Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/07?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-09-12T00:14:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/07/31/E8-17600.html Notice - Sunshine Act Meeting 2008-07-31T00:00:00-07:00 2008-07-31T00:00:00-07:00 E8-17600 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-31/pdf/E8-17600.pdf https://regulations.justia.com/regulations/fedreg/2008/07/31/E8-17563.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, To Adopt FINRA Rule 4560 (Short-Interest Reporting) in the Consolidated FINRA Rulebook 2008-07-31T00:00:00-07:00 2008-07-31T00:00:00-07:00 E8-17563 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-31/pdf/E8-17563.pdf https://regulations.justia.com/regulations/fedreg/2008/07/31/E8-17539.html Notice - Cohen & Steers Advantage Income Realty Fund, Inc., et al.; Notice of Application 2008-07-31T00:00:00-07:00 2008-07-31T00:00:00-07:00 E8-17539 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-31/pdf/E8-17539.pdf https://regulations.justia.com/regulations/fedreg/2008/07/31/E8-17504.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2008-07-31T00:00:00-07:00 2008-07-31T00:00:00-07:00 E8-17504 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-31/pdf/E8-17504.pdf https://regulations.justia.com/regulations/fedreg/2008/07/31/E8-17502.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Additional Initial Listing Standards To List Securities of Special Purpose Acquisition Companies 2008-07-31T00:00:00-07:00 2008-07-31T00:00:00-07:00 E8-17502 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-31/pdf/E8-17502.pdf https://regulations.justia.com/regulations/fedreg/2008/07/31/E8-17501.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 11890 (Clearly Erroneous Transactions) 2008-07-31T00:00:00-07:00 2008-07-31T00:00:00-07:00 E8-17501 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-31/pdf/E8-17501.pdf https://regulations.justia.com/regulations/fedreg/2008/07/30/E8-17440.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and 3 Thereto Relating to Reduction of Certain Order Handling and Exposure Periods From Three Seconds to One Second 2008-07-30T00:00:00-07:00 2008-07-30T00:00:00-07:00 E8-17440 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-30/pdf/E8-17440.pdf https://regulations.justia.com/regulations/fedreg/2008/07/30/E8-17428.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating To Doing Business With the Public 2008-07-30T00:00:00-07:00 2008-07-30T00:00:00-07:00 E8-17428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-30/pdf/E8-17428.pdf https://regulations.justia.com/regulations/fedreg/2008/07/30/E8-17413.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Its Certificate of Incorporation and By-Laws 2008-07-30T00:00:00-07:00 2008-07-30T00:00:00-07:00 E8-17413 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-30/pdf/E8-17413.pdf https://regulations.justia.com/regulations/fedreg/2008/07/30/E8-17412.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for a Post Intermarket Sweep Order 2008-07-30T00:00:00-07:00 2008-07-30T00:00:00-07:00 E8-17412 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-30/pdf/E8-17412.pdf https://regulations.justia.com/regulations/fedreg/2008/07/30/E8-17411.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waivers 2008-07-30T00:00:00-07:00 2008-07-30T00:00:00-07:00 E8-17411 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-30/pdf/E8-17411.pdf https://regulations.justia.com/regulations/fedreg/2008/07/30/E8-17410.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Addition of Fees Imposed for the Series 14 and Series 16 Examinations to FINRA's Fee Schedule 2008-07-30T00:00:00-07:00 2008-07-30T00:00:00-07:00 E8-17410 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-30/pdf/E8-17410.pdf https://regulations.justia.com/regulations/fedreg/2008/07/29/E8-17414.html Notice - Sunshine Act Meeting 2008-07-29T00:00:00-07:00 2008-07-29T00:00:00-07:00 E8-17414 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-29/pdf/E8-17414.pdf https://regulations.justia.com/regulations/fedreg/2008/07/29/E8-17310.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To List and Trade Options on the BXM Index (1/10th Value) 2008-07-29T00:00:00-07:00 2008-07-29T00:00:00-07:00 E8-17310 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-29/pdf/E8-17310.pdf https://regulations.justia.com/regulations/fedreg/2008/07/29/E8-17309.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow The NASDAQ Options Market To Participate in the Quarterly Options Series Pilot Program 2008-07-29T00:00:00-07:00 2008-07-29T00:00:00-07:00 E8-17309 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-29/pdf/E8-17309.pdf https://regulations.justia.com/regulations/fedreg/2008/07/29/E8-17308.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Pilot Program Expiring on November 30, 2008 for Listing Standards To Provide That Currently Traded Issuers Will Be Required To Meet Each of the $5 Per Share Closing Price Requirement and the $150 Million Market Value of Listed Securities Requirement on the Basis of a 90 Trading Day Average of the Closing Price of the Issuer's Common Stock Prior To Applying for Initial Listing 2008-07-29T00:00:00-07:00 2008-07-29T00:00:00-07:00 E8-17308 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-29/pdf/E8-17308.pdf https://regulations.justia.com/regulations/fedreg/2008/07/29/E8-17307.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Barclays Middle East Equities (MSCI GCC) Non Exchange Traded Notes Due 2038 2008-07-29T00:00:00-07:00 2008-07-29T00:00:00-07:00 E8-17307 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-29/pdf/E8-17307.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17306.html Notice - Sunshine Act Meeting 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17306 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17306.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17214.html Notice - Submission for OMB Review; Comment Request 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17214 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17214.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17213.html Notice - Joint Industry Plan; Order Granting Permanent Approval to Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17213 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17213.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17212.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending CBOE Rules 5.3 and 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17212 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17212.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17211.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Amending NYSE Arca Rule 5.3 and Rule 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17211 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17211.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17210.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Definition of “Non-Industry Director” in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17210 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17210.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17209.