Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/10?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2020-07-12T06:07:16-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/10/31/Z8-25388.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled “Order Execution” 2008-10-31T00:00:00-07:00 2008-10-31T00:00:00-07:00 Z8-25388 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-31/pdf/Z8-25388.pdf https://regulations.justia.com/regulations/fedreg/2008/10/31/E8-25976.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Require Arbitrators To Provide an Explained Decision Upon the Joint Request of the Parties 2008-10-31T00:00:00-07:00 2008-10-31T00:00:00-07:00 E8-25976 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-31/pdf/E8-25976.pdf https://regulations.justia.com/regulations/fedreg/2008/10/31/E8-25865.html Notice - Proposed Collection; Comment Request 2008-10-31T00:00:00-07:00 2008-10-31T00:00:00-07:00 E8-25865 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-31/pdf/E8-25865.pdf https://regulations.justia.com/regulations/fedreg/2008/10/31/E8-25864.html Notice - Proposed Collection; Comment Request 2008-10-31T00:00:00-07:00 2008-10-31T00:00:00-07:00 E8-25864 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-31/pdf/E8-25864.pdf https://regulations.justia.com/regulations/fedreg/2008/10/31/E8-25862.html Notice - Reserve Municipal Money-Market Trust, et al.; Notice of Application and Temporary Order 2008-10-31T00:00:00-07:00 2008-10-31T00:00:00-07:00 E8-25862 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-31/pdf/E8-25862.pdf https://regulations.justia.com/regulations/fedreg/2008/10/31/E8-25861.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 17 To Rescind the Provisions of Paragraph (b) Governing Vendor Liability 2008-10-31T00:00:00-07:00 2008-10-31T00:00:00-07:00 E8-25861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-31/pdf/E8-25861.pdf https://regulations.justia.com/regulations/fedreg/2008/10/30/E8-25924.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing of the NETS S&P/MIB Index Fund (Italy) 2008-10-30T00:00:00-07:00 2008-10-30T00:00:00-07:00 E8-25924 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-30/pdf/E8-25924.pdf https://regulations.justia.com/regulations/fedreg/2008/10/30/E8-25923.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposing To Amend NYSE Arca Equities Rule 5.2(j)(6)(v) in Order To Add the CBOE Volatility Index® (VIX®) Futures (“VIX Futures”) to the Definition of Futures Reference Asset 2008-10-30T00:00:00-07:00 2008-10-30T00:00:00-07:00 E8-25923 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-30/pdf/E8-25923.pdf https://regulations.justia.com/regulations/fedreg/2008/10/30/E8-25914.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Relocation of the Trading of Certain Debt Securities Conducted on or Through the Exchange's Legacy Trading Systems and Facilities to an Automated Bond Trading Platform Based on NYSE BondsSM 2008-10-30T00:00:00-07:00 2008-10-30T00:00:00-07:00 E8-25914 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-30/pdf/E8-25914.pdf https://regulations.justia.com/regulations/fedreg/2008/10/30/E8-25913.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Subscribership to NYSE Bonds and Provide That All NYSE Members and Member Organizations Are Eligible To Access NYSE Bonds 2008-10-30T00:00:00-07:00 2008-10-30T00:00:00-07:00 E8-25913 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-30/pdf/E8-25913.pdf https://regulations.justia.com/regulations/fedreg/2008/10/30/E8-25867.html Notice - Proposed Collection; Comment Request 2008-10-30T00:00:00-07:00 2008-10-30T00:00:00-07:00 E8-25867 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-30/pdf/E8-25867.pdf https://regulations.justia.com/regulations/fedreg/2008/10/30/E8-25866.html Notice - Proposed Collection; Comment Request 2008-10-30T00:00:00-07:00 2008-10-30T00:00:00-07:00 E8-25866 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-30/pdf/E8-25866.pdf https://regulations.justia.com/regulations/fedreg/2008/10/30/E8-25863.html Notice - Proposed Collection; Comment Request 2008-10-30T00:00:00-07:00 2008-10-30T00:00:00-07:00 E8-25863 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-30/pdf/E8-25863.pdf https://regulations.justia.com/regulations/fedreg/2008/10/29/E8-25881.html Notice - Hat Trick Beverage, Inc.; Order of Suspension of Trading 2008-10-29T00:00:00-07:00 2008-10-29T00:00:00-07:00 E8-25881 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-29/pdf/E8-25881.pdf https://regulations.justia.com/regulations/fedreg/2008/10/29/E8-25810.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Rules Governing Options Trading 2008-10-29T00:00:00-07:00 2008-10-29T00:00:00-07:00 E8-25810 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-29/pdf/E8-25810.pdf https://regulations.justia.com/regulations/fedreg/2008/10/29/E8-25809.html Notice - Self-Regulatory Organizations; The New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Temporarily Suspend the Operation of NYSE Rule 123D(3) to Respond to Market Conditions for Thornburg Mortgage, Inc. (TMA) on September 29, 2008 2008-10-29T00:00:00-07:00 2008-10-29T00:00:00-07:00 E8-25809 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-29/pdf/E8-25809.pdf https://regulations.justia.com/regulations/fedreg/2008/10/29/E8-25808.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend Section 4(c) of Schedule A of the FINRA By-Laws To Increase Certain Qualification Examination Fees 2008-10-29T00:00:00-07:00 2008-10-29T00:00:00-07:00 E8-25808 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-29/pdf/E8-25808.pdf https://regulations.justia.com/regulations/fedreg/2008/10/29/E8-25807.html Notice - The Reserve Fund; Notice of Application 2008-10-29T00:00:00-07:00 2008-10-29T00:00:00-07:00 E8-25807 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-29/pdf/E8-25807.pdf https://regulations.justia.com/regulations/fedreg/2008/10/29/E8-25806.html Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Fourteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Tenth Substantive Amendment to the Restated Consolidated Quotation Plan 2008-10-29T00:00:00-07:00 2008-10-29T00:00:00-07:00 E8-25806 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-29/pdf/E8-25806.pdf https://regulations.justia.com/regulations/fedreg/2008/10/29/E8-25797.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Create a New NYSE Market Model, With Certain Components To Operate as a One-Year Pilot, That Would Alter NYSE's Priority and Parity Rules, Phase Out Specialists by Creating a Designated Market Maker, and Provide Market Participants With Additional Abilities To Post Hidden Liquidity 2008-10-29T00:00:00-07:00 2008-10-29T00:00:00-07:00 E8-25797 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-29/pdf/E8-25797.pdf https://regulations.justia.com/regulations/fedreg/2008/10/29/E8-25715.html Notice - Sunshine Act Meeting 2008-10-29T00:00:00-07:00 2008-10-29T00:00:00-07:00 E8-25715 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-29/pdf/E8-25715.pdf https://regulations.justia.com/regulations/fedreg/2008/10/28/E8-25651.