Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/08?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-22T23:28:22-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/08/29/E8-20220.htmlNotice - In the Matter of Markland Technologies, Inc.; Order of Suspension of Trading2008-08-29T00:00:00-07:002008-08-29T00:00:00-07:00E8-20220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-29/pdf/E8-20220.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/29/E8-20140.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Exchange's Fee Schedule Concerning Complex Orders2008-08-29T00:00:00-07:002008-08-29T00:00:00-07:00E8-20140Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-29/pdf/E8-20140.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/29/E8-20084.htmlNotice - Self Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Adoption of NASD Rule 2790 as FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Public Offerings) in the Consolidated FINRA Rulebook2008-08-29T00:00:00-07:002008-08-29T00:00:00-07:00E8-20084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-29/pdf/E8-20084.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/29/E8-20065.htmlNotice - Submission for OMB Review; Comment Request2008-08-29T00:00:00-07:002008-08-29T00:00:00-07:00E8-20065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-29/pdf/E8-20065.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/29/E8-20064.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules Related to the Hybrid 3.0 Platform and Lead Market-Makers2008-08-29T00:00:00-07:002008-08-29T00:00:00-07:00E8-20064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-29/pdf/E8-20064.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/29/E8-20063.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Discontinue Its Policy of Requiring Legal Opinions in Connection With Listings of Securities2008-08-29T00:00:00-07:002008-08-29T00:00:00-07:00E8-20063Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-29/pdf/E8-20063.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/29/E8-20017.htmlNotice - Aberdeen Asset Management Inc. and Aberdeen Funds; Notice of Application2008-08-29T00:00:00-07:002008-08-29T00:00:00-07:00E8-20017Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-29/pdf/E8-20017.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/28/E8-19989.htmlNotice - Public Company Accounting Oversight Board; Order Approving Proposed Ethics and Independence Rule 3526, Communication With Audit Committees Concerning Independence2008-08-28T00:00:00-07:002008-08-28T00:00:00-07:00E8-19989Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-28/pdf/E8-19989.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/28/E8-19985.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-08-28T00:00:00-07:002008-08-28T00:00:00-07:00E8-19985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-28/pdf/E8-19985.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/28/E8-19945.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Appointment of Market Makers on the Boston Options Exchange Facility2008-08-28T00:00:00-07:002008-08-28T00:00:00-07:00E8-19945Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-28/pdf/E8-19945.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/28/E8-19944.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program2008-08-28T00:00:00-07:002008-08-28T00:00:00-07:00E8-19944Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-28/pdf/E8-19944.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/28/E8-19943.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire a Pilot Program To List and Trade Options on the iShares Emerging Markets Index Fund2008-08-28T00:00:00-07:002008-08-28T00:00:00-07:00E8-19943Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-28/pdf/E8-19943.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/27/E8-19857.htmlNotice - Sunshine Act Meeting2008-08-27T00:00:00-07:002008-08-27T00:00:00-07:00E8-19857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-27/pdf/E8-19857.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/27/E8-19822.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Changes to the Collateral Loan System2008-08-27T00:00:00-07:002008-08-27T00:00:00-07:00E8-19822Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-27/pdf/E8-19822.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/27/E8-19821.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Price Improvement Mechanism2008-08-27T00:00:00-07:002008-08-27T00:00:00-07:00E8-19821Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-27/pdf/E8-19821.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/27/E8-19820.htmlNotice - Submission for OMB Review; Comment Request2008-08-27T00:00:00-07:002008-08-27T00:00:00-07:00E8-19820Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-27/pdf/E8-19820.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/26/E8-19791.htmlNotice - Sunshine Act Meeting2008-08-26T00:00:00-07:002008-08-26T00:00:00-07:00E8-19791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-26/pdf/E8-19791.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/26/E8-19786.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. To Eliminate the Requirement That Orders Sent Via the InterMarket Linkage System and Broker Dealer Orders Receive the Same Billing Treatment2008-08-26T00:00:00-07:002008-08-26T00:00:00-07:00E8-19786Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-26/pdf/E8-19786.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/26/E8-19785.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Adopting a New Order Type2008-08-26T00:00:00-07:002008-08-26T00:00:00-07:00E8-19785Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-26/pdf/E8-19785.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/26/E8-19784.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Remove From the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service2008-08-26T00:00:00-07:002008-08-26T00:00:00-07:00E8-19784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-26/pdf/E8-19784.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/26/E8-19783.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 To Establish an Imbalance Cross2008-08-26T00:00:00-07:002008-08-26T00:00:00-07:00E8-19783Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-26/pdf/E8-19783.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/26/E8-19782.htmlNotice - Joint Industry Plan; Notice of Filing and Order Approving on a Temporary Basis Amendment No. 2 to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options2008-08-26T00:00:00-07:002008-08-26T00:00:00-07:00E8-19782Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-26/pdf/E8-19782.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/26/E8-19743.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services To Add a Credit That Applies to Indications of Interest That Result in Routed and Executed Orders2008-08-26T00:00:00-07:002008-08-26T00:00:00-07:00E8-19743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-26/pdf/E8-19743.