Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/06/02?limit=200®isters=between&mode=atom2024-11-27T04:27:53-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12206.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Exchange-Traded Fund Share2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12206Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12206.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12205.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 13 To Extend the Definition of Routing Broker and Effect Conforming Changes to NYSE Rule 172008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12205Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12205.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12197.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “HA”2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12197.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12196.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Nasdaq Rule 4420(g)2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12196.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12195.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating To Access to XLE on Phlx's Options Floor2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12195.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12162.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12162.pdfhttps://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12161.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Adopt a FINRA Policy To Expand Disseminated Trade Reporting and Compliance Engine (“TRACE”) Data2008-06-02T00:00:00-07:002008-06-02T00:00:00-07:00E8-12161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12161.pdf