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Membership Waive-In Process for Certain New York Stock Exchange Members 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17209 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17209.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17142.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interim Trading Permit Access Fee 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17142 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17142.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17141.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17141 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17141.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17121.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17121 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17121.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17120.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 2009 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17120 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17120.pdf https://regulations.justia.com/regulations/fedreg/2008/07/28/E8-17119.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows No Minimum Size Order Requirement and Certain Premature Terminations Under the Price Improvement Period Process on the Boston Options Exchange Facility Until November 18, 2008 2008-07-28T00:00:00-07:00 2008-07-28T00:00:00-07:00 E8-17119 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-28/pdf/E8-17119.pdf https://regulations.justia.com/regulations/fedreg/2008/07/25/08-1466.html Notice - In the Matter of: SwedishVegas, Inc.; Order of Suspension of Trading 2008-07-25T00:00:00-07:00 2008-07-25T00:00:00-07:00 08-1466 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-25/pdf/08-1466.pdf https://regulations.justia.com/regulations/fedreg/2008/07/24/E8-16934.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties 2008-07-24T00:00:00-07:00 2008-07-24T00:00:00-07:00 E8-16934 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-24/pdf/E8-16934.pdf https://regulations.justia.com/regulations/fedreg/2008/07/24/E8-16933.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Support the Processing of Instructions for the Transfer or Reallocation of Underlying Investment Options Within a Variable Insurance Contract 2008-07-24T00:00:00-07:00 2008-07-24T00:00:00-07:00 E8-16933 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-24/pdf/E8-16933.pdf https://regulations.justia.com/regulations/fedreg/2008/07/24/E8-16931.html Notice - Submission for OMB Review; Comment Request 2008-07-24T00:00:00-07:00 2008-07-24T00:00:00-07:00 E8-16931 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-24/pdf/E8-16931.pdf https://regulations.justia.com/regulations/fedreg/2008/07/24/E8-16930.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored User Fees 2008-07-24T00:00:00-07:00 2008-07-24T00:00:00-07:00 E8-16930 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-24/pdf/E8-16930.pdf https://regulations.justia.com/regulations/fedreg/2008/07/24/E8-16867.html Notice - The Mexico Fund, Inc., et al.; Notice of Application 2008-07-24T00:00:00-07:00 2008-07-24T00:00:00-07:00 E8-16867 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-24/pdf/E8-16867.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16863.html Notice - Securities Exchange Act of 1934; Amendment to Emergency Order Pursuant to Section 12(K)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16863 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16863.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16837.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Crossing and Facilitation Orders 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16837 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16837.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16835.html Notice - PIMCO Funds, et al. 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16835 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16835.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16828.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the By-Laws of the NASDAQ OMX Group, Inc. in Connection With the Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc. 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16828 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16828.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16827.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Clarify the Application of Nasdaq Rules When a Listed Company Combines With a non-Nasdaq Entity 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16827 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16827.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16826.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Adoption of NASD Rules 4000 Through 10000 Series and the 12000 Through 14000 Series as FINRA Rules in the New Consolidated FINRA Rulebook 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16826 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16826.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16824.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend and Restate Its Articles of Incorporation 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16824 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16824.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16823.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Create a New NYSE Market Model, With Certain Components To Operate as a One-Year Pilot That Will Provide Market Participants With Additional Abilities To Post Hidden Liquidity, Phase Out Specialists by Creating a Designated Market Maker, and Enhance the Speed of Execution Through Technological Enhancements 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16823 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16823.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16762.html Notice - Sunshine Act Meeting 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16762 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16762.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16761.html Notice - Canadian Derivatives Clearing Corporation; Order Approving Accelerated Distribution of an Amended Options Disclosure Document 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16761 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16761.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16760.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by The NASDAQ OMX Group, Inc. 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16760 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16760.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16759.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To List and Trade CBOE S&P 500 Three-Month Realized Variance Options and CBOE S&P 500 Three-Month Realized Volatility Options 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16759 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16759.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16758.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption From Examination Requirements for Off-Floor Traders 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16758 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16758.pdf https://regulations.justia.com/regulations/fedreg/2008/07/22/E8-16751.