<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/08/07?registers=between Thu, 02 May 2024 23:46:53 -0700 Thu, 02 May 2024 23:46:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/08/07?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Portfolio Margin https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18238.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18238.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18238 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18238.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18237.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18237.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18237 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18237.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Eliminate the Requirement To Report Yield to TRACE and for FINRA To Calculate Yield That Will Be Disseminated by TRACE https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18160.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18160.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18160 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18160.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Modify Rule 7050 Governing Pricing for Nasdaq Members Using the NASDAQ Options Market (“NOM”) https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18159.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18159.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18159 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18159.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 104(e) (Dealings by Specialists) To Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H) https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18158.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18158.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18158 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18158.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated Sections of Its Delisting Rules https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18157.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18157.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18157 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18157.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade ELEMENTSSM https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18156.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18156.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18156 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18156.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, and Amendment No. 2 Thereto, Relating to the Establishment of the Equity Value Indicator Cross https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18155.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18155.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18155 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18155.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Broad-Based Index Binary Options https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18154.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18154.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18154 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18154.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Order Flow Sent to the Specialist Application Programmed Interface https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18153.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18153.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18153 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18153.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, To Adopt the FINRA Rule 0100 Series (General Standards) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18152.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18152.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18152 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18152.pdf Notice - Javelin Exchange-Traded Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18151.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18151.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18151 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18151.pdf Notice - DNP Select Income Fund Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18150.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18150.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18150 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18150.pdf Notice - Van Eck Associates Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18149.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18149.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18149 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18149.pdf Rule - Commission Guidance on the Use of Company Web Sites https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18148.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18148.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18148 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18148.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 478T To Set Forth the Temporary Procedures That Will Apply to Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of the Exchange by NYSE Euronext https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18147.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18147.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18147 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18147.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto in Connection With the Proposed Acquisition of The Amex Membership Corporation https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18146.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18146.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18146 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18146.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Acquisition of the Exchange by NYSE Euronext https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18145.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18145.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18145 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18145.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 431 To Make Permanent the Portfolio Margin Pilot Program https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18075.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18075.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18075 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18075.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Customer Portfolio Margin Pilot Program https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18074.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18074.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18074 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18074.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Relocation of Equities Trading After the Acquisition of the Exchange by NYSE Euronext https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18073.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18073.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18073 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18073.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2009 To Permit the Listing and Trading of Additional Index Options Series That Do Not Meet Current Rule 2009 Requirements, if Such Options Series Are Listed and Traded on at Least One Other National Securities Exchange https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18072.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18072.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18072 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18072.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Portfolio Margin Program https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18071.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18071.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18071 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18071.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to Establishing a New Money Market Instrument Procedure Disincentive Fee https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18070.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18070.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18070 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18070.pdf Notice - Goldman Sachs Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18069.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-18069.html Thu, 07 Aug 2008 00:00:00 -0700 E8-18069 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-18069.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to the Establishment of a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-17857.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-17857.html Thu, 07 Aug 2008 00:00:00 -0700 E8-17857 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-17857.pdf Proposed Rule - Proposed Amendment to Municipal Securities Disclosure https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-17856.html https://regulations.justia.com/regulations/fedreg/2008/08/07/E8-17856.html Thu, 07 Aug 2008 00:00:00 -0700 E8-17856 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-08-07/pdf/E8-17856.pdf