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Options Maintenance Tool and Related Fees 2008-10-28T00:00:00-07:00 2008-10-28T00:00:00-07:00 E8-25651 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-28/pdf/E8-25651.pdf https://regulations.justia.com/regulations/fedreg/2008/10/28/E8-25627.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Related to Trades in Restricted Classes; Correction 2008-10-28T00:00:00-07:00 2008-10-28T00:00:00-07:00 E8-25627 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-28/pdf/E8-25627.pdf https://regulations.justia.com/regulations/fedreg/2008/10/27/E8-25538.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Immediately Add Two New VIX Option Series Within Five Days of Expiration 2008-10-27T00:00:00-07:00 2008-10-27T00:00:00-07:00 E8-25538 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-27/pdf/E8-25538.pdf https://regulations.justia.com/regulations/fedreg/2008/10/27/E8-25537.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to the Minimum Size Requirement for Quotations 2008-10-27T00:00:00-07:00 2008-10-27T00:00:00-07:00 E8-25537 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-27/pdf/E8-25537.pdf https://regulations.justia.com/regulations/fedreg/2008/10/27/E8-25536.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Percentage Ownership Interest in the Boston Options Exchange Group, LLC 2008-10-27T00:00:00-07:00 2008-10-27T00:00:00-07:00 E8-25536 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-27/pdf/E8-25536.pdf https://regulations.justia.com/regulations/fedreg/2008/10/27/E8-25528.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Amend NYSE Alternext Equities Rule 123D(4) To Expand That Rule's Trading Halt Condition To Cover All Structured Products 2008-10-27T00:00:00-07:00 2008-10-27T00:00:00-07:00 E8-25528 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-27/pdf/E8-25528.pdf https://regulations.justia.com/regulations/fedreg/2008/10/27/E8-25505.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3) in Connection With Generic Listing Standards for Multiple Fund Shares and Inverse Fund Shares 2008-10-27T00:00:00-07:00 2008-10-27T00:00:00-07:00 E8-25505 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-27/pdf/E8-25505.pdf https://regulations.justia.com/regulations/fedreg/2008/10/27/E8-25504.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Rule 9.21 (Communications to Customers) 2008-10-27T00:00:00-07:00 2008-10-27T00:00:00-07:00 E8-25504 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-27/pdf/E8-25504.pdf https://regulations.justia.com/regulations/fedreg/2008/10/27/E8-25503.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BATS Exchange, Inc. 2008-10-27T00:00:00-07:00 2008-10-27T00:00:00-07:00 E8-25503 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-27/pdf/E8-25503.pdf https://regulations.justia.com/regulations/fedreg/2008/10/27/E8-25502.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Registered Representative Fee and an Options Regulatory Fee 2008-10-27T00:00:00-07:00 2008-10-27T00:00:00-07:00 E8-25502 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-27/pdf/E8-25502.pdf https://regulations.justia.com/regulations/fedreg/2008/10/27/E8-25428.html Notice - Sunshine Act Meeting 2008-10-27T00:00:00-07:00 2008-10-27T00:00:00-07:00 E8-25428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-27/pdf/E8-25428.pdf https://regulations.justia.com/regulations/fedreg/2008/10/24/E8-25402.html Notice - Boulder Total Return Fund, Inc., et al.; Notice of Application 2008-10-24T00:00:00-07:00 2008-10-24T00:00:00-07:00 E8-25402 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-24/pdf/E8-25402.pdf https://regulations.justia.com/regulations/fedreg/2008/10/24/E8-25388.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled “Order Execution” 2008-10-24T00:00:00-07:00 2008-10-24T00:00:00-07:00 E8-25388 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-24/pdf/E8-25388.pdf https://regulations.justia.com/regulations/fedreg/2008/10/24/E8-25387.html Notice - Roundtable on Mark-to-Market Accounting 2008-10-24T00:00:00-07:00 2008-10-24T00:00:00-07:00 E8-25387 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-24/pdf/E8-25387.pdf https://regulations.justia.com/regulations/fedreg/2008/10/24/E8-25379.html Notice - Submission for OMB Review; Comment Request 2008-10-24T00:00:00-07:00 2008-10-24T00:00:00-07:00 E8-25379 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-24/pdf/E8-25379.pdf https://regulations.justia.com/regulations/fedreg/2008/10/24/E8-25375.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Fee Schedule To Increase the Liquidity Taking Fee for Automatic Execution Mode Transactions 2008-10-24T00:00:00-07:00 2008-10-24T00:00:00-07:00 E8-25375 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-24/pdf/E8-25375.pdf https://regulations.justia.com/regulations/fedreg/2008/10/24/E8-25374.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate FINRA/NSX Trade Reporting Facility Securities Transaction Credit Program 2008-10-24T00:00:00-07:00 2008-10-24T00:00:00-07:00 E8-25374 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-24/pdf/E8-25374.pdf https://regulations.justia.com/regulations/fedreg/2008/10/24/E8-25373.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Adopt Rules To Permit the Trading of Rate-Modified Foreign Currency Options 2008-10-24T00:00:00-07:00 2008-10-24T00:00:00-07:00 E8-25373 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-24/pdf/E8-25373.pdf https://regulations.justia.com/regulations/fedreg/2008/10/24/E8-25372.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Revising NYSE Arca Rule 5.3 To Enable the Listing and Trading of Options on Managed Fund Shares 2008-10-24T00:00:00-07:00 2008-10-24T00:00:00-07:00 E8-25372 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-24/pdf/E8-25372.pdf https://regulations.justia.com/regulations/fedreg/2008/10/24/E8-25371.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts) 2008-10-24T00:00:00-07:00 2008-10-24T00:00:00-07:00 E8-25371 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-24/pdf/E8-25371.pdf https://regulations.justia.com/regulations/fedreg/2008/10/24/E8-25361.html Notice - The Zweig Total Return Fund, Inc., et al.; Notice of Application 2008-10-24T00:00:00-07:00 2008-10-24T00:00:00-07:00 E8-25361 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-24/pdf/E8-25361.pdf https://regulations.justia.com/regulations/fedreg/2008/10/23/E8-25319.