Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/07/10?limit=200&registers=between&mode=atom 2025-01-04T21:39:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15707.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 To Reorganize Membership Rules and Procedures 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15707 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15707.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15706.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower Fees for Certain NSCC Services 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15706 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15706.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15698.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Complex Orders 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15698 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15698.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15697.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operative Date of the NYSE Rule 2 Requirement That NYSE-Only Member Organizations Apply for and Be Approved as Members of the Financial Industry Regulatory Authority, Inc. 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15697 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15697.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15696.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade), FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices), and FINRA Rule 5150 (Fairness Opinions) in the Consolidated FINRA Rulebook 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15696 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15696.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15683.html Notice - Proposed Collection; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15683 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15683.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15676.html Notice - Proposed Collection; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15676 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15676.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15651.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to NASDAQ Rules Governing Options Trading 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15651 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15651.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15650.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Fee Changes 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15650 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15650.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15649.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program Through July 12, 2009 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15649 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15649.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15643.html Notice - Proposed Collection; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15643 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15643.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15642.html Notice - Proposed Collection; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15642 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15642.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15641.html Notice - Proposed Collection; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15641 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15641.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15640.html Notice - Submission for OMB Review; Comment Request 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15640 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15640.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15639.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified By Amendment No. 1 Thereto, Relating to Equity-Linked Debt Securities 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15639 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15639.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15638.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15638 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15638.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15637.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15637 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15637.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15636.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15636 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15636.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15635.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointment Cost of RVX and VXN Options 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15635 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15635.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15628.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Reduce Certain Order Exposure Times From Three Seconds to One Second 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15628 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15628.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15627.html Notice - Self-Regulatory Organizations; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Filed by The NASDAQ Stock Market LLC 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15627 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15627.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15625.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Current Pilot Program for Linkage Fees on the Boston Options Exchange Facility 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15625 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15625.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15624.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15624 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15624.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/E8-15621.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enable the Exchange To Conduct Market Order and Closing Auctions in NYSE-Listed Securities Subject to a Sub-Penny Trading Condition 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 E8-15621 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/E8-15621.pdf https://regulations.justia.com/regulations/fedreg/2008/07/10/08-1428.html Notice - In the Matter of: VMT Scientific, Inc.; Order of Suspension of Trading 2008-07-10T00:00:00-07:00 2008-07-10T00:00:00-07:00 08-1428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-07-10/pdf/08-1428.pdf