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/26/E8-19708.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of the WisdomTree Dreyfus Emerging Markets Fund2008-08-26T00:00:00-07:002008-08-26T00:00:00-07:00E8-19708Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-26/pdf/E8-19708.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/26/E8-19707.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of PowerShares Active U.S. Real Estate Fund2008-08-26T00:00:00-07:002008-08-26T00:00:00-07:00E8-19707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-26/pdf/E8-19707.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/26/E8-19706.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Order Price Check Parameters2008-08-26T00:00:00-07:002008-08-26T00:00:00-07:00E8-19706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-26/pdf/E8-19706.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/25/E8-19591.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 303A.02(b) of the Listed Company Manual with respect to Two of Its Director Independence Tests2008-08-25T00:00:00-07:002008-08-25T00:00:00-07:00E8-19591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-25/pdf/E8-19591.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/22/E8-19634.htmlNotice - In the Matter of: Birman Managed Care, Inc. (n/k/a Alcar Chemical Group, Inc.), Cluster Technology Corp., Consolidated Growers and Processors, Inc., Global Network, Inc., Micro-Integration Corp., Monsoon International Manufacturing & Distribution, Inc., Montt International Corp., Pony Express U. S. A., Inc., SUMmedia.com, Inc., and Sunflower USA, Ltd.; Order of Suspension of Trading2008-08-22T00:00:00-07:002008-08-22T00:00:00-07:00E8-19634Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-22/pdf/E8-19634.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/22/E8-19551.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Definition of “Independent Director” in the Amex Company Guide2008-08-22T00:00:00-07:002008-08-22T00:00:00-07:00E8-19551Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-22/pdf/E8-19551.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/22/E8-19513.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Waive Retroactively as of June 24, 2008, Initial Listing Fees for Companies Who Apply To List Securities Currently Listed on Another National Securities Exchange2008-08-22T00:00:00-07:002008-08-22T00:00:00-07:00E8-19513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-22/pdf/E8-19513.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/22/E8-19512.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Changing Its Name2008-08-22T00:00:00-07:002008-08-22T00:00:00-07:00E8-19512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-22/pdf/E8-19512.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/22/E8-19474.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Amending NYSE Arca Equities Rule 5.2(j)(6)(B)(I), the Generic Listing Standard for Equity Index-Linked Securities2008-08-22T00:00:00-07:002008-08-22T00:00:00-07:00E8-19474Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-22/pdf/E8-19474.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/21/E8-19494.htmlNotice - Atomic Burrito, Inc., Earthcare Co., Global Concepts, Ltd., New York Bagel Enterprises, Inc., Precept Business Services, Inc., Reorganized Sale OKWD, Inc., Villageworld.com, Inc. (n/k/a Biometrics 2000 Corp.), and Wireless Webconnect!, Inc.; Order of Suspension of Trading2008-08-21T00:00:00-07:002008-08-21T00:00:00-07:00E8-19494Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-21/pdf/E8-19494.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/21/E8-19493.htmlNotice - Ocean Resources, Inc., Officeland, Inc., Online Gaming Systems Ltd. (n/k/a: Advanced Resources Group Ltd.), Open EC Technologies, Inc., and OVM International Holding Corp.; Order of Suspension of Trading2008-08-21T00:00:00-07:002008-08-21T00:00:00-07:00E8-19493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-21/pdf/E8-19493.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/21/E8-19388.htmlNotice - In the Matter of the Application of BATS Exchange, Inc. for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission2008-08-21T00:00:00-07:002008-08-21T00:00:00-07:00E8-19388Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-21/pdf/E8-19388.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/21/E8-19357.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by New York Stock Exchange LLC To Modify the Method by Which It Allocates and Reallocates Securities to Specialist Units and To Establish an Allocation System Based on a Single Objective Measure To Determine a Specialist Unit's Eligibility To Participate in the Allocation Process2008-08-21T00:00:00-07:002008-08-21T00:00:00-07:00E8-19357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-21/pdf/E8-19357.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/21/E8-19356.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Four CurrencyShares Trusts2008-08-21T00:00:00-07:002008-08-21T00:00:00-07:00E8-19356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-21/pdf/E8-19356.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/21/E8-19355.htmlNotice - Proposed Collection; Comment Request2008-08-21T00:00:00-07:002008-08-21T00:00:00-07:00E8-19355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-21/pdf/E8-19355.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/21/E8-19354.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the American Stock Exchange LLC To Allow Issuers Voluntarily Delisting ETFs and Structured Products To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Board Resolution2008-08-21T00:00:00-07:002008-08-21T00:00:00-07:00E8-19354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-21/pdf/E8-19354.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/21/E8-19353.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits2008-08-21T00:00:00-07:002008-08-21T00:00:00-07:00E8-19353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-21/pdf/E8-19353.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/21/E8-19352.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to the Electronic Handling of Complex Orders2008-08-21T00:00:00-07:002008-08-21T00:00:00-07:00E8-19352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-21/pdf/E8-19352.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/21/E8-19351.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 To Modify Rule 4770 To Enhance Trading in the NASDAQ Crossing Network2008-08-21T00:00:00-07:002008-08-21T00:00:00-07:00E8-19351Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-21/pdf/E8-19351.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/20/E8-19362.htmlNotice - In the Matter of Pacific Gateway Exchange, Inc., Pallet Management Systems, Inc., Panaco, Inc., Paragon Financial Corp. (n/k/a NewMarket Latin America, Inc.), and Patriot Motorcycle Corp.; Order of Suspension of Trading2008-08-20T00:00:00-07:002008-08-20T00:00:00-07:00E8-19362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-20/pdf/E8-19362.