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Amending NYSE Rule 18 To Allow NYSE Alternext US LLC To Participate in the Compensation Fund Established by NYSE To Reimburse Claimants for Losses Associated With NYSE-Operated System Failures 2008-10-23T00:00:00-07:00 2008-10-23T00:00:00-07:00 E8-25319 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-23/pdf/E8-25319.pdf https://regulations.justia.com/regulations/fedreg/2008/10/23/E8-25245.html Notice - Proposed Collection; Comment Request 2008-10-23T00:00:00-07:00 2008-10-23T00:00:00-07:00 E8-25245 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-23/pdf/E8-25245.pdf https://regulations.justia.com/regulations/fedreg/2008/10/23/E8-25244.html Notice - Proposed Collection; Comment Request 2008-10-23T00:00:00-07:00 2008-10-23T00:00:00-07:00 E8-25244 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-23/pdf/E8-25244.pdf https://regulations.justia.com/regulations/fedreg/2008/10/23/E8-25243.html Notice - WLD Enterprises, Inc.; Notice of Application 2008-10-23T00:00:00-07:00 2008-10-23T00:00:00-07:00 E8-25243 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-23/pdf/E8-25243.pdf https://regulations.justia.com/regulations/fedreg/2008/10/23/E8-25242.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Suspend, Through January 16, 2009, the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares 2008-10-23T00:00:00-07:00 2008-10-23T00:00:00-07:00 E8-25242 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-23/pdf/E8-25242.pdf https://regulations.justia.com/regulations/fedreg/2008/10/23/E8-25241.html Notice - Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for BATS Exchange, Inc. 2008-10-23T00:00:00-07:00 2008-10-23T00:00:00-07:00 E8-25241 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-23/pdf/E8-25241.pdf https://regulations.justia.com/regulations/fedreg/2008/10/23/E8-25240.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, BATS Exchange, Inc., Boston Stock Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE Arca Inc., NYSE Regulation, Inc., and Philadelphia Stock Exchange, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules 2008-10-23T00:00:00-07:00 2008-10-23T00:00:00-07:00 E8-25240 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-23/pdf/E8-25240.pdf https://regulations.justia.com/regulations/fedreg/2008/10/23/E8-25239.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Minor Rule Plan 2008-10-23T00:00:00-07:00 2008-10-23T00:00:00-07:00 E8-25239 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-23/pdf/E8-25239.pdf https://regulations.justia.com/regulations/fedreg/2008/10/23/E8-25238.html Notice - Proposed Collection; Comment Request 2008-10-23T00:00:00-07:00 2008-10-23T00:00:00-07:00 E8-25238 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-23/pdf/E8-25238.pdf https://regulations.justia.com/regulations/fedreg/2008/10/22/E8-25164.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-10-22T00:00:00-07:00 2008-10-22T00:00:00-07:00 E8-25164 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-22/pdf/E8-25164.pdf https://regulations.justia.com/regulations/fedreg/2008/10/22/E8-25030.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the NASDAQ OMX PHLX, Inc. Relating to a Surcharge Fee 2008-10-22T00:00:00-07:00 2008-10-22T00:00:00-07:00 E8-25030 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-22/pdf/E8-25030.pdf https://regulations.justia.com/regulations/fedreg/2008/10/22/E8-25029.html Notice - Proposed Collection; Comment Request 2008-10-22T00:00:00-07:00 2008-10-22T00:00:00-07:00 E8-25029 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-22/pdf/E8-25029.pdf https://regulations.justia.com/regulations/fedreg/2008/10/21/E8-25144.html Notice - e-Smart Technologies, Inc.; Order of Suspension of Trading 2008-10-21T00:00:00-07:00 2008-10-21T00:00:00-07:00 E8-25144 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-21/pdf/E8-25144.pdf https://regulations.justia.com/regulations/fedreg/2008/10/21/E8-24975.html Notice - Resubmission of Comment Letters 2008-10-21T00:00:00-07:00 2008-10-21T00:00:00-07:00 E8-24975 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-21/pdf/E8-24975.pdf https://regulations.justia.com/regulations/fedreg/2008/10/21/E8-24972.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change as Amended To Increase Liquidity Resources 2008-10-21T00:00:00-07:00 2008-10-21T00:00:00-07:00 E8-24972 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-21/pdf/E8-24972.pdf https://regulations.justia.com/regulations/fedreg/2008/10/21/E8-24971.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Related to Trades in Restricted Classes 2008-10-21T00:00:00-07:00 2008-10-21T00:00:00-07:00 E8-24971 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-21/pdf/E8-24971.pdf https://regulations.justia.com/regulations/fedreg/2008/10/21/E8-24739.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services That Apply to the Primary Only Plus Order 2008-10-21T00:00:00-07:00 2008-10-21T00:00:00-07:00 E8-24739 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-21/pdf/E8-24739.pdf https://regulations.justia.com/regulations/fedreg/2008/10/20/E8-24754.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rules Governing Doing Business With the Public 2008-10-20T00:00:00-07:00 2008-10-20T00:00:00-07:00 E8-24754 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-20/pdf/E8-24754.pdf https://regulations.justia.com/regulations/fedreg/2008/10/20/E8-24753.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 123B.30 (Exchange Automated Order Routing System) To Align the Rule Governing Sponsored Access to the Exchange With the Current Industry Standard 2008-10-20T00:00:00-07:00 2008-10-20T00:00:00-07:00 E8-24753 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-20/pdf/E8-24753.pdf https://regulations.justia.com/regulations/fedreg/2008/10/20/E8-24752.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in One Option Class 2008-10-20T00:00:00-07:00 2008-10-20T00:00:00-07:00 E8-24752 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-20/pdf/E8-24752.pdf https://regulations.justia.com/regulations/fedreg/2008/10/20/E8-24740.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NYSE Arca, Inc., and NASDAQ OMX PHLX, Inc., Relating to Options Market Surveillance 2008-10-20T00:00:00-07:00 2008-10-20T00:00:00-07:00 E8-24740 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-20/pdf/E8-24740.pdf https://regulations.justia.com/regulations/fedreg/2008/10/20/E8-24738.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Chapter XXX and References to Chapter XXX Throughout the CBOE Rulebook 2008-10-20T00:00:00-07:00 2008-10-20T00:00:00-07:00 E8-24738 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-20/pdf/E8-24738.pdf https://regulations.justia.com/regulations/fedreg/2008/10/17/E8-24895.html Rule - Disclosure of Short Sales and Short Positions by Institutional Investment Managers 2008-10-17T00:00:00-07:00 2008-10-17T00:00:00-07:00 E8-24895 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-10-17/pdf/E8-24895.pdf https://regulations.justia.com/regulations/fedreg/2008/10/17/E8-24785.html Rule - Amendments to Regulation SHO 2008-10-17T00:00:00-07:00 2008-10-17T00:00:00-07:00 E8-24785 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-10-17/pdf/E8-24785.pdf https://regulations.justia.com/regulations/fedreg/2008/10/17/E8-24742.html Rule - Amendments to Regulation SHO 2008-10-17T00:00:00-07:00 2008-10-17T00:00:00-07:00 E8-24742 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-10-17/pdf/E8-24742.pdf https://regulations.justia.com/regulations/fedreg/2008/10/17/E8-24720.html Notice - Sunshine Act Meeting 2008-10-17T00:00:00-07:00 2008-10-17T00:00:00-07:00 E8-24720 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-17/pdf/E8-24720.pdf https://regulations.justia.com/regulations/fedreg/2008/10/17/E8-24714.html Rule - ``Naked'' Short Selling Antifraud Rule 2008-10-17T00:00:00-07:00 2008-10-17T00:00:00-07:00 E8-24714 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-10-17/pdf/E8-24714.pdf https://regulations.justia.com/regulations/fedreg/2008/10/17/E8-24625.html Proposed Rule - Indexed Annuities and Certain Other Insurance Contracts 2008-10-17T00:00:00-07:00 2008-10-17T00:00:00-07:00 E8-24625 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-10-17/pdf/E8-24625.pdf https://regulations.justia.com/regulations/fedreg/2008/10/15/E8-24443.html Notice - Sunshine Act Meeting 2008-10-15T00:00:00-07:00 2008-10-15T00:00:00-07:00 E8-24443 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-15/pdf/E8-24443.pdf https://regulations.justia.com/regulations/fedreg/2008/10/15/E8-24377.