Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/06?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2024-05-20T11:06:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14767.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Options on Reduced Values of the FTSE 100 Index and the FTSE 250 Index 2008-06-30T00:00:00-07:00 2008-06-30T00:00:00-07:00 E8-14767 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14767.pdf https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14766.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services 2008-06-30T00:00:00-07:00 2008-06-30T00:00:00-07:00 E8-14766 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14766.pdf https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14765.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Qualified Contingent Trade 2008-06-30T00:00:00-07:00 2008-06-30T00:00:00-07:00 E8-14765 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14765.pdf https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14764.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Hybrid Opening System 2008-06-30T00:00:00-07:00 2008-06-30T00:00:00-07:00 E8-14764 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14764.pdf https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14762.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend CBOE Rule 8.7 Related to the Obligations of Market-Makers 2008-06-30T00:00:00-07:00 2008-06-30T00:00:00-07:00 E8-14762 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14762.pdf https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14761.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange 2008-06-30T00:00:00-07:00 2008-06-30T00:00:00-07:00 E8-14761 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14761.pdf https://regulations.justia.com/regulations/fedreg/2008/06/30/E8-14657.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Range Options 2008-06-30T00:00:00-07:00 2008-06-30T00:00:00-07:00 E8-14657 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-30/pdf/E8-14657.pdf https://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14611.html Notice - Sunshine Act Meeting 2008-06-27T00:00:00-07:00 2008-06-27T00:00:00-07:00 E8-14611 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-27/pdf/E8-14611.pdf https://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14568.html Notice - [Release No. 34-58004; File No. SR-FINRA-2008-009] Self- Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Amend the Chairperson Eligibility Requirements 2008-06-27T00:00:00-07:00 2008-06-27T00:00:00-07:00 E8-14568 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-27/pdf/E8-14568.pdf https://regulations.justia.com/regulations/fedreg/2008/06/27/E8-14566.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Catastrophic Errors 2008-06-27T00:00:00-07:00 2008-06-27T00:00:00-07:00 E8-14566 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-27/pdf/E8-14566.pdf https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14530.html Notice - Order Granting Temporary Exemption of Realpoint LLC From the Conflict of Interest Prohibition in Rule 17a-5(c)(1) Under the Securities Exchange Act of 1934 2008-06-26T00:00:00-07:00 2008-06-26T00:00:00-07:00 E8-14530 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14530.pdf https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14529.html Notice - Securities Exchange Act of 1934; Order Granting Registration of Realpoint LLC as a Nationally Recognized Statistical Rating Organization 2008-06-26T00:00:00-07:00 2008-06-26T00:00:00-07:00 E8-14529 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14529.pdf https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14500.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes 2008-06-26T00:00:00-07:00 2008-06-26T00:00:00-07:00 E8-14500 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14500.pdf https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14499.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-06-26T00:00:00-07:00 2008-06-26T00:00:00-07:00 E8-14499 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14499.pdf https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14466.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Align the Reporting Requirements and Dissemination Protocols for OTC Equity Transactions Involving Foreign Securities With All Other OTC Equity Securities 2008-06-26T00:00:00-07:00 2008-06-26T00:00:00-07:00 E8-14466 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14466.pdf https://regulations.justia.com/regulations/fedreg/2008/06/26/E8-14404.html Notice - Submission for OMB Review; Comment Request 2008-06-26T00:00:00-07:00 2008-06-26T00:00:00-07:00 E8-14404 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-26/pdf/E8-14404.pdf https://regulations.justia.com/regulations/fedreg/2008/06/25/E8-14330.