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rules 6.62 and 6.91 Describing Complex Orders, Complex Order Priority, and Complex Order Execution 2008-07-22T00:00:00-07:00 2008-07-22T00:00:00-07:00 E8-16751 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-22/pdf/E8-16751.pdf https://regulations.justia.com/regulations/fedreg/2008/07/22/E8-16750.html Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Amend OPRA's Vendor Agreement and Related Documents and Adopt a New Policy 2008-07-22T00:00:00-07:00 2008-07-22T00:00:00-07:00 E8-16750 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-22/pdf/E8-16750.pdf https://regulations.justia.com/regulations/fedreg/2008/07/22/E8-16747.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 thereto, To Provide for the Issuance of ITPs 2008-07-22T00:00:00-07:00 2008-07-22T00:00:00-07:00 E8-16747 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-22/pdf/E8-16747.pdf https://regulations.justia.com/regulations/fedreg/2008/07/22/E8-16717.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Establish a Fee Relating to DTC's Settlement Procedures for the Maturity of Money Market Instruments With Unknown Rates 2008-07-22T00:00:00-07:00 2008-07-22T00:00:00-07:00 E8-16717 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-22/pdf/E8-16717.pdf https://regulations.justia.com/regulations/fedreg/2008/07/22/E8-16687.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the System for Theoretical Analysis and Numerical Simulations 2008-07-22T00:00:00-07:00 2008-07-22T00:00:00-07:00 E8-16687 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-22/pdf/E8-16687.pdf https://regulations.justia.com/regulations/fedreg/2008/07/22/E8-16686.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waivers 2008-07-22T00:00:00-07:00 2008-07-22T00:00:00-07:00 E8-16686 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-22/pdf/E8-16686.pdf https://regulations.justia.com/regulations/fedreg/2008/07/22/E8-16685.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public 2008-07-22T00:00:00-07:00 2008-07-22T00:00:00-07:00 E8-16685 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-22/pdf/E8-16685.pdf https://regulations.justia.com/regulations/fedreg/2008/07/22/08-1460.html Notice - In the Matter of Typhoon Touch Technologies, Inc.; Order of Suspension of Trading 2008-07-22T00:00:00-07:00 2008-07-22T00:00:00-07:00 08-1460 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-22/pdf/08-1460.pdf https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16614.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Issued Receipts That Directly Hold Investments in Certain Financial Instruments and To Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust 2008-07-21T00:00:00-07:00 2008-07-21T00:00:00-07:00 E8-16614 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16614.pdf https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16604.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change Relating to Harmonizing Fines With the National Securities Clearing Corporation and the Fixed Income Clearing Corporation 2008-07-21T00:00:00-07:00 2008-07-21T00:00:00-07:00 E8-16604 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16604.pdf https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16599.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Elimination of Certain Fee References in the Incorporated NYSE Rules 2008-07-21T00:00:00-07:00 2008-07-21T00:00:00-07:00 E8-16599 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16599.pdf https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16594.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates 2008-07-21T00:00:00-07:00 2008-07-21T00:00:00-07:00 E8-16594 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16594.pdf https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16592.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade 14 Funds of the Commodities and Currency Trust Pursuant to Unlisted Trading Privileges 2008-07-21T00:00:00-07:00 2008-07-21T00:00:00-07:00 E8-16592 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16592.pdf https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16591.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change as Amended To Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates and To Restructure the Watch List 2008-07-21T00:00:00-07:00 2008-07-21T00:00:00-07:00 E8-16591 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16591.pdf https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16589.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice 2008-07-21T00:00:00-07:00 2008-07-21T00:00:00-07:00 E8-16589 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16589.pdf https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16588.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market 2008-07-21T00:00:00-07:00 2008-07-21T00:00:00-07:00 E8-16588 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16588.pdf https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16545.html Notice - Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-07-21T00:00:00-07:00 2008-07-21T00:00:00-07:00 E8-16545 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16545.pdf https://regulations.justia.com/regulations/fedreg/2008/07/21/E8-16504.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 4350 Related to the Direct Registration Program 2008-07-21T00:00:00-07:00 2008-07-21T00:00:00-07:00 E8-16504 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-21/pdf/E8-16504.pdf https://regulations.justia.com/regulations/fedreg/2008/07/18/E8-16460.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete References to Hybrid 2.0 Platform and Hybrid 2.0 Option Classes 2008-07-18T00:00:00-07:00 2008-07-18T00:00:00-07:00 E8-16460 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-18/pdf/E8-16460.pdf https://regulations.justia.com/regulations/fedreg/2008/07/18/E8-16421.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Quarterly Options Series Pilot Program 2008-07-18T00:00:00-07:00 2008-07-18T00:00:00-07:00 E8-16421 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-18/pdf/E8-16421.pdf https://regulations.justia.com/regulations/fedreg/2008/07/18/E8-16404.html Notice - Self-Regulatory Organizations; International Securities Exchange, Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-07-18T00:00:00-07:00 2008-07-18T00:00:00-07:00 E8-16404 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-18/pdf/E8-16404.pdf https://regulations.justia.com/regulations/fedreg/2008/07/18/E8-16403.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage “P” and “P/A” Orders 2008-07-18T00:00:00-07:00 2008-07-18T00:00:00-07:00 E8-16403 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-18/pdf/E8-16403.pdf https://regulations.justia.com/regulations/fedreg/2008/07/18/E8-16402.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees 2008-07-18T00:00:00-07:00 2008-07-18T00:00:00-07:00 E8-16402 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-18/pdf/E8-16402.pdf https://regulations.justia.com/regulations/fedreg/2008/07/18/E8-16401.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New Quote Removal Mechanism Upon Technical Disconnect 2008-07-18T00:00:00-07:00 2008-07-18T00:00:00-07:00 E8-16401 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-18/pdf/E8-16401.pdf https://regulations.justia.com/regulations/fedreg/2008/07/18/E8-16400.