Securities and Exchange Commission July 2008 – Federal Register Recent Federal Regulation Documents

Results 151 - 200 of 201
Sunshine Act Meeting
Document Number: E8-15480
Type: Notice
Date: 2008-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Modernization of the Oil and Gas Reporting Requirements
Document Number: E8-14944
Type: Proposed Rule
Date: 2008-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is proposing revisions to its oil and gas reporting requirements which exist in their current form in Regulation S-K and Regulation S-X under the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as Industry Guide 2. The revisions are intended to provide investors with a more meaningful and comprehensive understanding of oil and gas reserves, which should help investors evaluate the relative value of oil and gas companies. In the three decades that have passed since adoption of these requirements, there have been significant changes in the oil and gas industry. The proposed amendments are designed to modernize and update the oil and gas disclosure requirements to align them with current practices and changes in technology. The proposed amendments would also codify Industry Guide 2 in Regulation S-K, with several additions to, and deletions of, current Industry Guide items. They would further harmonize oil and gas disclosures by foreign private issuers with the proposed disclosures for domestic issuers.
Submission for OMB Review; Comment Request
Document Number: E8-15361
Type: Notice
Date: 2008-07-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-15357
Type: Notice
Date: 2008-07-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-15356
Type: Notice
Date: 2008-07-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Exemption of Certain Foreign Brokers or Dealers
Document Number: E8-15000
Type: Proposed Rule
Date: 2008-07-08
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'' or ``SEC'') is proposing to amend a rule under the Securities Exchange Act of 1934 (``Exchange Act''), which provides conditional exemptions from broker-dealer registration for foreign entities engaged in certain activities involving certain U.S. investors. To reflect increasing internationalization in securities markets and advancements in technology and communication services, the proposed amendments would update and expand the scope of certain exemptions for foreign entities, consistent with the Commission's mission to protect investors, maintain fair, orderly and efficient markets and facilitate capital formation.
Sunshine Act Meeting
Document Number: E8-15285
Type: Notice
Date: 2008-07-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-15200
Type: Notice
Date: 2008-07-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Extension of Existing Collection; Comment Request
Document Number: E8-15199
Type: Notice
Date: 2008-07-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Minnesota Life Insurance Company, et al.; Notice of Application
Document Number: E8-15071
Type: Notice
Date: 2008-07-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E8-15065
Type: Notice
Date: 2008-07-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On April 29, 2008, applicant transferred its assets to OFI Tremont Core Strategies Hedge Fund, based on net asset value. Expenses of $18,500 incurred in connection with the reorganization were paid by OppenheimerFunds, Inc., applicant's investment adviser. Filing Dates: The application was filed on June 5, 2008, and amended on June 23, 2008. Applicant's Address: 6803 S. Tucson Way, Centennial, CO 80112.
Proposed Collection; Comment Request
Document Number: E8-14986
Type: Notice
Date: 2008-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-14985
Type: Notice
Date: 2008-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-14982
Type: Notice
Date: 2008-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
Document Number: E8-14942
Type: Rule
Date: 2008-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting amendments to temporary rules that were published on December 21, 2006, in Release No. 33-8760 [71 FR 76580]. Those temporary rules require companies that are non-accelerated filers to include in their annual reports, pursuant to rules implementing section 404(b) of the Sarbanes-Oxley Act of 2002, an attestation report of their independent auditors on internal control over financial reporting for fiscal years ending on or after December 15, 2008. Under the amendments, a non-accelerated filer will be required to file the auditor's attestation report on internal control over financial reporting when it files an annual report for a fiscal year ending on or after December 15, 2009.
Indexed Annuities and Certain Other Insurance Contracts
Document Number: E8-14845
Type: Proposed Rule
Date: 2008-07-01
Agency: Securities and Exchange Commission, Agencies and Commissions
We are proposing a new rule that would define the terms ``annuity contract'' and ``optional annuity contract'' under the Securities Act of 1933. The proposed rule is intended to clarify the status under the federal securities laws of indexed annuities, under which payments to the purchaser are dependent on the performance of a securities index. The proposed rule would apply on a prospective basis to contracts issued on or after the effective date of the rule. We are also proposing to exempt insurance companies from filing reports under the Securities Exchange Act of 1934 with respect to indexed annuities and other securities that are registered under the Securities Act, provided that the securities are regulated under state insurance law, the issuing insurance company and its financial condition are subject to supervision and examination by a state insurance regulator, and the securities are not publicly traded.