Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/09?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2020-08-09T08:07:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22962.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts) 2008-09-30T00:00:00-07:00 2008-09-30T00:00:00-07:00 E8-22962 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22962.pdf https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22927.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Amend the By-Laws of FINRA Regulation To Realign the Representation of Industry Members on the National Adjudicatory Council To Follow More Closely the Categories of Industry Representation on the FINRA Board 2008-09-30T00:00:00-07:00 2008-09-30T00:00:00-07:00 E8-22927 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22927.pdf https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22859.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish a PORTAL Reference Database and Related Fees 2008-09-30T00:00:00-07:00 2008-09-30T00:00:00-07:00 E8-22859 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22859.pdf https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22858.html Notice - Sunshine Act Meeting 2008-09-30T00:00:00-07:00 2008-09-30T00:00:00-07:00 E8-22858 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22858.pdf https://regulations.justia.com/regulations/fedreg/2008/09/30/E8-22830.html Notice - Sunshine Act Meeting 2008-09-30T00:00:00-07:00 2008-09-30T00:00:00-07:00 E8-22830 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-30/pdf/E8-22830.pdf https://regulations.justia.com/regulations/fedreg/2008/09/29/E8-22749.html Notice - Morgan Stanley Series Funds, et al.; Notice of Application 2008-09-29T00:00:00-07:00 2008-09-29T00:00:00-07:00 E8-22749 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-29/pdf/E8-22749.pdf https://regulations.justia.com/regulations/fedreg/2008/09/29/E8-22748.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Relating to Transfer of Interim Trading Permits 2008-09-29T00:00:00-07:00 2008-09-29T00:00:00-07:00 E8-22748 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-29/pdf/E8-22748.pdf https://regulations.justia.com/regulations/fedreg/2008/09/29/E8-22747.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to Appointment Costs 2008-09-29T00:00:00-07:00 2008-09-29T00:00:00-07:00 E8-22747 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-29/pdf/E8-22747.pdf https://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22658.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Enable the Exchange To Waive Annual Listing Fees for Securities Transferring From the Amex or NYSE Arca, Inc. 2008-09-26T00:00:00-07:00 2008-09-26T00:00:00-07:00 E8-22658 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22658.pdf https://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22656.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule To Establish a CBSX-Only Order Type 2008-09-26T00:00:00-07:00 2008-09-26T00:00:00-07:00 E8-22656 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22656.pdf https://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22655.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Waive Annual Fees for Securities Transferring to NYSE Arca From NYSE Alternext US 2008-09-26T00:00:00-07:00 2008-09-26T00:00:00-07:00 E8-22655 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22655.pdf https://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22654.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc., Amending NYSE Arca Equities Rule 7.35 Governing Auctions 2008-09-26T00:00:00-07:00 2008-09-26T00:00:00-07:00 E8-22654 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22654.pdf https://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22638.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Variability Index Options, Strategy-Based Index Options, and Adjustments of Stock Option Contracts 2008-09-26T00:00:00-07:00 2008-09-26T00:00:00-07:00 E8-22638 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22638.pdf https://regulations.justia.com/regulations/fedreg/2008/09/26/E8-22587.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend Section 902.09 of the Listed Company Manual To Establish Fees for Securities Listed Under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and To Waive Fees for Structured Products Transferred From the Amex to the NYSE 2008-09-26T00:00:00-07:00 2008-09-26T00:00:00-07:00 E8-22587 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-26/pdf/E8-22587.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22644.html Notice - Sunshine Act Meeting 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22644 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22644.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22547.html Notice - The Reserve Fund, on Behalf of Two of Its Series, the Primary Fund and the U.S. Government Fund; Order Temporarily Suspending Redemption of Investment Company Shares and Postponing Payment for Investment Company Shares Which Have Been Submitted for Redemption for Which Payment Has Not Been Made Pursuant to Section 22(E)(3) of the Investment Company Act of 1940 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22547 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22547.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22546.html Notice - Sunshine Act Meeting 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22546 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22546.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22509.html Notice - Securities Exchange Act of 1934; Amendment to Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22509 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22509.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22508.html Notice - Triangle Capital Corporation, et al.; Notice of Application 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22508 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22508.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22507.html Notice - Trust for Professional Managers, et al.; Notice of Application 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22507 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22507.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22506.