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Membership Disqualification Criteria Rules 2008-07-18T00:00:00-07:00 2008-07-18T00:00:00-07:00 E8-16400 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-18/pdf/E8-16400.pdf https://regulations.justia.com/regulations/fedreg/2008/07/17/E8-16363.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 2 Thereto Relating to Changes to the Fee Schedule 2008-07-17T00:00:00-07:00 2008-07-17T00:00:00-07:00 E8-16363 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-17/pdf/E8-16363.pdf https://regulations.justia.com/regulations/fedreg/2008/07/17/E8-16351.html Notice - Advisory Committee on Improvements to Financial Reporting 2008-07-17T00:00:00-07:00 2008-07-17T00:00:00-07:00 E8-16351 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-17/pdf/E8-16351.pdf https://regulations.justia.com/regulations/fedreg/2008/07/17/E8-16350.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(6)(B)(I), the Generic Listing Standard for Equity Index-Linked Securities 2008-07-17T00:00:00-07:00 2008-07-17T00:00:00-07:00 E8-16350 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-17/pdf/E8-16350.pdf https://regulations.justia.com/regulations/fedreg/2008/07/17/E8-16349.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 17 To Address Issues Related to Vendor Liability 2008-07-17T00:00:00-07:00 2008-07-17T00:00:00-07:00 E8-16349 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-17/pdf/E8-16349.pdf https://regulations.justia.com/regulations/fedreg/2008/07/17/E8-16348.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program for Quarterly Options Series on the Boston Options Exchange Facility 2008-07-17T00:00:00-07:00 2008-07-17T00:00:00-07:00 E8-16348 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-17/pdf/E8-16348.pdf https://regulations.justia.com/regulations/fedreg/2008/07/17/E8-16346.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Fees for Nasdaq Market Pathfinders Service 2008-07-17T00:00:00-07:00 2008-07-17T00:00:00-07:00 E8-16346 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-17/pdf/E8-16346.pdf https://regulations.justia.com/regulations/fedreg/2008/07/17/E8-16345.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Fees Schedule 2008-07-17T00:00:00-07:00 2008-07-17T00:00:00-07:00 E8-16345 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-17/pdf/E8-16345.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16234.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on Shares of the SPDR® Gold Trust 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16234 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16234.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16233.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Routing to Affiliated Exchanges 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16233 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16233.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16232.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of NASD Rule 2790 as FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) in the Consolidated FINRA Rulebook 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16232 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16232.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16231.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to an Exchange Member's Conduct of Doing Business With the Public 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16231 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16231.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16230.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Applicant and Member Disqualification Criteria 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16230 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16230.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16229.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of NSCC's Mutual Fund Service by Investment Managers in Managed Account Programs 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16229 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16229.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16228.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Amend the Arbitration Uniform Submission Agreement and Related Rules 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16228 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16228.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16227.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Applicant Disqualification Criteria Contained in Its Rules 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16227 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16227.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16226.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 9.21 (Communications to Customers) 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16226 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16226.pdf https://regulations.justia.com/regulations/fedreg/2008/07/15/E8-16085.html Notice - Sunshine Act Meeting 2008-07-15T00:00:00-07:00 2008-07-15T00:00:00-07:00 E8-16085 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-15/pdf/E8-16085.pdf https://regulations.justia.com/regulations/fedreg/2008/07/15/E8-16061.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations 2008-07-15T00:00:00-07:00 2008-07-15T00:00:00-07:00 E8-16061 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-15/pdf/E8-16061.pdf https://regulations.justia.com/regulations/fedreg/2008/07/15/E8-16060.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program 2008-07-15T00:00:00-07:00 2008-07-15T00:00:00-07:00 E8-16060 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-15/pdf/E8-16060.pdf https://regulations.justia.com/regulations/fedreg/2008/07/15/E8-16059.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.: Order Granting Approval of Proposed Rule Changes To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products; The NASDAQ Stock Market LLC: Order Granting Approval of Proposed Rule Changes, as Modified by Amendment No. 1 Thereto, To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products 2008-07-15T00:00:00-07:00 2008-07-15T00:00:00-07:00 E8-16059 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-15/pdf/E8-16059.pdf https://regulations.justia.com/regulations/fedreg/2008/07/15/E8-15989.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 3130 (Annual Certification of Compliance and Supervisory Processes) in the Consolidated FINRA Rulebook 2008-07-15T00:00:00-07:00 2008-07-15T00:00:00-07:00 E8-15989 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-15/pdf/E8-15989.pdf https://regulations.justia.com/regulations/fedreg/2008/07/15/E8-15988.html Notice - ING Clarion Real Estate Income Fund, et al.; Notice of Application 2008-07-15T00:00:00-07:00 2008-07-15T00:00:00-07:00 E8-15988 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-15/pdf/E8-15988.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15928.html Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Changes Regarding Ethics and Independence Rule 3526, Communication With Audit Committees Concerning Independence, Amendment to Interim Independence Standards, and Amendment to Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15928 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15928.