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to UPC Advisory on Trading Halts in OTC Equity Securities 2008-10-15T00:00:00-07:00 2008-10-15T00:00:00-07:00 E8-24377 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-15/pdf/E8-24377.pdf https://regulations.justia.com/regulations/fedreg/2008/10/15/E8-24376.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) 2008-10-15T00:00:00-07:00 2008-10-15T00:00:00-07:00 E8-24376 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-15/pdf/E8-24376.pdf https://regulations.justia.com/regulations/fedreg/2008/10/15/E8-24375.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Access to the Clearly Erroneous Functionality of the Nasdaq Regulation Reconnaissance Service 2008-10-15T00:00:00-07:00 2008-10-15T00:00:00-07:00 E8-24375 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-15/pdf/E8-24375.pdf https://regulations.justia.com/regulations/fedreg/2008/10/15/E8-24369.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend Until January 9, 2009, the Operation of Interim NYSE Rule 128 (“Clearly Erroneous Executions for NYSE Equities”) Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions if They Rise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction 2008-10-15T00:00:00-07:00 2008-10-15T00:00:00-07:00 E8-24369 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-15/pdf/E8-24369.pdf https://regulations.justia.com/regulations/fedreg/2008/10/15/E8-24365.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to Deleting Unnecessary Fees 2008-10-15T00:00:00-07:00 2008-10-15T00:00:00-07:00 E8-24365 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-15/pdf/E8-24365.pdf https://regulations.justia.com/regulations/fedreg/2008/10/15/E8-24344.html Notice - Proposed Extension of Existing Collection; Comment Request 2008-10-15T00:00:00-07:00 2008-10-15T00:00:00-07:00 E8-24344 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-15/pdf/E8-24344.pdf https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24245.html Notice - SEC Study of Mark to Market Accounting 2008-10-14T00:00:00-07:00 2008-10-14T00:00:00-07:00 E8-24245 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-14/pdf/E8-24245.pdf https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24242.html Notice - Calamos Convertible Opportunities and Income Fund, et al.; Notice of Application 2008-10-14T00:00:00-07:00 2008-10-14T00:00:00-07:00 E8-24242 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-14/pdf/E8-24242.pdf https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24241.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Adopt Rule 12905 of the Code of Arbitration Procedure for Customer Disputes and Rule 13905 of the Code of Arbitration Procedure for Industry Disputes To Permit Submissions Under Limited Circumstances to Arbitrators After a Case Has Closed 2008-10-14T00:00:00-07:00 2008-10-14T00:00:00-07:00 E8-24241 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-14/pdf/E8-24241.pdf https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24239.html Notice - Proposed Collection; Comment Request 2008-10-14T00:00:00-07:00 2008-10-14T00:00:00-07:00 E8-24239 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-14/pdf/E8-24239.pdf https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24238.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Amending NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2) To Permit the Listing of Equity Linked Notes That Are Linked to Securities Issued by Companies Registered Under the Investment Company Act of 1940 2008-10-14T00:00:00-07:00 2008-10-14T00:00:00-07:00 E8-24238 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-14/pdf/E8-24238.pdf https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24237.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-10-14T00:00:00-07:00 2008-10-14T00:00:00-07:00 E8-24237 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-14/pdf/E8-24237.pdf https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24236.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48 To Permit the Exchange To Declare an Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange 2008-10-14T00:00:00-07:00 2008-10-14T00:00:00-07:00 E8-24236 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-14/pdf/E8-24236.pdf https://regulations.justia.com/regulations/fedreg/2008/10/14/E8-24235.html Notice - Proposed Collection; Comment Request 2008-10-14T00:00:00-07:00 2008-10-14T00:00:00-07:00 E8-24235 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-14/pdf/E8-24235.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24182.html Notice - Self-Regulatory Organizations; Notice of Filing by New York Stock Exchange LLC To Adopt an Additional Initial Listing Standard for Operating Companies 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24182 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24182.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24181.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Adopt a Policy Relating to its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24181 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24181.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24180.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing Certain Derivative Products Pursuant to Continued Listing Criteria 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24180 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24180.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24179.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87-Obvious Errors and Catastrophic Errors 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24179 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24179.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24178.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Adopt an Initial Listing Standard Applicable Only to Companies Transferring From NYSE Arca 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24178 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24178.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24121.