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/20/E8-19231.htmlNotice - Submission for OMB Review; Comment Request2008-08-20T00:00:00-07:002008-08-20T00:00:00-07:00E8-19231Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-20/pdf/E8-19231.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/20/E8-19230.htmlNotice - Submission for OMB Review; Comment Request2008-08-20T00:00:00-07:002008-08-20T00:00:00-07:00E8-19230Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-20/pdf/E8-19230.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/20/E8-19229.htmlNotice - Consolidated Tape Association; Notice of Filing of the Twelfth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Eighth Substantive Amendment to the Consolidated Quotation Plan2008-08-20T00:00:00-07:002008-08-20T00:00:00-07:00E8-19229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-20/pdf/E8-19229.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/20/E8-19228.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Operative Date of NSX Rule 2.112008-08-20T00:00:00-07:002008-08-20T00:00:00-07:00E8-19228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-20/pdf/E8-19228.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19214.htmlNotice - Sunshine Act Meeting2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19214Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19214.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19133.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19133.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19132.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Cash Dividend Threshold2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19132.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19131.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Permit the Clearance and Settlement of Options on the Realized Variance and Realized Volatility of an Index2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19131.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19130.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 104(b) To Provide for an Automated Opening Message That Will Be Effectuated Through the Specialist Application Programmed Interface To Allow Specialists To Automatically Open a Security on a Trade2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19130.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19129.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Binary Options2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19129.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19128.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Admission of Foreign Entities2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19128.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19116.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Eligible Margin Assets2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19116Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19116.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19115.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19115Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19115.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19114.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NSX BLADESM2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19114.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/19/E8-19113.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Modify the Definition of “Independent Director”2008-08-19T00:00:00-07:002008-08-19T00:00:00-07:00E8-19113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-19/pdf/E8-19113.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/18/E8-19068.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., CBOE Stock Exchange, LLC, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE Arca Inc., NYSE Regulation, Inc., and Philadelphia Stock Exchange, Inc.2008-08-18T00:00:00-07:002008-08-18T00:00:00-07:00E8-19068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-18/pdf/E8-19068.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/18/E8-19030.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options2008-08-18T00:00:00-07:002008-08-18T00:00:00-07:00E8-19030Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-18/pdf/E8-19030.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/18/E8-19029.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Margining2008-08-18T00:00:00-07:002008-08-18T00:00:00-07:00E8-19029Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-18/pdf/E8-19029.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/18/E8-19028.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change as Amended To Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-off Time Frames for Settling Banks2008-08-18T00:00:00-07:002008-08-18T00:00:00-07:00E8-19028Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-18/pdf/E8-19028.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/18/E8-18964.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Rule 98 and Related Rules To Redefine Specialist Operations at the NYSE2008-08-18T00:00:00-07:002008-08-18T00:00:00-07:00E8-18964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-18/pdf/E8-18964.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18897.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2350 Through 2359 (Regarding Trading in Index Warrants, Currency Index Warrants, and Currency Warrants), FINRA Rule 2360 (Options), and FINRA Rule 2370 (Security Futures) in the Consolidated FINRA Rulebook2008-08-15T00:00:00-07:002008-08-15T00:00:00-07:00E8-18897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18897.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18896.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Align the Reporting Requirements and Dissemination Protocols for OTC Equity Transactions Involving Foreign Securities With All Other OTC Equity Securities2008-08-15T00:00:00-07:002008-08-15T00:00:00-07:00E8-18896Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18896.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18895.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 2, Establishing a Voluntary Professional Designation2008-08-15T00:00:00-07:002008-08-15T00:00:00-07:00E8-18895Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18895.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18894.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules Related to the Hybrid Agency Liaison and the Complex Order RFQ Auction2008-08-15T00:00:00-07:002008-08-15T00:00:00-07:00E8-18894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18894.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18893.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Enable the Exchange To Waive Annual Listing Fees for Securities Transferring From the Amex or NYSE Arca, Inc.2008-08-15T00:00:00-07:002008-08-15T00:00:00-07:00E8-18893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18893.