Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/08/07?limit=200&registers=between&mode=atom 2025-01-04T21:45:32-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18238.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Portfolio Margin 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18238 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18238.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18237.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18237 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18237.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18160.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Eliminate the Requirement To Report Yield to TRACE and for FINRA To Calculate Yield That Will Be Disseminated by TRACE 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18160 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18160.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18159.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Modify Rule 7050 Governing Pricing for Nasdaq Members Using the NASDAQ Options Market (“NOM”) 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18159 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18159.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18158.html Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 104(e) (Dealings by Specialists) To Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H) 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18158 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18158.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18157.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated Sections of Its Delisting Rules 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18157 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18157.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18156.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade ELEMENTSSM 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18156 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18156.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18155.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, and Amendment No. 2 Thereto, Relating to the Establishment of the Equity Value Indicator Cross 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18155 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18155.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18154.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Broad-Based Index Binary Options 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18154 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18154.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18153.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Order Flow Sent to the Specialist Application Programmed Interface 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18153 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18153.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18152.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, To Adopt the FINRA Rule 0100 Series (General Standards) in the Consolidated FINRA Rulebook 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18152 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18152.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18151.html Notice - Javelin Exchange-Traded Trust, et al.; Notice of Application 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18151 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18151.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18150.html Notice - DNP Select Income Fund Inc., et al.; Notice of Application 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18150 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18150.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18149.html Notice - Van Eck Associates Corporation, et al.; Notice of Application 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18149 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18149.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18148.html Rule - Commission Guidance on the Use of Company Web Sites 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18148 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18148.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18147.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 478T To Set Forth the Temporary Procedures That Will Apply to Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of the Exchange by NYSE Euronext 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18147 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18147.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18146.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto in Connection With the Proposed Acquisition of The Amex Membership Corporation 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18146 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18146.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18145.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Acquisition of the Exchange by NYSE Euronext 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18145 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18145.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18075.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 431 To Make Permanent the Portfolio Margin Pilot Program 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18075 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18075.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18074.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Customer Portfolio Margin Pilot Program 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18074 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18074.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18073.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Relocation of Equities Trading After the Acquisition of the Exchange by NYSE Euronext 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18073 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18073.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18072.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2009 To Permit the Listing and Trading of Additional Index Options Series That Do Not Meet Current Rule 2009 Requirements, if Such Options Series Are Listed and Traded on at Least One Other National Securities Exchange 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18072 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18072.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18071.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Portfolio Margin Program 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18071 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18071.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18070.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to Establishing a New Money Market Instrument Procedure Disincentive Fee 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18070 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18070.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18069.html Notice - Goldman Sachs Trust, et al.; Notice of Application 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-18069 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18069.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-17857.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to the Establishment of a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-17857 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-17857.pdf https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-17856.html Proposed Rule - Proposed Amendment to Municipal Securities Disclosure 2008-08-07T00:00:00-07:00 2008-08-07T00:00:00-07:00 E8-17856 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-17856.pdf