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to Amending NASD Rule 2220 (Options Communications With the Public) 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24121 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24121.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24120.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24120 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24120.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24119.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to Clarification Regarding Capitalization-Weighting of Indexes 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24119 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24119.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24118.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 16 and NSX Fee Schedule Concerning Liquidity-Adding Rebates and Market Data Credits for Order Delivery Transactions 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24118 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24118.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24117.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Continued Listing Criteria Applicable to Equity Linked Notes and “Other Securities” 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24117 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24117.pdf https://regulations.justia.com/regulations/fedreg/2008/10/10/E8-24116.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options 2008-10-10T00:00:00-07:00 2008-10-10T00:00:00-07:00 E8-24116 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-10/pdf/E8-24116.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23979.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change To Expand DTC's Debit Cap Look-Ahead Processing 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23979 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23979.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23978.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Order Routing 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23978 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23978.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23940.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to an Order Entry Port Fee 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23940 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23940.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23932.html Notice - Proposed Collection; Comment Request 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23932 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23932.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23931.html Notice - Proposed Collection; Comment Request 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23931 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23931.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23930.html Notice - Proposed Collection; Comment Request 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23930 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23930.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23929.html Notice - Proposed Collection; Comment Request 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23929 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23929.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23928.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 104.10 To Extend the Duration of the Pilot Program Applicable to Conditional Transactions as Defined in Rule 104.10(6)(i) in all Securities to the Earlier of December 31, 2008 or the Approval of SR-NYSE-2008-46 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23928 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23928.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23927.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Electronic Indicative FLEX Quotes 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23927 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23927.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23926.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Permissible Exercise Price and Premium Calculations for FLEX Equity Options 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23926 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23926.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23925.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by American Stock Exchange LLC Relating to the Amex Price List After the Acquisition of NYSE Euronext 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23925 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23925.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-23924.html Notice - Proposed Collection; Comment Request 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-23924 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-23924.pdf https://regulations.justia.com/regulations/fedreg/2008/10/09/E8-22515.html Rule - Commission Guidance and Revisions to the Cross-Border Tender Offer, Exchange Offer, Rights Offerings, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions 2008-10-09T00:00:00-07:00 2008-10-09T00:00:00-07:00 E8-22515 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-10-09/pdf/E8-22515.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23862.html Notice - Order Extending Emergency Order Pursuant to Section 12(K)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23862 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23862.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23861.html Notice - Amendment to Order and Order Extending Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23861.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23843.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers (“RCMMs”) Pursuant to NYSE Rule 107A and Competitive Traders (“CTs”) Pursuant to NYSE Rule 110 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23843 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23843.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23842.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to the Price Improvement Mechanism 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23842 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23842.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23840.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23840 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23840.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23839.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Establish a Membership Waive-in Process and Fee Waiver for Certain NYSE Alternext U.S. LLC Member Organizations 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23839 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23839.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23838.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing of MacroShares Major Metro Housing Trusts 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23838 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23838.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23837.