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18855.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Changes to Its Equity Option Fees2008-08-15T00:00:00-07:002008-08-15T00:00:00-07:00E8-18855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18855.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18853.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Generic Listing and Trading Rules for Commodity-Based Trust Shares, Currency Trust Shares, and Commodity Index Trust Shares2008-08-15T00:00:00-07:002008-08-15T00:00:00-07:00E8-18853Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18853.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/14/E8-18802.htmlNotice - Advanced Series Trust, et al.; Notice of Application2008-08-14T00:00:00-07:002008-08-14T00:00:00-07:00E8-18802Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-14/pdf/E8-18802.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/14/E8-18801.htmlNotice - Prudential Annuities Life Assurance Corporation, et al.; Notice of Application2008-08-14T00:00:00-07:002008-08-14T00:00:00-07:00E8-18801Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-14/pdf/E8-18801.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/13/E8-18796.htmlNotice - Sunshine Act Meeting2008-08-13T00:00:00-07:002008-08-13T00:00:00-07:00E8-18796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-13/pdf/E8-18796.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/13/E8-18700.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until October 1, 2008 the Adoption of Interim NYSE Rule 128 (Clearly Erroneous Executions)2008-08-13T00:00:00-07:002008-08-13T00:00:00-07:00E8-18700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-13/pdf/E8-18700.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/12/E8-18602.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market-Maker Transaction Fees2008-08-12T00:00:00-07:002008-08-12T00:00:00-07:00E8-18602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-12/pdf/E8-18602.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/12/E8-18577.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Boston Stock Exchange Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Amending the Certificate of Incorporation of Boston Stock Exchange, Incorporated; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Relating to the Acquisition of the Boston Stock Exchange, Incorporated by The NASDAQ OMX Group, Inc., and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Relating to a Proposal To Transfer Boston Stock Exchange, Incorporated's Ownership Interest in Boston Options Exchange Group, LLC and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1; Notice of Filing of Amendment No. 1 to a Proposed Rule Change by the Boston Stock Exchange Clearing Corporation Relating to Amendment of Its Articles of Organization and By-Laws in Connection With the P2008-08-12T00:00:00-07:002008-08-12T00:00:00-07:00E8-18577Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-12/pdf/E8-18577.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/12/E8-18549.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Processing of Exchange-Traded Funds2008-08-12T00:00:00-07:002008-08-12T00:00:00-07:00E8-18549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-12/pdf/E8-18549.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/12/E8-18548.htmlNotice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Equity Options Service To Include Bond Options2008-08-12T00:00:00-07:002008-08-12T00:00:00-07:00E8-18548Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-12/pdf/E8-18548.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18487.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18487Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18487.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18486.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the MacroShares Medical Inflation Trusts2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18486Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18486.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18485.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Automated Improvement Mechanism2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18485.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18460.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of FINRA Rule 3220 (Influencing or Rewarding Employees of Others) and FINRA Rule 2070 (Transactions Involving FINRA Employees) in the Consolidated FINRA Rulebook2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18460Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18460.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18459.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Requirements for Market Maker Quotations on the NASDAQ Options Market2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18459Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18459.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18427.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change Regarding Fees for Orders Routed Via the Options Intermarket Linkage2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18427.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18422.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Proposed Acquisition of The Amex Membership Corporation2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18422Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18422.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18421.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18421.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18387.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Annual Fees for Securities Transferring to NYSE Arca From NYSE Alternext U.S.2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18387Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18387.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18386.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services In Order To Revise Certain Transaction Fees2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18386Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18386.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18384.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Establish a Membership Waive-In Process and Fee Waiver for Certain NYSE Alternext U.S. LLC Member Organizations2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18384.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18383.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Letters of Guarantee for Options Participants2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18383.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18382.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating Certain Obsolete Rules2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18382.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18374.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rules Governing Membership in Order To Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18374Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18374.