Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/08/11?limit=200&registers=between&mode=atom 2025-01-04T21:29:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18487.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18487 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18487.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18486.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the MacroShares Medical Inflation Trusts 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18486 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18486.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18485.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Automated Improvement Mechanism 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18485 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18485.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18460.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of FINRA Rule 3220 (Influencing or Rewarding Employees of Others) and FINRA Rule 2070 (Transactions Involving FINRA Employees) in the Consolidated FINRA Rulebook 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18460 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18460.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18459.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Requirements for Market Maker Quotations on the NASDAQ Options Market 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18459 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18459.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18427.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change Regarding Fees for Orders Routed Via the Options Intermarket Linkage 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18427.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18422.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Proposed Acquisition of The Amex Membership Corporation 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18422 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18422.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18421.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18421 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18421.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18387.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Annual Fees for Securities Transferring to NYSE Arca From NYSE Alternext U.S. 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18387 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18387.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18386.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services In Order To Revise Certain Transaction Fees 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18386 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18386.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18384.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Establish a Membership Waive-In Process and Fee Waiver for Certain NYSE Alternext U.S. LLC Member Organizations 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18384 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18384.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18383.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Letters of Guarantee for Options Participants 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18383 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18383.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18382.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating Certain Obsolete Rules 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18382 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18382.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18374.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rules Governing Membership in Order To Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18374 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18374.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18373.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change to Amend CBOE Rule 8.7 Related to the Obligations of Market-Makers 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18373 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18373.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18372.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Sections 305 and 308 and the Shareholder Rights Provisions of Section 314 of the Listed Company Manual 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18372 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18372.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18371.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 5110 (Corporate Financing Rule), 5190 (Notification Requirements for Offering Participants) and 6470 (Withdrawal of Quotations in an OTC Equity Security in Compliance With SEC Regulation M) in the Consolidated FINRA Rulebook 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18371 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18371.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18370.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 902.09 of the Listed Company Manual To Establish Fees for Securities Listed Under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and To Waive Fees for Structured Products Transferred From the Amex to the NYSE 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18370 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18370.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18369.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Enable the Exchange To Determine That a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18369 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18369.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18368.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to the Hybrid Opening System 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18368 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18368.pdf https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18367.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations 2008-08-11T00:00:00-07:00 2008-08-11T00:00:00-07:00 E8-18367 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18367.pdf