Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/07/23?limit=200&registers=between&mode=atom 2019-12-07T03:48:42-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16863.html Notice - Securities Exchange Act of 1934; Amendment to Emergency Order Pursuant to Section 12(K)(2) of the Securities Exchange Act of 1934 Taking Temporary Action To Respond to Market Developments 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16863 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16863.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16837.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Crossing and Facilitation Orders 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16837 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16837.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16835.html Notice - PIMCO Funds, et al. 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16835 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16835.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16828.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the By-Laws of the NASDAQ OMX Group, Inc. in Connection With the Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc. 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16828 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16828.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16827.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Clarify the Application of Nasdaq Rules When a Listed Company Combines With a non-Nasdaq Entity 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16827 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16827.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16826.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Adoption of NASD Rules 4000 Through 10000 Series and the 12000 Through 14000 Series as FINRA Rules in the New Consolidated FINRA Rulebook 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16826 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16826.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16824.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend and Restate Its Articles of Incorporation 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16824 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16824.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16823.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Create a New NYSE Market Model, With Certain Components To Operate as a One-Year Pilot That Will Provide Market Participants With Additional Abilities To Post Hidden Liquidity, Phase Out Specialists by Creating a Designated Market Maker, and Enhance the Speed of Execution Through Technological Enhancements 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16823 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16823.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16762.html Notice - Sunshine Act Meeting 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16762 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16762.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16761.html Notice - Canadian Derivatives Clearing Corporation; Order Approving Accelerated Distribution of an Amended Options Disclosure Document 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16761 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16761.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16760.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by The NASDAQ OMX Group, Inc. 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16760 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16760.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16759.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To List and Trade CBOE S&P 500 Three-Month Realized Variance Options and CBOE S&P 500 Three-Month Realized Volatility Options 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16759 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16759.pdf https://regulations.justia.com/regulations/fedreg/2008/07/23/E8-16758.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption From Examination Requirements for Off-Floor Traders 2008-07-23T00:00:00-07:00 2008-07-23T00:00:00-07:00 E8-16758 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-23/pdf/E8-16758.pdf