Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/06/02?limit=200&registers=between&mode=atom 2024-05-04T17:26:15-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12206.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Exchange-Traded Fund Share 2008-06-02T00:00:00-07:00 2008-06-02T00:00:00-07:00 E8-12206 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12206.pdf https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12205.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 13 To Extend the Definition of Routing Broker and Effect Conforming Changes to NYSE Rule 17 2008-06-02T00:00:00-07:00 2008-06-02T00:00:00-07:00 E8-12205 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12205.pdf https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12197.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “HA” 2008-06-02T00:00:00-07:00 2008-06-02T00:00:00-07:00 E8-12197 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12197.pdf https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12196.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Nasdaq Rule 4420(g) 2008-06-02T00:00:00-07:00 2008-06-02T00:00:00-07:00 E8-12196 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12196.pdf https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12195.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating To Access to XLE on Phlx's Options Floor 2008-06-02T00:00:00-07:00 2008-06-02T00:00:00-07:00 E8-12195 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12195.pdf https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12162.html Notice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles 2008-06-02T00:00:00-07:00 2008-06-02T00:00:00-07:00 E8-12162 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12162.pdf https://regulations.justia.com/regulations/fedreg/2008/06/02/E8-12161.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Adopt a FINRA Policy To Expand Disseminated Trade Reporting and Compliance Engine (“TRACE”) Data 2008-06-02T00:00:00-07:00 2008-06-02T00:00:00-07:00 E8-12161 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-06-02/pdf/E8-12161.pdf