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15905.html Notice - Proposed Extension of Existing Collection; Comment Request 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15905 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15905.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15904.html Notice - Proposed Collection; Comment Request 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15904 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15904.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15890.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto for TRACE To Disseminate Additional Data Elements Relating to Each Transaction 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15890 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15890.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15889.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc. (f/k/a National Association of Securities Dealers, Inc.); Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend the Minimum Price-Improvement Standards Set Forth in NASD Interpretive Material (IM) 2110-2 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15889 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15889.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15888.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS Tokyo Stock Exchange REIT Index Fund 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15888 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15888.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15887.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to the Termination of the Intermarket Trading System Plan and to a Technical Change to Rule 8.15 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15887 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15887.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15886.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Listing and Trading of Options on Foreign Currency ETFs and Commodity Pool ETFs 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15886 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15886.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15885.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Retroactively as of June 24, 2008, Certain Initial Listing Fees for Companies Transferring the Listing of Their Securities From Any Other National Securities Exchange 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15885 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15885.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15818.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Remove From the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15818 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15818.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15817.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Incorporated NYSE Rules 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15817 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15817.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15816.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Section 31 Accumulated Funds 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15816 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15816.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15768.html Proposed Rule - Amendment to Regulation SHO 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15768 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15768.pdf https://regulations.justia.com/regulations/fedreg/2008/07/11/E8-15759.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Related to Submission of Non-Tape Reports 2008-07-11T00:00:00-07:00 2008-07-11T00:00:00-07:00 E8-15759 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-11/pdf/E8-15759.pdf https://regulations.justia.com/regulations/fedreg/2008/07/11/E8-15758.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program 2008-07-11T00:00:00-07:00 2008-07-11T00:00:00-07:00 E8-15758 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-11/pdf/E8-15758.pdf https://regulations.justia.com/regulations/fedreg/2008/07/11/E8-15574.html Rule - Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations 2008-07-11T00:00:00-07:00 2008-07-11T00:00:00-07:00 E8-15574 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-07-11/pdf/E8-15574.pdf https://regulations.justia.com/regulations/fedreg/2008/07/11/E8-15282.html Proposed Rule - References to Ratings of Nationally Recognized Statistical Rating Organizations 2008-07-11T00:00:00-07:00 2008-07-11T00:00:00-07:00 E8-15282 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-07-11/pdf/E8-15282.pdf https://regulations.justia.com/regulations/fedreg/2008/07/11/E8-15281.html Proposed Rule - Security Ratings 2008-07-11T00:00:00-07:00 2008-07-11T00:00:00-07:00 E8-15281 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-07-11/pdf/E8-15281.pdf https://regulations.justia.com/regulations/fedreg/2008/07/11/E8-15280.html Proposed Rule - References to Ratings of Nationally Recognized Statistical Rating Organizations 2008-07-11T00:00:00-07:00 2008-07-11T00:00:00-07:00 E8-15280 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-07-11/pdf/E8-15280.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15707.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 To Reorganize Membership Rules and Procedures 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15707 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15707.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15706.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower Fees for Certain NSCC Services 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15706 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15706.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15698.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Complex Orders 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15698 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15698.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15697.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operative Date of the NYSE Rule 2 Requirement That NYSE-Only Member Organizations Apply for and Be Approved as Members of the Financial Industry Regulatory Authority, Inc. 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15697 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15697.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15696.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade), FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices), and FINRA Rule 5150 (Fairness Opinions) in the Consolidated FINRA Rulebook 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15696 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15696.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15683.html Notice - Proposed Collection; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15683 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15683.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15676.html Notice - Proposed Collection; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15676 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15676.