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend the Moratorium on the Administration of the Specialist Performance Evaluation Questionnaire (“SPEQ”) Pursuant to Exchange Rule 103A and the Use of the SPEQ Pursuant to Rule 103B (“Moratorium”) to the Earlier of December 31, 2008 or the Approval of SR-NYSE-2008-52, To Continue To Suspend the Use of SuperDot Turnaround for Orders Received and Responses to Administrative Messages as Objective Measures in the Assessment of Specialist Performance During the Moratorium and That the SPEQ and Order Reports/Administrative Responses Continue To Be Removed From the Criteria Used To Commence a Specialist Performance Improvement Action 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23837 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23837.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23836.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC To Remove Rule 6800 From the Nasdaq Rules 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23836 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23836.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23835.html Notice - Proposed Collection; Comment Request 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23835 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23835.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23767.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Amending Rules Governing Membership in Order To Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23767 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23767.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23766.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Establish New Membership, Member Firm Conduct, and Equity Trading Rules Following the Exchange's Acquisition by NYSE Euronext 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23766 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23766.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23765.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rules To Provide for a Minimum Execution Quantity Instruction on Certain Pegged Zero Display Reserve Orders 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23765 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23765.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23764.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Order Type 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23764 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23764.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23763.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23763 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23763.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23762.html Notice - Joint Industry Plan; Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23762 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23762.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23761.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance Processing of Exchange-Traded Funds 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23761 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23761.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23760.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23760 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23760.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23759.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change Relating to the Appointment of Market Makers on the Boston Options Exchange Facility 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23759 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23759.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23758.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member's Conduct of Doing Business With the Public 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23758 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23758.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23757.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposal To Permit $1 Strikes for MNX Options 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23757 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23757.pdf https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23756.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Reserve Orders on the Exchange to the Earlier of December 31, 2008 or the Date on Which the Commission Approves the Exchange's Filing Pursuant to SR-NYSE-2008-46 2008-10-08T00:00:00-07:00 2008-10-08T00:00:00-07:00 E8-23756 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23756.pdf https://regulations.justia.com/regulations/fedreg/2008/10/07/E8-23691.html Notice - Aberdeen Asset Management Inc. and Aberdeen Funds, et al.; Notice of Application 2008-10-07T00:00:00-07:00 2008-10-07T00:00:00-07:00 E8-23691 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-07/pdf/E8-23691.pdf https://regulations.justia.com/regulations/fedreg/2008/10/07/E8-23689.html Notice - HLHZ Investments II, LLC and Houlihan, Lokey, Howard & Zukin, Inc.; Notice of Application 2008-10-07T00:00:00-07:00 2008-10-07T00:00:00-07:00 E8-23689 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-07/pdf/E8-23689.pdf https://regulations.justia.com/regulations/fedreg/2008/10/07/E8-23688.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Government Securities Division To Expand the Types of Securities Eligible for the GCF Repo Service 2008-10-07T00:00:00-07:00 2008-10-07T00:00:00-07:00 E8-23688 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-07/pdf/E8-23688.pdf https://regulations.justia.com/regulations/fedreg/2008/10/07/E8-23672.html Notice - Eaton Vance Floating-Rate Income Trust, et al.; Notice of Application 2008-10-07T00:00:00-07:00 2008-10-07T00:00:00-07:00 E8-23672 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-07/pdf/E8-23672.pdf https://regulations.justia.com/regulations/fedreg/2008/10/07/E8-23614.html Notice - Order Extending Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-10-07T00:00:00-07:00 2008-10-07T00:00:00-07:00 E8-23614 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-07/pdf/E8-23614.pdf https://regulations.justia.com/regulations/fedreg/2008/10/07/E8-23613.html Notice - Order Extending Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-10-07T00:00:00-07:00 2008-10-07T00:00:00-07:00 E8-23613 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-07/pdf/E8-23613.pdf https://regulations.justia.com/regulations/fedreg/2008/10/06/E8-23579.html Notice - Sunshine Act Meeting 2008-10-06T00:00:00-07:00 2008-10-06T00:00:00-07:00 E8-23579 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-06/pdf/E8-23579.pdf https://regulations.justia.com/regulations/fedreg/2008/10/06/E8-23498.html Notice - Sunshine Act Meeting 2008-10-06T00:00:00-07:00 2008-10-06T00:00:00-07:00 E8-23498 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-06/pdf/E8-23498.pdf https://regulations.justia.com/regulations/fedreg/2008/10/06/E8-23492.html Notice - MCG Capital Corporation, et al.; Notice of Application 2008-10-06T00:00:00-07:00 2008-10-06T00:00:00-07:00 E8-23492 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-06/pdf/E8-23492.pdf https://regulations.justia.com/regulations/fedreg/2008/10/06/E8-23491.html Notice - H&Q Healthcare Investors, et al.; Notice of Application 2008-10-06T00:00:00-07:00 2008-10-06T00:00:00-07:00 E8-23491 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-06/pdf/E8-23491.pdf https://regulations.justia.com/regulations/fedreg/2008/10/06/E8-23490.