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., The NASDAQ Stock Market, LLC, and the Philadelphia Stock Exchange, Inc 2008-06-25T00:00:00-07:00 2008-06-25T00:00:00-07:00 E8-14330 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-25/pdf/E8-14330.pdf https://regulations.justia.com/regulations/fedreg/2008/06/25/E8-13887.html Proposed Rule - Proposed Rules for Nationally Recognized Statistical Rating Organizations 2008-06-25T00:00:00-07:00 2008-06-25T00:00:00-07:00 E8-13887 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-06-25/pdf/E8-13887.pdf https://regulations.justia.com/regulations/fedreg/2008/06/25/08-1388.html Notice - In the Matter of: Acclaim Entertainment, Inc., Benguet Corp., Clean Systems Technology Group, Ltd., Family Golf Centers, Inc., Graham-Field Health Products, Inc., Lechters, Inc., Symbiat, Inc., Texfi Industries, Inc., and Value Holdings, Inc. (n/k/a Galea Life Sciences, Inc.); Order of Suspension of Trading 2008-06-25T00:00:00-07:00 2008-06-25T00:00:00-07:00 08-1388 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-25/pdf/08-1388.pdf https://regulations.justia.com/regulations/fedreg/2008/06/24/E8-14217.html Notice - Advisory Committee on Improvements to Financial Reporting 2008-06-24T00:00:00-07:00 2008-06-24T00:00:00-07:00 E8-14217 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-24/pdf/E8-14217.pdf https://regulations.justia.com/regulations/fedreg/2008/06/24/E8-14178.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Order Approving Proposed Rule Change To Modify Certain of Nasdaq's Initial and Continued Listing Requirements To Replace the Round Lot Requirement in the Minimum Holder Requirements to Either Total or Public Shareholders 2008-06-24T00:00:00-07:00 2008-06-24T00:00:00-07:00 E8-14178 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-24/pdf/E8-14178.pdf https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14166.html Notice - Sunshine Act Meeting 2008-06-23T00:00:00-07:00 2008-06-23T00:00:00-07:00 E8-14166 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14166.pdf https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14160.html Notice - Sunshine Act Meeting 2008-06-23T00:00:00-07:00 2008-06-23T00:00:00-07:00 E8-14160 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14160.pdf https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14105.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Opening of Trading on the NASDAQ Options Market 2008-06-23T00:00:00-07:00 2008-06-23T00:00:00-07:00 E8-14105 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14105.pdf https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14104.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Nasdaq Last Sale Data Feeds 2008-06-23T00:00:00-07:00 2008-06-23T00:00:00-07:00 E8-14104 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14104.pdf https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14081.html Notice - Submission for OMB Review; Comment Request; “Tell Us How We're Doing!” 2008-06-23T00:00:00-07:00 2008-06-23T00:00:00-07:00 E8-14081 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14081.pdf https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14080.html Notice - Submission for OMB Review; Comment Request 2008-06-23T00:00:00-07:00 2008-06-23T00:00:00-07:00 E8-14080 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14080.pdf https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14079.html Notice - Proposed Collection; Comment Request 2008-06-23T00:00:00-07:00 2008-06-23T00:00:00-07:00 E8-14079 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14079.pdf https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-14060.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Enhanced Sentiment Market Data 2008-06-23T00:00:00-07:00 2008-06-23T00:00:00-07:00 E8-14060 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-14060.pdf https://regulations.justia.com/regulations/fedreg/2008/06/23/E8-13356.html Proposed Rule - Interactive Data for Mutual Fund Risk/Return Summary 2008-06-23T00:00:00-07:00 2008-06-23T00:00:00-07:00 E8-13356 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/E8-13356.pdf https://regulations.justia.com/regulations/fedreg/2008/06/23/08-1376.html Notice - Kafus Industries, Ltd., Kevco, Inc., and Kings Road Entertainment, Inc.; Order of Suspension of Trading 2008-06-23T00:00:00-07:00 2008-06-23T00:00:00-07:00 08-1376 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-23/pdf/08-1376.pdf https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13996.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust ISE Global Wind Energy Index Fund 2008-06-20T00:00:00-07:00 2008-06-20T00:00:00-07:00 E8-13996 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13996.pdf https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13956.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Approval of Fee for NYSE Real-Time Reference Prices 2008-06-20T00:00:00-07:00 2008-06-20T00:00:00-07:00 E8-13956 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13956.pdf https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13955.