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15651.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to NASDAQ Rules Governing Options Trading 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15651 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15651.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15650.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Fee Changes 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15650 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15650.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15649.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program Through July 12, 2009 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15649 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15649.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15643.html Notice - Proposed Collection; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15643 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15643.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15642.html Notice - Proposed Collection; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15642 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15642.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15641.html Notice - Proposed Collection; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15641 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15641.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15640.html Notice - Submission for OMB Review; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15640 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15640.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15639.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified By Amendment No. 1 Thereto, Relating to Equity-Linked Debt Securities 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15639 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15639.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15638.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15638 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15638.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15637.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15637 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15637.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15636.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15636 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15636.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15635.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointment Cost of RVX and VXN Options 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15635 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15635.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15628.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Reduce Certain Order Exposure Times From Three Seconds to One Second 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15628 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15628.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15627.html Notice - Self-Regulatory Organizations; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Filed by The NASDAQ Stock Market LLC 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15627 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15627.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15625.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Current Pilot Program for Linkage Fees on the Boston Options Exchange Facility 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15625 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15625.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15624.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15624 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15624.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15621.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enable the Exchange To Conduct Market Order and Closing Auctions in NYSE-Listed Securities Subject to a Sub-Penny Trading Condition 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15621 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15621.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/08-1428.html Notice - In the Matter of: VMT Scientific, Inc.; Order of Suspension of Trading 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 08-1428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/08-1428.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15570.html Notice - Roundtable on Fair Value Accounting Standards 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15570 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15570.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15514.html Notice - The Penn Mutual Life Insurance Company, et al.; Notice of Application 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15514 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15514.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15513.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Closed-End Fund of Hedge Fund Listing Requirements 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15513 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15513.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15512.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Use of a New Order Type Known as Price Improving Orders and Quotes 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15512 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15512.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15496.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders From the Requirements in Rule 2119 (Equity EAMs Acting as Brokers) and Conform Rule 2119 to Financial Industry Regulatory Authority Rules 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15496 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15496.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15487.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15487 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15487.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15486.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rules 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15486 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15486.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15485.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) To Make Permanent an Existing Portable Phone Pilot 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15485 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15485.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15484.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 107 of the Company Guide 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15484 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15484.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15483.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Methodology for Adjusting Options Contracts for Cash Dividends and Distributions 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15483 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15483.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15482.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15482 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15482.