<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/07/16?registers=between Wed, 01 May 2024 18:33:22 -0700 Wed, 01 May 2024 18:33:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/07/16?registers=between Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on Shares of the SPDR® Gold Trust https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16234.html https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16234.html Wed, 16 Jul 2008 00:00:00 -0700 E8-16234 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16234.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Routing to Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16233.html https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16233.html Wed, 16 Jul 2008 00:00:00 -0700 E8-16233 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16233.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of NASD Rule 2790 as FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16232.html https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16232.html Wed, 16 Jul 2008 00:00:00 -0700 E8-16232 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16232.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to an Exchange Member's Conduct of Doing Business With the Public https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16231.html https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16231.html Wed, 16 Jul 2008 00:00:00 -0700 E8-16231 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16231.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Applicant and Member Disqualification Criteria https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16230.html https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16230.html Wed, 16 Jul 2008 00:00:00 -0700 E8-16230 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16230.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of NSCC's Mutual Fund Service by Investment Managers in Managed Account Programs https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16229.html https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16229.html Wed, 16 Jul 2008 00:00:00 -0700 E8-16229 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16229.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Amend the Arbitration Uniform Submission Agreement and Related Rules https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16228.html https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16228.html Wed, 16 Jul 2008 00:00:00 -0700 E8-16228 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16228.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Applicant Disqualification Criteria Contained in Its Rules https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16227.html https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16227.html Wed, 16 Jul 2008 00:00:00 -0700 E8-16227 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16227.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 9.21 (Communications to Customers) https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16226.html https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16226.html Wed, 16 Jul 2008 00:00:00 -0700 E8-16226 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16226.pdf