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. Relating to the Phlx XL Risk Monitor Mechanism 2008-10-06T00:00:00-07:00 2008-10-06T00:00:00-07:00 E8-23490 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-06/pdf/E8-23490.pdf https://regulations.justia.com/regulations/fedreg/2008/10/06/E8-23489.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Trading Hours of the ISE Stock Exchange 2008-10-06T00:00:00-07:00 2008-10-06T00:00:00-07:00 E8-23489 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-06/pdf/E8-23489.pdf https://regulations.justia.com/regulations/fedreg/2008/10/06/E8-23488.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “TO” 2008-10-06T00:00:00-07:00 2008-10-06T00:00:00-07:00 E8-23488 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-06/pdf/E8-23488.pdf https://regulations.justia.com/regulations/fedreg/2008/10/06/E8-23487.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Arca Equities Rule 7.31(x) to Change the Permissible Order Entry Time and Eligibility of Its Primary Only Order and Amending NYSE Arca Equities Rule 14.3 to Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C. 2008-10-06T00:00:00-07:00 2008-10-06T00:00:00-07:00 E8-23487 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-06/pdf/E8-23487.pdf https://regulations.justia.com/regulations/fedreg/2008/10/06/E8-23486.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Rule 2B To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C. 2008-10-06T00:00:00-07:00 2008-10-06T00:00:00-07:00 E8-23486 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-06/pdf/E8-23486.pdf https://regulations.justia.com/regulations/fedreg/2008/10/06/E8-22760.html Rule - Foreign Issuer Reporting Enhancements 2008-10-06T00:00:00-07:00 2008-10-06T00:00:00-07:00 E8-22760 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-10-06/pdf/E8-22760.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23411.html Notice - WisdomTree Asset Management, Inc. and WisdomTree Trust; Notice of Application 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23411 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23411.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23410.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Fee Changes 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23410 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23410.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23409.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Closing Settlement Value 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23409 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23409.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23366.html Notice - First Trust Advisors L.P., et al.; Notice of Application 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23366 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23366.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23365.html Notice - Forward Funds and Forward Management, LLC; Notice of Application 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23365 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23365.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23364.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Fee Schedule 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23364 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23364.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23363.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Remove From Rule 7019 the Fees for Receiving Index Values 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23363 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23363.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23362.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23362 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23362.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23346.html Notice - Invesco PowerShares Capital Management LLC, et al.; Notice of Application 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23346 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23346.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23343.html Notice - Dodge & Cox Funds and Dodge & Cox Incorporated; Notice of Application 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23343 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23343.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23314.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving the Adoption of New Rule 478T To Set Forth the Temporary Procedures That Will Apply To Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of Amex by NYSE Euronext 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23314 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23314.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23313.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 4 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext; Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23313 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23313.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23378.html Notice - MB Tech, Inc., Order of Suspension of Trading 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23378 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23378.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23283.html Notice - Sunshine Act Meeting 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23283 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23283.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23282.html Notice - Sunshine Act Meeting 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23282 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23282.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23198.html Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23198 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23198.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23197.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 3130 (Annual Certification of Compliance and Supervisory Processes) in the Consolidated FINRA Rulebook 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23197 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23197.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23196.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Adoption of FINRA Rule 3220 (Influencing or Rewarding Employees of Others) and FINRA Rule 2070 (Transactions Involving FINRA Employees) in the Consolidated FINRA Rulebook 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23196 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23196.