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing To Temporarily Suspend the Requirements of NYSE Rule 311 and Related NYSE Rules Concerning the Approval of New Member Organizations in Order To Approve Barclays Capital Inc. as an NYSE Member Organization 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22506 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22506.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22505.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the American Stock Exchange LLC Temporarily Suspending the Requirements of Its Rules Concerning the Approval of New Member Organizations in Order To Approve Barclays Capital Inc. Immediately and Provisionally as a New Member Organization 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22505 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22505.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22504.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Temporarily Suspend the Requirements of NYSE Arca Rule 2.4 and Related NYSE Arca Rules Concerning Options Trading Permit Holder Applications and Approvals In Order To Immediately Approve Barclays Capital Inc. as an NYSE Arca OTP Holder 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22504 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22504.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22503.html Notice - Order Granting Temporary, Conditional Relief From the Net Capital Rule for Barclays Capital, Inc. 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22503 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22503.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22502.html Notice - Securities Exchange Act of 1934 Amendment to Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22502 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22502.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22489.html Notice - Consolidated Tape Association; Order Approving the Twelfth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Eighth Substantive Amendment to the Restated Consolidated Quotation Plan 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22489 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22489.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22488.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Cash Dividend Threshold 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22488 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22488.pdf https://regulations.justia.com/regulations/fedreg/2008/09/25/E8-22463.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Securities Traded on the Exchange Pursuant to Unlisted Trading Privileges 2008-09-25T00:00:00-07:00 2008-09-25T00:00:00-07:00 E8-22463 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-25/pdf/E8-22463.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22487.html Notice - Securities Exchange Act of 1934; Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22487 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22487.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22462.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Revise Its Initial Listing Process To Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-application Eligibility Review Process, and Upgrade Its Listing Requirements by Eliminating the Alternative Listing Standards 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22462 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22462.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22391.html Rule - Adoption of Updated EDGAR Filer Manual 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22391 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22391.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22379.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Related to Submission of Non-Tape Reports 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22379 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22379.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22378.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quotation Size Decrementation 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22378 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22378.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22370.html Notice - Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22370 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22370.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22369.html Notice - Emergency Order Pursuant to Section 12(K)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22369 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22369.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22308.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change To List and Trade the WisdomTree Dreyfus Emerging Markets Fund 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22308 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22308.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22249.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc. To Enable the Listing and Trading of Options on Index-Linked Securities 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22249 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22249.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22246.html Notice - Sunshine Act Meeting 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22246 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22246.pdf https://regulations.justia.com/regulations/fedreg/2008/09/24/E8-22212.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BATS Exchange, Inc. 2008-09-24T00:00:00-07:00 2008-09-24T00:00:00-07:00 E8-22212 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-24/pdf/E8-22212.pdf https://regulations.justia.com/regulations/fedreg/2008/09/23/E8-22380.html Notice - In the Matter of Ragen Corp. Rainwire Partners, Inc., Rako Capital Corp., Ramtek Corp. (n/k/a Ramtek I Corp.), Ranger Industries, Inc., RCS Holdings, Inc., and Recycling Industries, Inc., Respondents.; Order of Suspension of Trading 2008-09-23T00:00:00-07:00 2008-09-23T00:00:00-07:00 E8-22380 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-23/pdf/E8-22380.pdf https://regulations.justia.com/regulations/fedreg/2008/09/23/E8-22373.html Notice - In the Matter of Quality Resorts of America, Inc., Quentra Networks, Inc., and Quokka Sports, Inc.; Order of Suspension of Trading 2008-09-23T00:00:00-07:00 2008-09-23T00:00:00-07:00 E8-22373 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-23/pdf/E8-22373.pdf