<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/08/15?registers=between Wed, 01 May 2024 16:41:42 -0700 Wed, 01 May 2024 16:41:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/08/15?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2350 Through 2359 (Regarding Trading in Index Warrants, Currency Index Warrants, and Currency Warrants), FINRA Rule 2360 (Options), and FINRA Rule 2370 (Security Futures) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18897.html https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18897.html Fri, 15 Aug 2008 00:00:00 -0700 E8-18897 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18897.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Align the Reporting Requirements and Dissemination Protocols for OTC Equity Transactions Involving Foreign Securities With All Other OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18896.html https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18896.html Fri, 15 Aug 2008 00:00:00 -0700 E8-18896 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18896.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 2, Establishing a Voluntary Professional Designation https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18895.html https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18895.html Fri, 15 Aug 2008 00:00:00 -0700 E8-18895 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18895.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules Related to the Hybrid Agency Liaison and the Complex Order RFQ Auction https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18894.html https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18894.html Fri, 15 Aug 2008 00:00:00 -0700 E8-18894 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18894.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Enable the Exchange To Waive Annual Listing Fees for Securities Transferring From the Amex or NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18893.html https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18893.html Fri, 15 Aug 2008 00:00:00 -0700 E8-18893 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18893.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Changes to Its Equity Option Fees https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18855.html https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18855.html Fri, 15 Aug 2008 00:00:00 -0700 E8-18855 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18855.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Generic Listing and Trading Rules for Commodity-Based Trust Shares, Currency Trust Shares, and Commodity Index Trust Shares https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18853.html https://regulations.justia.com/regulations/fedreg/2008/08/15/E8-18853.html Fri, 15 Aug 2008 00:00:00 -0700 E8-18853 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-15/pdf/E8-18853.pdf