Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/07/14?limit=200&registers=between&mode=atom 2020-06-04T05:28:58-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15928.html Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Changes Regarding Ethics and Independence Rule 3526, Communication With Audit Committees Concerning Independence, Amendment to Interim Independence Standards, and Amendment to Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15928 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15928.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15905.html Notice - Proposed Extension of Existing Collection; Comment Request 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15905 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15905.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15904.html Notice - Proposed Collection; Comment Request 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15904 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15904.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15890.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto for TRACE To Disseminate Additional Data Elements Relating to Each Transaction 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15890 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15890.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15889.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc. (f/k/a National Association of Securities Dealers, Inc.); Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend the Minimum Price-Improvement Standards Set Forth in NASD Interpretive Material (IM) 2110-2 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15889 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15889.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15888.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS Tokyo Stock Exchange REIT Index Fund 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15888 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15888.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15887.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to the Termination of the Intermarket Trading System Plan and to a Technical Change to Rule 8.15 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15887 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15887.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15886.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Listing and Trading of Options on Foreign Currency ETFs and Commodity Pool ETFs 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15886 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15886.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15885.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Retroactively as of June 24, 2008, Certain Initial Listing Fees for Companies Transferring the Listing of Their Securities From Any Other National Securities Exchange 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15885 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15885.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15818.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Remove From the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15818 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15818.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15817.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Incorporated NYSE Rules 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15817 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15817.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15816.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Section 31 Accumulated Funds 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15816 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15816.pdf https://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15768.html Proposed Rule - Amendment to Regulation SHO 2008-07-14T00:00:00-07:00 2008-07-14T00:00:00-07:00 E8-15768 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15768.pdf