Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/07/14?limit=200®isters=between&mode=atom2024-04-25T01:03:36-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15928.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Changes Regarding Ethics and Independence Rule 3526, Communication With Audit Committees Concerning Independence, Amendment to Interim Independence Standards, and Amendment to Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15928Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15928.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15905.htmlNotice - Proposed Extension of Existing Collection; Comment Request2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15905.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15904.htmlNotice - Proposed Collection; Comment Request2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15904Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15904.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15890.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto for TRACE To Disseminate Additional Data Elements Relating to Each Transaction2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15890.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15889.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc. (f/k/a National Association of Securities Dealers, Inc.); Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend the Minimum Price-Improvement Standards Set Forth in NASD Interpretive Material (IM) 2110-22008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15889Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15889.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15888.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS Tokyo Stock Exchange REIT Index Fund2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15888Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15888.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15887.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to the Termination of the Intermarket Trading System Plan and to a Technical Change to Rule 8.152008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15887Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15887.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15886.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Listing and Trading of Options on Foreign Currency ETFs and Commodity Pool ETFs2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15886.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15885.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Retroactively as of June 24, 2008, Certain Initial Listing Fees for Companies Transferring the Listing of Their Securities From Any Other National Securities Exchange2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15885Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15885.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15818.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Remove From the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15818Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15818.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15817.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Incorporated NYSE Rules2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15817Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15817.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15816.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Section 31 Accumulated Funds2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15816.pdfhttps://regulations.justia.com/regulations/fedreg/2008/07/14/E8-15768.htmlProposed Rule - Amendment to Regulation SHO2008-07-14T00:00:00-07:002008-07-14T00:00:00-07:00E8-15768Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-07-14/pdf/E8-15768.pdf