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23195.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Raise the Amount in Controversy Heard by a Single Chair-Qualified Arbitrator to $100,000 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23195 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23195.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23194.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change To Allow Issuers of Exchange-Traded Funds (“ETFs”) and Structured Products Who Are Voluntarily Delisting the Securities From the Exchange and Re-Listing on Another National Securities Exchange To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Certified Copy of Board of Directors Resolutions 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23194 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23194.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23193.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify Its Policy With Respect to Legal Opinions in Connection With Listings of Securities 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23193 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23193.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23192.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ProShares Trust II 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23192 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23192.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23057.html Rule - Technical Amendment to Item 407 of Regulation S-K 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23057 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23057.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23105.html Notice - Roundtable on Modernizing the SEC's Disclosure System 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23105 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23105.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23086.html Notice - Wendt-Bristol Health Services Corp.; Order of Suspension of Trading 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23086 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23086.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23074.html Notice - Sunshine Act Meeting 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23074 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23074.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23048.html Notice - Sunshine Act Meeting 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23048 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23048.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23047.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Supervision of Market Letters 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23047 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23047.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23044.html Notice - Aberdeen Asset Management Inc., et al.; Notice of Application 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23044 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23044.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23043.html Notice - Van Kampen Retirement Strategy Trust, et al.; Notice of Application 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23043 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23043.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23042.html Notice - Delaware Management Business Trust, et al.; Notice of Application 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23042 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23042.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23041.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rulebook Chapter XI To Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 To Add Definitions of “Market Maker” and “Market Maker Authorized Trader” 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23041 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23041.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-23040.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Adoption of NASD Rules 4000 Through 10000 Series and the 12000 Through 14000 Series as FINRA Rules in the New Consolidated FINRA Rulebook; Order Approving Proposed Rule Change Relating to the Membership Waive-In Process for Certain New York Stock Exchange Members; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the FINRA Rule 0100 Series (General Standards) in the Consolidated FINRA Rulebook; Order Approving Proposed Rule Change To Adopt FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade), FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices), and FINRA Rule 5150 (Fairness Opinions) in the Consolidated FINRA Rulebook; and Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Repeal NASD Rule 1130 and Incorporated Rules 405A, 440F, 440G and 447 as Part of th 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-23040 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-23040.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22969.html Notice - Proposed Collection; Comment Request 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22969 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22969.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22968.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's PORTAL Market 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22968 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22968.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22967.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes. 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22967.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22966.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing To Suspend the Operation of Certain NYSE Rules To Respond to the Impact to the Marketplace of the Events of September 15, 2008, Including the Bankruptcy Filing by Lehman Brothers Holding Inc. 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22966.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22965.html Notice - Joint Industry Plan; Order Granting Permanent Approval to Amendment No. 2 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22965 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22965.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22964.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 1000 (“Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation”) 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22964 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22964.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22961.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22961 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22961.pdf https://regulations.justia.com/regulations/fedreg/2008/10/01/E8-22960.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Administration and Enforcement of Certain Rules Pertaining to XLE 2008-10-01T00:00:00-07:00 2008-10-01T00:00:00-07:00 E8-22960 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-01/pdf/E8-22960.pdf