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-15480.html Notice - Sunshine Act Meeting 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-15480 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-15480.pdf https://regulations.justia.com/regulations/fedreg/2008/07/09/E8-14944.html Proposed Rule - Modernization of the Oil and Gas Reporting Requirements 2008-07-09T00:00:00-07:00 2008-07-09T00:00:00-07:00 E8-14944 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-07-09/pdf/E8-14944.pdf https://regulations.justia.com/regulations/fedreg/2008/07/08/E8-15361.html Notice - Submission for OMB Review; Comment Request 2008-07-08T00:00:00-07:00 2008-07-08T00:00:00-07:00 E8-15361 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-08/pdf/E8-15361.pdf https://regulations.justia.com/regulations/fedreg/2008/07/08/E8-15357.html Notice - Submission for OMB Review; Comment Request 2008-07-08T00:00:00-07:00 2008-07-08T00:00:00-07:00 E8-15357 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-08/pdf/E8-15357.pdf https://regulations.justia.com/regulations/fedreg/2008/07/08/E8-15356.html Notice - Proposed Collection; Comment Request 2008-07-08T00:00:00-07:00 2008-07-08T00:00:00-07:00 E8-15356 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-08/pdf/E8-15356.pdf https://regulations.justia.com/regulations/fedreg/2008/07/08/E8-15355.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to the Minor Rule Plan and Order Granting Accelerated Approval to the Proposed Rule Change as Modified by Amendment No. 2 2008-07-08T00:00:00-07:00 2008-07-08T00:00:00-07:00 E8-15355 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-08/pdf/E8-15355.pdf https://regulations.justia.com/regulations/fedreg/2008/07/08/E8-15354.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to DTC Opening an Omnibus Account at Euroclear Bank 2008-07-08T00:00:00-07:00 2008-07-08T00:00:00-07:00 E8-15354 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-08/pdf/E8-15354.pdf https://regulations.justia.com/regulations/fedreg/2008/07/08/E8-15353.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule To Establish an Alternate Choice in DTC Profile Surety Providers 2008-07-08T00:00:00-07:00 2008-07-08T00:00:00-07:00 E8-15353 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-08/pdf/E8-15353.pdf https://regulations.justia.com/regulations/fedreg/2008/07/08/E8-15000.html Proposed Rule - Exemption of Certain Foreign Brokers or Dealers 2008-07-08T00:00:00-07:00 2008-07-08T00:00:00-07:00 E8-15000 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-07-08/pdf/E8-15000.pdf https://regulations.justia.com/regulations/fedreg/2008/07/07/E8-15285.html Notice - Sunshine Act Meeting 2008-07-07T00:00:00-07:00 2008-07-07T00:00:00-07:00 E8-15285 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-07/pdf/E8-15285.pdf https://regulations.justia.com/regulations/fedreg/2008/07/07/E8-15251.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Support the Processing of Instructions for the Transfer or Reallocation of Underlying Investment Options Within a Variable Insurance Contract 2008-07-07T00:00:00-07:00 2008-07-07T00:00:00-07:00 E8-15251 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-07/pdf/E8-15251.pdf https://regulations.justia.com/regulations/fedreg/2008/07/07/E8-15238.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the MacroShares Oil Trusts Pursuant to Unlisted Trading Privileges 2008-07-07T00:00:00-07:00 2008-07-07T00:00:00-07:00 E8-15238 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-07/pdf/E8-15238.pdf https://regulations.justia.com/regulations/fedreg/2008/07/07/E8-15213.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges for Exchange Services in Order To Extend the Current Pilot Program Regarding Transaction Fees Charged for Trades Executed Through the Intermarket Options Linkage 2008-07-07T00:00:00-07:00 2008-07-07T00:00:00-07:00 E8-15213 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-07/pdf/E8-15213.pdf https://regulations.justia.com/regulations/fedreg/2008/07/07/E8-15206.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust 2008-07-07T00:00:00-07:00 2008-07-07T00:00:00-07:00 E8-15206 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-07/pdf/E8-15206.pdf https://regulations.justia.com/regulations/fedreg/2008/07/07/E8-15200.html Notice - Proposed Collection; Comment Request 2008-07-07T00:00:00-07:00 2008-07-07T00:00:00-07:00 E8-15200 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-07/pdf/E8-15200.pdf https://regulations.justia.com/regulations/fedreg/2008/07/07/E8-15199.html Notice - Proposed Extension of Existing Collection; Comment Request 2008-07-07T00:00:00-07:00 2008-07-07T00:00:00-07:00 E8-15199 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-07/pdf/E8-15199.pdf https://regulations.justia.com/regulations/fedreg/2008/07/07/E8-15198.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 Thereto and 2, Relating to Margining 2008-07-07T00:00:00-07:00 2008-07-07T00:00:00-07:00 E8-15198 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-07/pdf/E8-15198.pdf https://regulations.justia.com/regulations/fedreg/2008/07/07/E8-15197.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend Minor Rule Plan and Certain Underlying Rules 2008-07-07T00:00:00-07:00 2008-07-07T00:00:00-07:00 E8-15197 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-07/pdf/E8-15197.pdf https://regulations.justia.com/regulations/fedreg/2008/07/07/08-1415.html Notice - In the Matter of WarpRadio.com, Inc., Wireless Frontier Internet, Inc., and World Associates, Inc.; Order of Suspension of Trading 2008-07-07T00:00:00-07:00 2008-07-07T00:00:00-07:00 08-1415 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-07/pdf/08-1415.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15165.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 98 and Related Rules To Redefine Specialist Operations at the NYSE 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15165 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15165.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15104.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Related to Sponsored Users 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15104 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15104.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15103.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Options on the Full-Size Nasdaq 100 Index and Options on the Mini Nasdaq 100 Index 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15103 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15103.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15102.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Stock and Index Options, Range Options and Delayed Start Options 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15102 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15102.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15101.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 3 Thereto Relating to Reduction of the Order Handling and Exposure Periods 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15101 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15101.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15100.