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18373.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change to Amend CBOE Rule 8.7 Related to the Obligations of Market-Makers2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18373.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18372.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Sections 305 and 308 and the Shareholder Rights Provisions of Section 314 of the Listed Company Manual2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18372Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18372.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18371.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 5110 (Corporate Financing Rule), 5190 (Notification Requirements for Offering Participants) and 6470 (Withdrawal of Quotations in an OTC Equity Security in Compliance With SEC Regulation M) in the Consolidated FINRA Rulebook2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18371.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18370.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 902.09 of the Listed Company Manual To Establish Fees for Securities Listed Under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and To Waive Fees for Structured Products Transferred From the Amex to the NYSE2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18370.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18369.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Enable the Exchange To Determine That a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18369.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18368.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to the Hybrid Opening System2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18368.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18367.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations2008-08-11T00:00:00-07:002008-08-11T00:00:00-07:00E8-18367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18367.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/08/E8-18394.htmlNotice - Sunshine Act Meeting2008-08-08T00:00:00-07:002008-08-08T00:00:00-07:00E8-18394Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-08/pdf/E8-18394.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18238.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Portfolio Margin2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18238Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18238.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18237.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18237Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18237.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18160.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Eliminate the Requirement To Report Yield to TRACE and for FINRA To Calculate Yield That Will Be Disseminated by TRACE2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18160.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18159.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Modify Rule 7050 Governing Pricing for Nasdaq Members Using the NASDAQ Options Market (“NOM”)2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18159.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18158.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 104(e) (Dealings by Specialists) To Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H)2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18158.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18157.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated Sections of Its Delisting Rules2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18157.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18156.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade ELEMENTSSM2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18156.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18155.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, and Amendment No. 2 Thereto, Relating to the Establishment of the Equity Value Indicator Cross2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18155.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18154.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Broad-Based Index Binary Options2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18154Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18154.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18153.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Order Flow Sent to the Specialist Application Programmed Interface2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18153.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18152.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, To Adopt the FINRA Rule 0100 Series (General Standards) in the Consolidated FINRA Rulebook2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18152.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18151.htmlNotice - Javelin Exchange-Traded Trust, et al.; Notice of Application2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18151Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18151.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18150.htmlNotice - DNP Select Income Fund Inc., et al.; Notice of Application2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18150Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18150.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18149.htmlNotice - Van Eck Associates Corporation, et al.; Notice of Application2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18149Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18149.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18148.htmlRule - Commission Guidance on the Use of Company Web Sites2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18148Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18148.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18147.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 478T To Set Forth the Temporary Procedures That Will Apply to Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of the Exchange by NYSE Euronext2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18147.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18146.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto in Connection With the Proposed Acquisition of The Amex Membership Corporation2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18146Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18146.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18145.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Acquisition of the Exchange by NYSE Euronext2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18145Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18145.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18075.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 431 To Make Permanent the Portfolio Margin Pilot Program2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18075Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18075.