Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/05?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-24T12:56:54-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12110.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Payment for Order Flow Pilot Program2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12110.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12076.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Replace References to Certain Committees With a Reference to the Exchange2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12076.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12075.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 15 (Pre-Opening Indications) and Exchange Rule 123C (Market on the Close Policy and Expiration Procedures)2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12075Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12075.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12073.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fixed Return Option Transaction Fees2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12073Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12073.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12068.htmlNotice - Sunshine Act Meeting2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12068.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12034.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors on the Boston Options Exchange2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12034.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12033.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Schedule of Fees To Establish Fees for Transactions in Options on One Premium Product2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12033Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12033.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12032.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12032Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12032.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12031.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Listing and Trading of Binary Options on Broad-Based Security Indexes2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12031Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12031.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12030.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Reduce Certain Order Exposure Times From Three Seconds to One Second2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12030Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12030.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12015.htmlNotice - Proposed Collection; Comment Request2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12015.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12014.htmlNotice - American International Group, Inc., et al.; Notice of Application2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-12014Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12014.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/E8-11981.htmlNotice - Proposed Collection; Comment Request2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:00E8-11981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-11981.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/30/08-1312.htmlNotice - In the Matter of: Affinity Networks, Inc.; Order of Suspension of Trading2008-05-30T00:00:00-07:002008-05-30T00:00:00-07:0008-1312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/08-1312.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11943.htmlNotice - Matrix Capital Group, Inc. and Matrix Defined Trusts; Notice of Application2008-05-29T00:00:00-07:002008-05-29T00:00:00-07:00E8-11943Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11943.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11942.htmlNotice - Slick Enterprises, Inc.; Notice of Application2008-05-29T00:00:00-07:002008-05-29T00:00:00-07:00E8-11942Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11942.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11940.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4350 Related to the Direct Registration Programs2008-05-29T00:00:00-07:002008-05-29T00:00:00-07:00E8-11940Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11940.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11932.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Permanent Approval of the Exchange's Directed Order Program2008-05-29T00:00:00-07:002008-05-29T00:00:00-07:00E8-11932Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11932.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11931.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to the Price Improvement Mechanism2008-05-29T00:00:00-07:002008-05-29T00:00:00-07:00E8-11931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11931.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11930.htmlNotice - Joint Industry Plan; Notice of Filing and Order Approving on a Temporary Basis Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options2008-05-29T00:00:00-07:002008-05-29T00:00:00-07:00E8-11930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11930.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/29/08-1307.htmlNotice - In the Matter of: e.Spire Communications, Inc., Empire of Carolina, Inc., Genfinity Corp. GSI Securitization Ltd. (n/k/a GSI Securitization, Inc.), Interliant, Inc. (n/k/a I Successor Corp.), Namibian Minerals Corp., Nix Co., Ltd. (n/k/a Global Energy Resources, Inc.) Number Nine Visual Technology Corp. (n/k/a International Precious Minerals Group, Inc.) NVID International, Inc., Oncor, Inc., and USCI, Inc.; Order of Suspension of Trading2008-05-29T00:00:00-07:002008-05-29T00:00:00-07:0008-1307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/08-1307.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/28/E8-11832.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the AirShares\TM\ EU Carbon Allowances Fund2008-05-28T00:00:00-07:002008-05-28T00:00:00-07:00E8-11832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-28/pdf/E8-11832.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/27/E8-11808.htmlNotice - Self-Regulatory Organizations; the New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Amend NYSE Rule 123A.30 To Permit Certain Convert-and-Parity Orders To Trade on Parity With Other Limit Orders, Including Orders Entered Through Its Designated Order Turnaround System®2008-05-27T00:00:00-07:002008-05-27T00:00:00-07:00E8-11808Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-27/pdf/E8-11808.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/27/E8-11723.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 412 To Conform to FINRA Incorporated Versions of NYSE Rule 4122008-05-27T00:00:00-07:002008-05-27T00:00:00-07:00E8-11723Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-27/pdf/E8-11723.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/27/E8-11703.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related To the Hybrid Agency Liaison2008-05-27T00:00:00-07:002008-05-27T00:00:00-07:00E8-11703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-27/pdf/E8-11703.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/27/E8-11702.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Sponsored Users2008-05-27T00:00:00-07:002008-05-27T00:00:00-07:00E8-11702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-27/pdf/E8-11702.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/27/E8-11701.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-05-27T00:00:00-07:002008-05-27T00:00:00-07:00E8-11701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-27/pdf/E8-11701.