Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/07/16?limit=200&registers=between&mode=atom 2024-04-26T06:26:36-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16234.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on Shares of the SPDR® Gold Trust 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16234 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16234.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16233.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Routing to Affiliated Exchanges 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16233 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16233.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16232.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of NASD Rule 2790 as FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) in the Consolidated FINRA Rulebook 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16232 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16232.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16231.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to an Exchange Member's Conduct of Doing Business With the Public 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16231 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16231.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16230.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Applicant and Member Disqualification Criteria 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16230 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16230.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16229.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of NSCC's Mutual Fund Service by Investment Managers in Managed Account Programs 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16229 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16229.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16228.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Amend the Arbitration Uniform Submission Agreement and Related Rules 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16228 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16228.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16227.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Applicant Disqualification Criteria Contained in Its Rules 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16227 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16227.pdf https://regulations.justia.com/regulations/fedreg/2008/07/16/E8-16226.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 9.21 (Communications to Customers) 2008-07-16T00:00:00-07:00 2008-07-16T00:00:00-07:00 E8-16226 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-16/pdf/E8-16226.pdf