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104.10 To Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to September 30, 2008 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15100 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15100.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15099.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15099 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15099.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15071.html Notice - Minnesota Life Insurance Company, et al.; Notice of Application 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15071 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15071.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15070.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 123D (Openings and Halts in Trading) To Provide for a Limited Exemption for Securities Trading on the Exchange That Are Part of the Russell Index Reconstitution 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15070 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15070.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15069.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exposure of Public Customer Orders to all ISE Members 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15069 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15069.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15067.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation) 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15067 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15067.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15066.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers, Pursuant to NYSE Rule 107A, and Competitive Traders, Pursuant to NYSE Rule 110 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15066 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15066.pdf https://regulations.justia.com/regulations/fedreg/2008/07/03/E8-15065.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2008-07-03T00:00:00-07:00 2008-07-03T00:00:00-07:00 E8-15065 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-03/pdf/E8-15065.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-15002.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Pilot Program That Reduces the Minimum Number of Contracts Required for a FLEX Equity Option Opening Transaction in a New Series and To Modify the Minimum Value Size for an Opening Transaction in a Currently-Opened FLEX Equity Series 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-15002 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-15002.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14986.html Notice - Proposed Collection; Comment Request 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14986 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14986.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14985.html Notice - Proposed Collection; Comment Request 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14985 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14985.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14984.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deposits Service Guide 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14984 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14984.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14983.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Definition of “Independent Director” 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14983 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14983.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14982.html Notice - Proposed Collection; Comment Request 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14982 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14982.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14975.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Require Demand Processing for Blind-Brokered Repo Trades 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14975 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14975.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14942.html Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14942 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14942.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14929.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Listing and Trading of Shares of the MacroShares Medical Inflation Trusts 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14929 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14929.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14928.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rules To Provide for an Optional Limit Cap Price on Any Pegged Zero Display Reserve Order 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14928 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14928.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14927.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Options Series Pilot Program 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14927 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14927.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14926.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14926 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14926.pdf https://regulations.justia.com/regulations/fedreg/2008/07/02/E8-14922.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program Until July 10, 2009 2008-07-02T00:00:00-07:00 2008-07-02T00:00:00-07:00 E8-14922 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-02/pdf/E8-14922.pdf https://regulations.justia.com/regulations/fedreg/2008/07/01/E8-14857.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Require Underwriter Registration and Testing with Depository Trust and Clearing Corporation's New Issue Information Dissemination System 2008-07-01T00:00:00-07:00 2008-07-01T00:00:00-07:00 E8-14857 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-01/pdf/E8-14857.pdf https://regulations.justia.com/regulations/fedreg/2008/07/01/E8-14845.html Proposed Rule - Indexed Annuities and Certain Other Insurance Contracts 2008-07-01T00:00:00-07:00 2008-07-01T00:00:00-07:00 E8-14845 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-07-01/pdf/E8-14845.pdf https://regulations.justia.com/regulations/fedreg/2008/07/01/E8-14833.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Regarding Fees for Orders Routed via the Options Intermarket Linkage 2008-07-01T00:00:00-07:00 2008-07-01T00:00:00-07:00 E8-14833 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-01/pdf/E8-14833.pdf https://regulations.justia.com/regulations/fedreg/2008/07/01/E8-14832.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103A To Exempt Executive Floor Governors From Floor Member Continuing Education 2008-07-01T00:00:00-07:00 2008-07-01T00:00:00-07:00 E8-14832 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-01/pdf/E8-14832.pdf https://regulations.justia.com/regulations/fedreg/2008/07/01/E8-14831.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Amending CBOE Rules 5.3 and 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities 2008-07-01T00:00:00-07:00 2008-07-01T00:00:00-07:00 E8-14831 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-01/pdf/E8-14831.pdf