https://regulations.justia.com/regulations/fedreg/2008/09/23/E8-22195.html Notice - Sunshine Act Meeting 2008-09-23T00:00:00-07:00 2008-09-23T00:00:00-07:00 E8-22195 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-23/pdf/E8-22195.pdf https://regulations.justia.com/regulations/fedreg/2008/09/23/E8-22166.html Notice - Emergency Order Pursuant to Section 12(K)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-09-23T00:00:00-07:00 2008-09-23T00:00:00-07:00 E8-22166 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-23/pdf/E8-22166.pdf https://regulations.justia.com/regulations/fedreg/2008/09/23/E8-22115.html Notice - Proposed Collection; Comment Request 2008-09-23T00:00:00-07:00 2008-09-23T00:00:00-07:00 E8-22115 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-23/pdf/E8-22115.pdf https://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22133.html Notice - Sunshine Act Meeting 2008-09-22T00:00:00-07:00 2008-09-22T00:00:00-07:00 E8-22133 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22133.pdf https://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22081.html Notice - Sunshine Act Meeting 2008-09-22T00:00:00-07:00 2008-09-22T00:00:00-07:00 E8-22081 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22081.pdf https://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22015.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Rule on Auditing Standard No. 6, Evaluating Consistency of Financial Statements, and Conforming Amendments 2008-09-22T00:00:00-07:00 2008-09-22T00:00:00-07:00 E8-22015 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22015.pdf https://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22014.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend By-Laws 2008-09-22T00:00:00-07:00 2008-09-22T00:00:00-07:00 E8-22014 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22014.pdf https://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22013.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., CBOE Stock Exchange, LLC, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE Arca Inc., NYSE Regulation, Inc., and Philadelphia Stock Exchange, Inc. 2008-09-22T00:00:00-07:00 2008-09-22T00:00:00-07:00 E8-22013 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22013.pdf https://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22012.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Incorporated NYSE Rules 2008-09-22T00:00:00-07:00 2008-09-22T00:00:00-07:00 E8-22012 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22012.pdf https://regulations.justia.com/regulations/fedreg/2008/09/22/E8-22011.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc. (f/k/a National Association of Securities Dealers, Inc.); Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Minimum Price-Improvement Standards Set Forth in NASD Interpretive Material (“IM”) 2110-2 2008-09-22T00:00:00-07:00 2008-09-22T00:00:00-07:00 E8-22011 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-22/pdf/E8-22011.pdf https://regulations.justia.com/regulations/fedreg/2008/09/19/E8-22071.html Notice - In the Matter of: EA Industries, Inc., Ebiz Enterprises, Inc., and Einstein Noah Bagel Corp. (n/k/a ENBC Corp.); Order of Suspension of Trading 2008-09-19T00:00:00-07:00 2008-09-19T00:00:00-07:00 E8-22071 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-22071.pdf https://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21948.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Conforming Certain NYSE Rules to Changes to NYSE Incorporated Rules Recently Filed by the Financial Industry Regulatory Authority, Inc. 2008-09-19T00:00:00-07:00 2008-09-19T00:00:00-07:00 E8-21948 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21948.pdf https://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21947.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.5, Entitled “Orders and Modifiers,” To Provide for a New Order Type-Modified Destination Specific Order 2008-09-19T00:00:00-07:00 2008-09-19T00:00:00-07:00 E8-21947 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21947.pdf https://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21944.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Determine That a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company 2008-09-19T00:00:00-07:00 2008-09-19T00:00:00-07:00 E8-21944 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21944.pdf https://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21902.html Notice - Proposed Collection; Comment Request 2008-09-19T00:00:00-07:00 2008-09-19T00:00:00-07:00 E8-21902 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21902.pdf https://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21901.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2) To Permit the Listing of ELNs That Are Linked to Securities Issued by Companies Registered Under the Investment Company Act of 1940 2008-09-19T00:00:00-07:00 2008-09-19T00:00:00-07:00 E8-21901 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21901.pdf https://regulations.justia.com/regulations/fedreg/2008/09/19/E8-21765.html Notice - Submission for OMB Review; Comment Request 2008-09-19T00:00:00-07:00 2008-09-19T00:00:00-07:00 E8-21765 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-19/pdf/E8-21765.pdf https://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21938.html Notice - In the Matter of Cadema Corp. and Caredata.com, Inc.; Order of Suspension of Trading 2008-09-18T00:00:00-07:00 2008-09-18T00:00:00-07:00 E8-21938 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21938.pdf https://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21766.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 8.3A Pertaining to Class Quoting Limits 2008-09-18T00:00:00-07:00 2008-09-18T00:00:00-07:00 E8-21766 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21766.pdf https://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21764.html Notice - Proposed Collection; Comment Request 2008-09-18T00:00:00-07:00 2008-09-18T00:00:00-07:00 E8-21764 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21764.pdf https://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21763.html Notice - Rafferty Asset Management, LLC, et al.; Notice of Application 2008-09-18T00:00:00-07:00 2008-09-18T00:00:00-07:00 E8-21763 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21763.pdf https://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21762.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Eliminate the Requirement To Report Yield to TRACE and for FINRA To Calculate and Disseminate a Standard Yield 2008-09-18T00:00:00-07:00 2008-09-18T00:00:00-07:00 E8-21762 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21762.pdf https://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21761.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Listing and Trading of Options on Section 107 Securities 2008-09-18T00:00:00-07:00 2008-09-18T00:00:00-07:00 E8-21761 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21761.pdf https://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21760.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Change To Adopt FINRA Rules 5110 (Corporate Financing Rule), 5190 (Notification Requirements for Offering Participants) and 6470 (Withdrawal of Quotations in an OTC Equity Security in Compliance With SEC Regulation M) in the Consolidated FINRA Rulebook 2008-09-18T00:00:00-07:00 2008-09-18T00:00:00-07:00 E8-21760 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21760.pdf https://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21759.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Hybrid Electronic Quoting Fee 2008-09-18T00:00:00-07:00 2008-09-18T00:00:00-07:00 E8-21759 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21759.pdf https://regulations.justia.com/regulations/fedreg/2008/09/18/E8-21758.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing of the iShares Lehman Agency Bond Fund 2008-09-18T00:00:00-07:00 2008-09-18T00:00:00-07:00 E8-21758 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-18/pdf/E8-21758.pdf https://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21830.html Notice - In the Matter of B.B. Walker Co., Bellatrix International, Inc., Belmont Resources, Inc., Beres Industries, Inc., Best Products Co., Inc., Bethlehem Corp., and Bogue Electric Manufacturing Co. (n/k/a Bogue International, Inc.); Order of Suspension of Trading 2008-09-17T00:00:00-07:00 2008-09-17T00:00:00-07:00 E8-21830 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21830.pdf https://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21708.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.5, entitled “Orders and Modifiers,” To Provide for a New Order Type-Modified Directed Intermarket Sweep Order 2008-09-17T00:00:00-07:00 2008-09-17T00:00:00-07:00 E8-21708 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21708.pdf https://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21707.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending NYSE Rule 104(e) (Dealings by Specialists) To Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H) 2008-09-17T00:00:00-07:00 2008-09-17T00:00:00-07:00 E8-21707 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21707.pdf https://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21706.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Shares of the PowerShares Active U.S. Real Estate Fund 2008-09-17T00:00:00-07:00 2008-09-17T00:00:00-07:00 E8-21706 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21706.pdf https://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21705.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Establish a System for the Purchase of Equity Value Indicator Securities 2008-09-17T00:00:00-07:00 2008-09-17T00:00:00-07:00 E8-21705 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21705.pdf https://regulations.justia.com/regulations/fedreg/2008/09/17/E8-21704.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Resume the Operation of NYSE Rule 123D(3) With Respect to Trading in the Securities of Fannie Mae and Freddie Mac Beginning on September 11, 2008, Following the Suspension of That Rule Pursuant to SR-NYSE-2008-81 2008-09-17T00:00:00-07:00 2008-09-17T00:00:00-07:00 E8-21704 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-17/pdf/E8-21704.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21649.html Notice - American Environmental Corp.; (n/k/a TrackBets International, Inc.), BAM! Entertainment, Inc., Entertainment Technologies & Programs, Inc., Inter Con PC, Inc., Rudy Nutrition, Trans Global Services, Inc., XCL Ltd., and ZymeTx, Inc.; Order of Suspension of Trading 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21649 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21649.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21643.html Notice - Sunshine Act Meeting 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21643 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21643.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21616.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21616 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21616.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21607.html Notice - Sunshine Act Meeting 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21607 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21607.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21545.html Notice - Global X Funds and Global X Management Company LLC; Notice of Application 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21545 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21545.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21544.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange To Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21544 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21544.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21543.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Make Permanent a Pilot Program Under Which the Exchange Excludes From Its Earnings Standard Gains or Losses From Extinguishment of Debt Prior to Maturity 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21543 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21543.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21535.html Notice - Submission for OMB Review; Comment Request 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21535 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21535.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21534.html Notice - Submission for OMB Review; Comment Request 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21534 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21534.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21533.html Notice - Submission for OMB Review; Comment Request 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21533 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21533.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21532.html Notice - Submission for OMB Review; Comment Request 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21532 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21532.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21531.html Notice - Submission for OMB Review; Comment Request 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21531 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21531.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21530.html Notice - Proposed Collection; Comment Request 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21530 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21530.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21529.html Notice - Submission for OMB Review; Comment Request 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21529 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21529.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21528.html Notice - Submission for OMB Review; Comment Request 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21528 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21528.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21527.html Notice - Proposed Collection; Comment Request 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21527 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21527.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21526.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3) in Connection With Generic Listing Standards for Multiple Fund Shares and Inverse Fund Shares 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21526 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21526.pdf https://regulations.justia.com/regulations/fedreg/2008/09/16/E8-21485.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Transfer of Ownership of MX US 2, Inc.; Correction 2008-09-16T00:00:00-07:00 2008-09-16T00:00:00-07:00 E8-21485 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-16/pdf/E8-21485.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21408.html Notice - Proposed Collection; Comment Request 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21408 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21408.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21407.html Notice - Submission for OMB Review; Comment Request 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21407 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21407.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21406.html Notice - Submission for OMB Review; Comment Request 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21406 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21406.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21405.html Notice - Proposed Collection; Comment Request 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21405 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21405.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21392.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade Shares of 12 Funds of the WisdomTree Trust Pursuant to Unlisted Trading Privileges 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21392 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21392.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21391.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Displayed Penny Quotes and Orders 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21391 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21391.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21333.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Proposed by New York Stock Exchange LLC To Suspend the Operation of NYSE Rule 123D With Respect to Trading in the Securities of Fannie Mae and Freddie Mac 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21333 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21333.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21332.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them That They Are Noncompliant With Exchange Listing Requirements 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21332 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21332.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21331.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To List and Trade ELEMENTSSM 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21331 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21331.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21330.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. Amending Its Schedule of Fees and Charges for Exchange Services in Order To Establish a New Fee for Electronically Executed Complex Orders 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21330 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21330.pdf https://regulations.justia.com/regulations/fedreg/2008/09/15/E8-21329.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of MacroShares Major Metro Housing Trusts 2008-09-15T00:00:00-07:00 2008-09-15T00:00:00-07:00 E8-21329 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-15/pdf/E8-21329.pdf https://regulations.justia.com/regulations/fedreg/2008/09/12/E8-21167.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Inc. Amending CBOE Rule 52.3 2008-09-12T00:00:00-07:00 2008-09-12T00:00:00-07:00 E8-21167 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-12/pdf/E8-21167.pdf https://regulations.justia.com/regulations/fedreg/2008/09/12/E8-21166.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Its Rule Governing Equity-Linked Debt Securities To Permit the Listing of Equity-Linked Debt Securities Linked To Baskets of Up to Thirty Underlying Securities and To Provide for Greater Flexibility in Listing Criteria 2008-09-12T00:00:00-07:00 2008-09-12T00:00:00-07:00 E8-21166 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-12/pdf/E8-21166.pdf https://regulations.justia.com/regulations/fedreg/2008/09/12/E8-21165.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts) 2008-09-12T00:00:00-07:00 2008-09-12T00:00:00-07:00 E8-21165 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-12/pdf/E8-21165.pdf https://regulations.justia.com/regulations/fedreg/2008/09/12/E8-21164.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Related to Trades in Restricted Classes 2008-09-12T00:00:00-07:00 2008-09-12T00:00:00-07:00 E8-21164 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-12/pdf/E8-21164.pdf https://regulations.justia.com/regulations/fedreg/2008/09/12/E8-21162.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees 2008-09-12T00:00:00-07:00 2008-09-12T00:00:00-07:00 E8-21162 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-12/pdf/E8-21162.pdf https://regulations.justia.com/regulations/fedreg/2008/09/11/E8-21144.html Notice - Fidelity Aberdeen Street Trust, et al.; Notice of Application 2008-09-11T00:00:00-07:00 2008-09-11T00:00:00-07:00 E8-21144 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-11/pdf/E8-21144.pdf https://regulations.justia.com/regulations/fedreg/2008/09/11/E8-21143.html Notice - Prudential Financial, Inc., et al.; Notice of Application and Temporary Order 2008-09-11T00:00:00-07:00 2008-09-11T00:00:00-07:00 E8-21143 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-11/pdf/E8-21143.pdf https://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20995.html Rule - Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers 2008-09-10T00:00:00-07:00 2008-09-10T00:00:00-07:00 E8-20995 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20995.pdf https://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20964.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Adopt FINRA Rule 4560 (Short-Interest Reporting) in the Consolidated FINRA Rulebook 2008-09-10T00:00:00-07:00 2008-09-10T00:00:00-07:00 E8-20964 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20964.pdf https://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20963.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Net Asset Value Calculations for CurrencyShares Trusts 2008-09-10T00:00:00-07:00 2008-09-10T00:00:00-07:00 E8-20963 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20963.pdf https://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20962.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding the Listing of Fourteen Funds of the Commodities and Currency Trust 2008-09-10T00:00:00-07:00 2008-09-10T00:00:00-07:00 E8-20962 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20962.pdf https://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20961.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete CBOE Rule 15.10 2008-09-10T00:00:00-07:00 2008-09-10T00:00:00-07:00 E8-20961 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20961.pdf https://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20960.html Notice - Phoenix Equity Trust, et al.; Notice of Application 2008-09-10T00:00:00-07:00 2008-09-10T00:00:00-07:00 E8-20960 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20960.pdf https://regulations.justia.com/regulations/fedreg/2008/09/10/E8-20957.html Notice - Sunshine Act Meeting 2008-09-10T00:00:00-07:00 2008-09-10T00:00:00-07:00 E8-20957 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-10/pdf/E8-20957.pdf https://regulations.justia.com/regulations/fedreg/2008/09/09/E8-20869.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Transfer of Ownership of MX U.S. 2, Inc. 2008-09-09T00:00:00-07:00 2008-09-09T00:00:00-07:00 E8-20869 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-09/pdf/E8-20869.pdf https://regulations.justia.com/regulations/fedreg/2008/09/09/E8-20809.html Notice - Order Granting Application for Exemption Pursuant to Section 36(a) of the Exchange Act by the Philadelphia Stock Exchange, Inc. From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference 2008-09-09T00:00:00-07:00 2008-09-09T00:00:00-07:00 E8-20809 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-09/pdf/E8-20809.pdf https://regulations.justia.com/regulations/fedreg/2008/09/09/E8-20808.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 18 To Allow NYSE Alternext US LLC To Participate in the Compensation Fund Established by the NYSE To Reimburse Claimants for Losses Associated With NYSE-Operated System Failures 2008-09-09T00:00:00-07:00 2008-09-09T00:00:00-07:00 E8-20808 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-09/pdf/E8-20808.pdf https://regulations.justia.com/regulations/fedreg/2008/09/09/E8-20807.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Reduce the Monthly Fee for NYSE Realtime Reference Prices 2008-09-09T00:00:00-07:00 2008-09-09T00:00:00-07:00 E8-20807 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-09/pdf/E8-20807.pdf https://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20707.html Notice - In the Matter of Continental Beverage and Nutrition, Inc.; Order of Suspension of Trading 2008-09-05T00:00:00-07:00 2008-09-05T00:00:00-07:00 E8-20707 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20707.pdf https://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20618.html Notice - Submission for OMB Review; Comment Request 2008-09-05T00:00:00-07:00 2008-09-05T00:00:00-07:00 E8-20618 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20618.pdf https://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20617.html Notice - Submission for OMB Review; Comment Request 2008-09-05T00:00:00-07:00 2008-09-05T00:00:00-07:00 E8-20617 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20617.pdf https://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20616.html Notice - Submission for OMB Review; Comment Request 2008-09-05T00:00:00-07:00 2008-09-05T00:00:00-07:00 E8-20616 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20616.pdf https://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20615.html Notice - PIMCO Municipal Income Fund, et al.; Notice of Application 2008-09-05T00:00:00-07:00 2008-09-05T00:00:00-07:00 E8-20615 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20615.pdf https://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20614.html Notice - John Hancock Income Securities Trust, et al.; Notice of Application 2008-09-05T00:00:00-07:00 2008-09-05T00:00:00-07:00 E8-20614 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20614.pdf https://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20613.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Establish NYSE Arca Realtime Reference Prices Service 2008-09-05T00:00:00-07:00 2008-09-05T00:00:00-07:00 E8-20613 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20613.pdf https://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20612.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change To Implement a New Service to Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP 2008-09-05T00:00:00-07:00 2008-09-05T00:00:00-07:00 E8-20612 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20612.pdf https://regulations.justia.com/regulations/fedreg/2008/09/05/E8-20550.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2008-09-05T00:00:00-07:00 2008-09-05T00:00:00-07:00 E8-20550 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-05/pdf/E8-20550.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20534.html Notice - Sunshine Act Meeting 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20534 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20534.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20524.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Voluntary Professional Transaction Fees 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20524 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20524.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20517.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20517 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20517.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20516.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for Members Using the Nasdaq Crossing Network 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20516 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20516.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20470.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To List and Trade the Barclays Middle East Equities (MSCI GCC) Non Exchange Traded Notes Due 2038 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20470 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20470.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20469.html Notice - Options Price Reporting Authority; Order Approving an Amendment, as Modified by Amendment No. 1 Thereto, to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Vendor Agreement and Related Documents and To Adopt a New Policy 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20469 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20469.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20468.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Clarify the Application of Nasdaq Rules When a Listed Company Combines With a Non-Nasdaq Entity 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20468 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20468.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20467.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.31(x) To Clarify the Permissible Order Entry Time and Eligibility of Its Primary Only Order and Amending NYSE Arca Equities Rule 14.3 To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C. 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20467 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20467.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20466.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 2B in Order To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C. 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20466 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20466.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20465.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123B (Exchange Automated Order Routing System) To Allow a Member Organization To Provide Other Market Participants With Access to the Exchange on an Agency Basis 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20465 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20465.pdf https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20464.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Demutualization of Chicago Board Options Exchange, Incorporated 2008-09-04T00:00:00-07:00 2008-09-04T00:00:00-07:00 E8-20464 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20464.pdf https://regulations.justia.com/regulations/fedreg/2008/09/03/E8-20398.html Notice - Allianz Life Insurance Company of North America, et al. 2008-09-03T00:00:00-07:00 2008-09-03T00:00:00-07:00 E8-20398 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-03/pdf/E8-20398.pdf https://regulations.justia.com/regulations/fedreg/2008/09/03/E8-20382.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiving Compliance With DRS Participation Rules for Foreign Private Issuers 2008-09-03T00:00:00-07:00 2008-09-03T00:00:00-07:00 E8-20382 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-03/pdf/E8-20382.pdf https://regulations.justia.com/regulations/fedreg/2008/09/03/E8-20316.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Academic Waiver Policy 2008-09-03T00:00:00-07:00 2008-09-03T00:00:00-07:00 E8-20316 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-03/pdf/E8-20316.pdf https://regulations.justia.com/regulations/fedreg/2008/09/02/E8-20250.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Execution Fees on the XLE Fee Schedule 2008-09-02T00:00:00-07:00 2008-09-02T00:00:00-07:00 E8-20250 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-02/pdf/E8-20250.pdf https://regulations.justia.com/regulations/fedreg/2008/09/02/E8-20249.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Eliminate the Ability To Obtain a Physical Certificate From DTC for Issues That Are Eligible and Participating in the Direct Registration System 2008-09-02T00:00:00-07:00 2008-09-02T00:00:00-07:00 E8-20249 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-02/pdf/E8-20249.pdf https://regulations.justia.com/regulations/fedreg/2008/09/02/E8-20247.html Notice - Woodcock Financial Management Company, LLC; Notice of Application 2008-09-02T00:00:00-07:00 2008-09-02T00:00:00-07:00 E8-20247 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-02/pdf/E8-20247.pdf https://regulations.justia.com/regulations/fedreg/2008/09/02/E8-20229.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Members 2008-09-02T00:00:00-07:00 2008-09-02T00:00:00-07:00 E8-20229 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-02/pdf/E8-20229.pdf https://regulations.justia.com/regulations/fedreg/2008/09/02/E8-20228.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc. (n/k/a NASDAQ OMX PHLX, Inc.); Order Granting Approval of Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public 2008-09-02T00:00:00-07:00 2008-09-02T00:00:00-07:00 E8-20228 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-02/pdf/E8-20228.pdf