<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/06/02?registers=between Wed, 27 Nov 2024 04:28:07 -0800 Wed, 27 Nov 2024 04:28:07 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/06/02?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Exchange-Traded Fund Share https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12206.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12206.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12206 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12206.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 13 To Extend the Definition of Routing Broker and Effect Conforming Changes to NYSE Rule 17 https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12205.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12205.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12205 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12205.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “HA” https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12197.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12197.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12197 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12197.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Nasdaq Rule 4420(g) https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12196.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12196.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12196 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12196.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating To Access to XLE on Phlx's Options Floor https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12195.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12195.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12195 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12195.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12162.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12162.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12162 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12162.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Adopt a FINRA Policy To Expand Disseminated Trade Reporting and Compliance Engine (“TRACE”) Data https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12161.html https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12161.html Mon, 02 Jun 2008 00:00:00 -0700 E8-12161 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12161.pdf