<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/07/23?registers=between Fri, 03 May 2024 07:03:07 -0700 Fri, 03 May 2024 07:03:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/07/23?registers=between Notice - Securities Exchange Act of 1934; Amendment to Emergency Order Pursuant to Section 12(K)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16863.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16863.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16863 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16863.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Crossing and Facilitation Orders https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16837.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16837.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16837 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16837.pdf Notice - PIMCO Funds, et al. https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16835.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16835.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16835 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16835.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the By-Laws of the NASDAQ OMX Group, Inc. in Connection With the Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16828.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16828.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16828 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16828.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Clarify the Application of Nasdaq Rules When a Listed Company Combines With a non-Nasdaq Entity https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16827.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16827.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16827 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16827.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Adoption of NASD Rules 4000 Through 10000 Series and the 12000 Through 14000 Series as FINRA Rules in the New Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16826.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16826.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16826 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16826.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend and Restate Its Articles of Incorporation https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16824.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16824.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16824 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16824.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Create a New NYSE Market Model, With Certain Components To Operate as a One-Year Pilot That Will Provide Market Participants With Additional Abilities To Post Hidden Liquidity, Phase Out Specialists by Creating a Designated Market Maker, and Enhance the Speed of Execution Through Technological Enhancements https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16823.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16823.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16823 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16823.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16762.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16762.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16762 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16762.pdf Notice - Canadian Derivatives Clearing Corporation; Order Approving Accelerated Distribution of an Amended Options Disclosure Document https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16761.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16761.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16761 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16761.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16760.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16760.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16760 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16760.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To List and Trade CBOE S&P 500 Three-Month Realized Variance Options and CBOE S&P 500 Three-Month Realized Volatility Options https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16759.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16759.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16759 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16759.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption From Examination Requirements for Off-Floor Traders https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16758.html https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16758.html Wed, 23 Jul 2008 00:00:00 -0700 E8-16758 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16758.pdf