<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/08/11?registers=between Wed, 01 May 2024 17:36:35 -0700 Wed, 01 May 2024 17:36:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/08/11?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18487.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18487.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18487 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18487.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the MacroShares Medical Inflation Trusts https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18486.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18486.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18486 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18486.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18485.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18485.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18485 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18485.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of FINRA Rule 3220 (Influencing or Rewarding Employees of Others) and FINRA Rule 2070 (Transactions Involving FINRA Employees) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18460.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18460.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18460 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18460.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Requirements for Market Maker Quotations on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18459.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18459.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18459 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18459.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change Regarding Fees for Orders Routed Via the Options Intermarket Linkage https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18427.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18427.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18427.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Proposed Acquisition of The Amex Membership Corporation https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18422.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18422.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18422 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18422.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18421.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18421.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18421 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18421.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Annual Fees for Securities Transferring to NYSE Arca From NYSE Alternext U.S. https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18387.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18387.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18387 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18387.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services In Order To Revise Certain Transaction Fees https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18386.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18386.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18386 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18386.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Establish a Membership Waive-In Process and Fee Waiver for Certain NYSE Alternext U.S. LLC Member Organizations https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18384.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18384.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18384 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18384.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Letters of Guarantee for Options Participants https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18383.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18383.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18383 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18383.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating Certain Obsolete Rules https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18382.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18382.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18382 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18382.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rules Governing Membership in Order To Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18374.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18374.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18374 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18374.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change to Amend CBOE Rule 8.7 Related to the Obligations of Market-Makers https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18373.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18373.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18373 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18373.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Sections 305 and 308 and the Shareholder Rights Provisions of Section 314 of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18372.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18372.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18372 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18372.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 5110 (Corporate Financing Rule), 5190 (Notification Requirements for Offering Participants) and 6470 (Withdrawal of Quotations in an OTC Equity Security in Compliance With SEC Regulation M) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18371.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18371.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18371 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18371.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 902.09 of the Listed Company Manual To Establish Fees for Securities Listed Under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and To Waive Fees for Structured Products Transferred From the Amex to the NYSE https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18370.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18370.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18370 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18370.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Enable the Exchange To Determine That a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18369.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18369.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18369 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18369.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to the Hybrid Opening System https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18368.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18368.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18368 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18368.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18367.html https://regulations.justia.com/regulations/fedreg/2008/08/11/E8-18367.html Mon, 11 Aug 2008 00:00:00 -0700 E8-18367 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-11/pdf/E8-18367.pdf