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18074.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Customer Portfolio Margin Pilot Program2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18074Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18074.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18073.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Relocation of Equities Trading After the Acquisition of the Exchange by NYSE Euronext2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18073Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18073.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18072.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2009 To Permit the Listing and Trading of Additional Index Options Series That Do Not Meet Current Rule 2009 Requirements, if Such Options Series Are Listed and Traded on at Least One Other National Securities Exchange2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18072Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18072.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18071.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Portfolio Margin Program2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18071.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18070.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to Establishing a New Money Market Instrument Procedure Disincentive Fee2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18070.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18069.htmlNotice - Goldman Sachs Trust, et al.; Notice of Application2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-18069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18069.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-17857.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to the Establishment of a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-17857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-17857.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/07/E8-17856.htmlProposed Rule - Proposed Amendment to Municipal Securities Disclosure2008-08-07T00:00:00-07:002008-08-07T00:00:00-07:00E8-17856Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-17856.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/06/E8-18036.htmlProposed Rule - Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies2008-08-06T00:00:00-07:002008-08-06T00:00:00-07:00E8-18036Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-06/pdf/E8-18036.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/06/E8-18035.htmlProposed Rule - Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors With Respect to Investment Adviser Portfolio Trading Practices2008-08-06T00:00:00-07:002008-08-06T00:00:00-07:00E8-18035Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-06/pdf/E8-18035.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/05/E8-17893.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rule on Auditing Standard No. 6, Evaluating Consistency of Financial Statements and Conforming Amendments2008-08-05T00:00:00-07:002008-08-05T00:00:00-07:00E8-17893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-05/pdf/E8-17893.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/05/E8-17892.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Make Permanent a Pilot Program Under Which the Exchange Excludes From Its Earnings Standard Gains or Losses From Extinguishment of Debt Prior to Maturity2008-08-05T00:00:00-07:002008-08-05T00:00:00-07:00E8-17892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-05/pdf/E8-17892.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/05/E8-17891.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange To Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing2008-08-05T00:00:00-07:002008-08-05T00:00:00-07:00E8-17891Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-05/pdf/E8-17891.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/05/E8-17890.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Making the Portfolio Margin Pilot Permanent2008-08-05T00:00:00-07:002008-08-05T00:00:00-07:00E8-17890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-05/pdf/E8-17890.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/05/E8-17842.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Exceptional Messaging Fee2008-08-05T00:00:00-07:002008-08-05T00:00:00-07:00E8-17842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-05/pdf/E8-17842.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/05/E8-17841.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permanent Approval of the Customer Portfolio Margin Pilot Program2008-08-05T00:00:00-07:002008-08-05T00:00:00-07:00E8-17841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-05/pdf/E8-17841.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/04/E8-17896.htmlNotice - Global Diamond Exchange, Inc.; Order of Suspension of Trading2008-08-04T00:00:00-07:002008-08-04T00:00:00-07:00E8-17896Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-04/pdf/E8-17896.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/04/E8-17788.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Repeal NASD Rule 1130 and Incorporated NYSE Rules 405A, 440F, 440G and 477 as Part of the Process of Developing the Consolidated FINRA Rulebook2008-08-04T00:00:00-07:002008-08-04T00:00:00-07:00E8-17788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-04/pdf/E8-17788.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/04/E8-17763.htmlNotice - Roundtable on International Financial Reporting Standards2008-08-04T00:00:00-07:002008-08-04T00:00:00-07:00E8-17763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-04/pdf/E8-17763.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/04/E8-17762.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Customer Options Orders2008-08-04T00:00:00-07:002008-08-04T00:00:00-07:00E8-17762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-04/pdf/E8-17762.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/04/E8-17761.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change To Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them That They Are Noncompliant With Exchange Listing Requirements2008-08-04T00:00:00-07:002008-08-04T00:00:00-07:00E8-17761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-04/pdf/E8-17761.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/04/E8-17760.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Pilot Programs in Connection With Linkage P/A Orders2008-08-04T00:00:00-07:002008-08-04T00:00:00-07:00E8-17760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-04/pdf/E8-17760.pdfhttps://regulations.justia.com/regulations/fedreg/2008/08/04/E8-17759.htmlNotice - Order Extending Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments2008-08-04T00:00:00-07:002008-08-04T00:00:00-07:00E8-17759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-08-04/pdf/E8-17759.pdf