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Establish Nasdaq Last Sale Data Feeds 2008-06-20T00:00:00-07:00 2008-06-20T00:00:00-07:00 E8-13955 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13955.pdf https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13945.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440-1 Relating to Fair Prices and Commissions To Apply to All Securities Transactions 2008-06-20T00:00:00-07:00 2008-06-20T00:00:00-07:00 E8-13945 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13945.pdf https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13944.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 To Amend the Pilot Program for Initial and Continued Listing Standards, To Provide That Currently Traded Issuers Will Be Required To Meet Each of the $5 Closing Price Requirement and the $150 Million Market Value of Listed Securities Requirement on the Basis of a 90 Trading Day Average of the Closing Price of the Company's Common Stock Prior To Applying for Listing 2008-06-20T00:00:00-07:00 2008-06-20T00:00:00-07:00 E8-13944 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13944.pdf https://regulations.justia.com/regulations/fedreg/2008/06/20/E8-13914.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Managed Fund Shares 2008-06-20T00:00:00-07:00 2008-06-20T00:00:00-07:00 E8-13914 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/E8-13914.pdf https://regulations.justia.com/regulations/fedreg/2008/06/20/08-1373.html Notice - In the Matter of Certain Companies Quoted on the Pink Sheets: Greenstone Holdings, Inc.; Order of Suspension of Trading 2008-06-20T00:00:00-07:00 2008-06-20T00:00:00-07:00 08-1373 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-20/pdf/08-1373.pdf https://regulations.justia.com/regulations/fedreg/2008/06/19/E8-13855.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements 2008-06-19T00:00:00-07:00 2008-06-19T00:00:00-07:00 E8-13855 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-19/pdf/E8-13855.pdf https://regulations.justia.com/regulations/fedreg/2008/06/19/E8-13853.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents 2008-06-19T00:00:00-07:00 2008-06-19T00:00:00-07:00 E8-13853 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-19/pdf/E8-13853.pdf https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13710.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the PCX Plus System 2008-06-18T00:00:00-07:00 2008-06-18T00:00:00-07:00 E8-13710 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13710.pdf https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13709.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust 2008-06-18T00:00:00-07:00 2008-06-18T00:00:00-07:00 E8-13709 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13709.pdf https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13708.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers 2008-06-18T00:00:00-07:00 2008-06-18T00:00:00-07:00 E8-13708 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13708.pdf https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13707.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow Fees 2008-06-18T00:00:00-07:00 2008-06-18T00:00:00-07:00 E8-13707 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13707.pdf https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13706.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Maximum Number of Quoters in Options Overlying the SPDR Gold Trust 2008-06-18T00:00:00-07:00 2008-06-18T00:00:00-07:00 E8-13706 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13706.pdf https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13705.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 5.3 and Rule 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities 2008-06-18T00:00:00-07:00 2008-06-18T00:00:00-07:00 E8-13705 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13705.pdf https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13704.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency 2008-06-18T00:00:00-07:00 2008-06-18T00:00:00-07:00 E8-13704 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13704.pdf https://regulations.justia.com/regulations/fedreg/2008/06/18/E8-13703.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade Options on the BXM Index (1/10th Value) 2008-06-18T00:00:00-07:00 2008-06-18T00:00:00-07:00 E8-13703 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-18/pdf/E8-13703.pdf https://regulations.justia.com/regulations/fedreg/2008/06/17/E8-13499.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading on the Exchange of Options on the SPDR Gold Trust 2008-06-17T00:00:00-07:00 2008-06-17T00:00:00-07:00 E8-13499 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-17/pdf/E8-13499.pdf https://regulations.justia.com/regulations/fedreg/2008/06/16/E8-13427.html Notice - Submission for OMB Review; Comment Request 2008-06-16T00:00:00-07:00 2008-06-16T00:00:00-07:00 E8-13427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-16/pdf/E8-13427.pdf