Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/10/03?limit=200&registers=between&mode=atom 2024-04-23T01:04:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23411.html Notice - WisdomTree Asset Management, Inc. and WisdomTree Trust; Notice of Application 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23411 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23411.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23410.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Fee Changes 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23410 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23410.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23409.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Closing Settlement Value 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23409 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23409.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23366.html Notice - First Trust Advisors L.P., et al.; Notice of Application 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23366 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23366.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23365.html Notice - Forward Funds and Forward Management, LLC; Notice of Application 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23365 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23365.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23364.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Fee Schedule 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23364 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23364.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23363.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Remove From Rule 7019 the Fees for Receiving Index Values 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23363 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23363.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23362.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23362 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23362.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23346.html Notice - Invesco PowerShares Capital Management LLC, et al.; Notice of Application 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23346 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23346.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23343.html Notice - Dodge & Cox Funds and Dodge & Cox Incorporated; Notice of Application 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23343 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23343.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23314.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving the Adoption of New Rule 478T To Set Forth the Temporary Procedures That Will Apply To Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of Amex by NYSE Euronext 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23314 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23314.pdf https://regulations.justia.com/regulations/fedreg/2008/10/03/E8-23313.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 4 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext; Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext 2008-10-03T00:00:00-07:00 2008-10-03T00:00:00-07:00 E8-23313 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-03/pdf/E8-23313.pdf