<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/10/08?registers=between Thu, 02 May 2024 06:54:12 -0700 Thu, 02 May 2024 06:54:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/10/08?registers=between Notice - Order Extending Emergency Order Pursuant to Section 12(K)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23862.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23862.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23862 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23862.pdf Notice - Amendment to Order and Order Extending Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23861.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23861.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23861.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers (“RCMMs”) Pursuant to NYSE Rule 107A and Competitive Traders (“CTs”) Pursuant to NYSE Rule 110 https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23843.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23843.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23843 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23843.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to the Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23842.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23842.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23842 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23842.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23840.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23840.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23840 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23840.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Establish a Membership Waive-in Process and Fee Waiver for Certain NYSE Alternext U.S. LLC Member Organizations https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23839.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23839.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23839 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23839.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing of MacroShares Major Metro Housing Trusts https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23838.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23838.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23838 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23838.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend the Moratorium on the Administration of the Specialist Performance Evaluation Questionnaire (“SPEQ”) Pursuant to Exchange Rule 103A and the Use of the SPEQ Pursuant to Rule 103B (“Moratorium”) to the Earlier of December 31, 2008 or the Approval of SR-NYSE-2008-52, To Continue To Suspend the Use of SuperDot Turnaround for Orders Received and Responses to Administrative Messages as Objective Measures in the Assessment of Specialist Performance During the Moratorium and That the SPEQ and Order Reports/Administrative Responses Continue To Be Removed From the Criteria Used To Commence a Specialist Performance Improvement Action https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23837.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23837.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23837 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23837.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC To Remove Rule 6800 From the Nasdaq Rules https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23836.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23836.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23836 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23836.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23835.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23835.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23835 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23835.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Amending Rules Governing Membership in Order To Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23767.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23767.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23767 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23767.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Establish New Membership, Member Firm Conduct, and Equity Trading Rules Following the Exchange's Acquisition by NYSE Euronext https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23766.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23766.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23766 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23766.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rules To Provide for a Minimum Execution Quantity Instruction on Certain Pegged Zero Display Reserve Orders https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23765.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23765.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23765 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23765.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Order Type https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23764.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23764.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23764 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23764.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23763.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23763.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23763 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23763.pdf Notice - Joint Industry Plan; Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23762.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23762.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23762 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23762.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance Processing of Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23761.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23761.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23761 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23761.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23760.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23760.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23760 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23760.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change Relating to the Appointment of Market Makers on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23759.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23759.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23759 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23759.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member's Conduct of Doing Business With the Public https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23758.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23758.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23758 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23758.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposal To Permit $1 Strikes for MNX Options https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23757.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23757.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23757 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23757.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Reserve Orders on the Exchange to the Earlier of December 31, 2008 or the Date on Which the Commission Approves the Exchange's Filing Pursuant to SR-NYSE-2008-46 https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23756.html https://regulations.justia.com/regulations/fedreg/2008/10/08/E8-23756.html Wed, 08 Oct 2008 00:00:00 -0700 E8-23756 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-08/pdf/E8-23756.pdf