Securities and Exchange Commission May 2008 – Federal Register Recent Federal Regulation Documents

Results 101 - 138 of 138
Submission for OMB Review; Comment Request
Document Number: E8-10047
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-10046
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-10045
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-10044
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-10043
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-10042
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-10041
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-10040
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
The RBB Fund, Inc. and Abundance Technologies, Inc.; Notice of Application
Document Number: E8-10015
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of: Health Professionals, Inc., Respondent; Order of Suspension of Trading
Document Number: 08-1235
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
The Bessemer Group, Incorporated, et al.; Notice of Application
Document Number: E8-9910
Type: Notice
Date: 2008-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-10020
Type: Notice
Date: 2008-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-9825
Type: Notice
Date: 2008-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-9824
Type: Notice
Date: 2008-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-9692
Type: Notice
Date: 2008-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-9644
Type: Notice
Date: 2008-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
ING USA Annuity and Life Insurance Company, et al., Notice of Application
Document Number: E8-9632
Type: Notice
Date: 2008-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E8-9538
Type: Notice
Date: 2008-05-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On March 30, 2007, applicant transferred its assets to Dean Large Cap Value Fund, Dean Small Cap Value Fund, and Dean International Fund, each a series of Unified Series Trust, based on net asset value. Expenses of $131,162 incurred in connection with the reorganization were paid by Unified Fund Services, applicant's transfer agent, and Dean Investment Associates, applicant's investment adviser. Filing Dates: The application was filed on March 5, 2008, and amended on April 22, 2008. Applicant's Address: 2480 Kettering Tower, Dayton, OH 45423.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.