Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/10/02?limit=200&registers=between&mode=atom 2024-04-19T18:58:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23378.html Notice - MB Tech, Inc., Order of Suspension of Trading 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23378 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23378.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23283.html Notice - Sunshine Act Meeting 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23283 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23283.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23282.html Notice - Sunshine Act Meeting 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23282 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23282.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23198.html Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23198 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23198.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23197.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 3130 (Annual Certification of Compliance and Supervisory Processes) in the Consolidated FINRA Rulebook 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23197 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23197.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23196.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Adoption of FINRA Rule 3220 (Influencing or Rewarding Employees of Others) and FINRA Rule 2070 (Transactions Involving FINRA Employees) in the Consolidated FINRA Rulebook 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23196 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23196.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23195.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Raise the Amount in Controversy Heard by a Single Chair-Qualified Arbitrator to $100,000 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23195 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23195.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23194.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change To Allow Issuers of Exchange-Traded Funds (“ETFs”) and Structured Products Who Are Voluntarily Delisting the Securities From the Exchange and Re-Listing on Another National Securities Exchange To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Certified Copy of Board of Directors Resolutions 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23194 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23194.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23193.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify Its Policy With Respect to Legal Opinions in Connection With Listings of Securities 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23193 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23193.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23192.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ProShares Trust II 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23192 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23192.pdf https://regulations.justia.com/regulations/fedreg/2008/10/02/E8-23057.html Rule - Technical Amendment to Item 407 of Regulation S-K 2008-10-02T00:00:00-07:00 2008-10-02T00:00:00-07:00 E8-23057 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-10-02/pdf/E8-23057.pdf