.
Proposed Collection; Comment Request
Document Number: E8-23835
Type: Notice
Date: 2008-10-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Aberdeen Asset Management Inc. and Aberdeen Funds, et al.; Notice of Application
Document Number: E8-23691
Type: Notice
Date: 2008-10-07
Agency: Securities and Exchange Commission, Agencies and Commissions
HLHZ Investments II, LLC and Houlihan, Lokey, Howard & Zukin, Inc.; Notice of Application
Document Number: E8-23689
Type: Notice
Date: 2008-10-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Eaton Vance Floating-Rate Income Trust, et al.; Notice of Application
Document Number: E8-23672
Type: Notice
Date: 2008-10-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-23579
Type: Notice
Date: 2008-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-23498
Type: Notice
Date: 2008-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
MCG Capital Corporation, et al.; Notice of Application
Document Number: E8-23492
Type: Notice
Date: 2008-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
H&Q Healthcare Investors, et al.; Notice of Application
Document Number: E8-23491
Type: Notice
Date: 2008-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Foreign Issuer Reporting Enhancements
Document Number: E8-22760
Type: Rule
Date: 2008-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions, Part II
We are adopting a number of amendments to our rules relating to foreign private issuers that are intended to enhance the information that is available to investors. These amendments are part of a series of initiatives that seek to effect changes in our disclosure and other requirements applicable to foreign private issuers in light of market developments, new technologies and other matters in a manner that promotes investor protection and cross-border capital flows. We are adopting amendments that would enable foreign issuers to test their eligibility to use the special forms and rules available to foreign private issuers once a year, rather than continuously. We also are adopting amendments to change the deadline for annual reports filed by foreign private issuers and to eliminate an option under which foreign private issuers are permitted to omit segment data from their U.S. GAAP financial statements, and an amendment to the rule pertaining to going private transactions to reflect the new termination of reporting and deregistration rules for foreign private issuers. In addition, we are adopting amendments that would revise the annual report and registration statement forms used by foreign private issuers to improve certain disclosures provided in these forms.
WisdomTree Asset Management, Inc. and WisdomTree Trust; Notice of Application
Document Number: E8-23411
Type: Notice
Date: 2008-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions