<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/09/04?registers=between Fri, 03 May 2024 16:17:55 -0700 Fri, 03 May 2024 16:17:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/09/04?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20534.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20534.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20534 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20534.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Voluntary Professional Transaction Fees https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20524.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20524.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20524 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20524.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20517.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20517.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20517 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20517.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for Members Using the Nasdaq Crossing Network https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20516.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20516.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20516 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20516.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To List and Trade the Barclays Middle East Equities (MSCI GCC) Non Exchange Traded Notes Due 2038 https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20470.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20470.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20470 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20470.pdf Notice - Options Price Reporting Authority; Order Approving an Amendment, as Modified by Amendment No. 1 Thereto, to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Vendor Agreement and Related Documents and To Adopt a New Policy https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20469.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20469.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20469 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20469.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Clarify the Application of Nasdaq Rules When a Listed Company Combines With a Non-Nasdaq Entity https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20468.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20468.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20468 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20468.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.31(x) To Clarify the Permissible Order Entry Time and Eligibility of Its Primary Only Order and Amending NYSE Arca Equities Rule 14.3 To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C. https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20467.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20467.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20467 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20467.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 2B in Order To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C. https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20466.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20466.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20466 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20466.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123B (Exchange Automated Order Routing System) To Allow a Member Organization To Provide Other Market Participants With Access to the Exchange on an Agency Basis https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20465.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20465.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20465 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20465.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Demutualization of Chicago Board Options Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20464.html https://regulations.justia.com/regulations/fedreg/2008/09/04/E8-20464.html Thu, 04 Sep 2008 00:00:00 -0700 E8-20464 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-09-04/pdf/E8-20464.pdf