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/23/Z8-11129.htmlNotice - Notice of Proposed Information Collection Requests2008-05-23T00:00:00-07:002008-05-23T00:00:00-07:00Z8-11129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/Z8-11129.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/23/Z8-10725.htmlNotice - Self[dash]Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Require Demand Processing for Blind-Brokered Repo Trades2008-05-23T00:00:00-07:002008-05-23T00:00:00-07:00Z8-10725Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/Z8-10725.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11550.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Section 703.21 of the Listed Company Manual Relating to Equity-Linked Debt Securities2008-05-23T00:00:00-07:002008-05-23T00:00:00-07:00E8-11550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11550.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11531.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Notes2008-05-23T00:00:00-07:002008-05-23T00:00:00-07:00E8-11531Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11531.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11530.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to Rule 10.12 (Minor Rule Plan) and Underlying Rules2008-05-23T00:00:00-07:002008-05-23T00:00:00-07:00E8-11530Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11530.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11529.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Section 1(a) of Article III of the FINRA By-Laws2008-05-23T00:00:00-07:002008-05-23T00:00:00-07:00E8-11529Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11529.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11523.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Schedule of Fees To Establish Fees for Transactions in Options on Five Premium Products2008-05-23T00:00:00-07:002008-05-23T00:00:00-07:00E8-11523Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11523.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11522.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Section 31 Related Fees2008-05-23T00:00:00-07:002008-05-23T00:00:00-07:00E8-11522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11522.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11434.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Require Underwriter Registration and Testing With Depository Trust and Clearing Corporation's New Issue Information Dissemination System2008-05-22T00:00:00-07:002008-05-22T00:00:00-07:00E8-11434Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11434.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11430.htmlNotice - Submission for OMB Review; Comment Request2008-05-22T00:00:00-07:002008-05-22T00:00:00-07:00E8-11430Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11430.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11429.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3 to an Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, To Amend Nasdaq's Clearly Erroneous Rule2008-05-22T00:00:00-07:002008-05-22T00:00:00-07:00E8-11429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11429.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11428.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FLEX Equity Option Opening Transactions2008-05-22T00:00:00-07:002008-05-22T00:00:00-07:00E8-11428Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11428.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11427.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend, Through December 31, 2008, the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System2008-05-22T00:00:00-07:002008-05-22T00:00:00-07:00E8-11427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11427.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11426.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Opening of Trading on the NASDAQ Options Market2008-05-22T00:00:00-07:002008-05-22T00:00:00-07:00E8-11426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11426.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11425.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified, To Eliminate the Coverage Component and Margin Requirement Differential From the Mortgage-Backed Securities Division Participants Fund Calculation2008-05-22T00:00:00-07:002008-05-22T00:00:00-07:00E8-11425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11425.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11424.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares2008-05-22T00:00:00-07:002008-05-22T00:00:00-07:00E8-11424Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11424.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11419.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Automated Improvement Auction2008-05-22T00:00:00-07:002008-05-22T00:00:00-07:00E8-11419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11419.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11276.htmlNotice - Subcommittee Reports of the SEC Advisory Committee on Improvements to Financial Reporting2008-05-22T00:00:00-07:002008-05-22T00:00:00-07:00E8-11276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11276.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/21/E8-11281.htmlNotice - Proposed Collection; Comment Request2008-05-21T00:00:00-07:002008-05-21T00:00:00-07:00E8-11281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-21/pdf/E8-11281.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/21/E8-11280.htmlNotice - Proposed Collection; Comment Request2008-05-21T00:00:00-07:002008-05-21T00:00:00-07:00E8-11280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-21/pdf/E8-11280.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/20/E8-11277.htmlNotice - Sunshine Act Meeting2008-05-20T00:00:00-07:002008-05-20T00:00:00-07:00E8-11277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-20/pdf/E8-11277.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/20/E8-11254.htmlRule - Definition of Eligible Portfolio Company Under the Investment Company Act of 19402008-05-20T00:00:00-07:002008-05-20T00:00:00-07:00E8-11254Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-20/pdf/E8-11254.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/20/E8-11205.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of a Proposed Rule Change To Amend and Restate Its Articles of Incorporation2008-05-20T00:00:00-07:002008-05-20T00:00:00-07:00E8-11205Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-20/pdf/E8-11205.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/19/E8-11036.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing Standards for Warrants, Rights, and Units2008-05-19T00:00:00-07:002008-05-19T00:00:00-07:00E8-11036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-19/pdf/E8-11036.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/19/E8-11035.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change, As Modified by Amendment No. 1 Thereto, Relating to the Exposure of Public Customer Orders2008-05-19T00:00:00-07:002008-05-19T00:00:00-07:00E8-11035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-19/pdf/E8-11035.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/16/E8-10968.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Provide a New Alternative Investments Products Service2008-05-16T00:00:00-07:002008-05-16T00:00:00-07:00E8-10968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-16/pdf/E8-10968.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/16/E8-10944.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges2008-05-16T00:00:00-07:002008-05-16T00:00:00-07:00E8-10944Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-16/pdf/E8-10944.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/15/E8-10803.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS ISEQ 20 Index Fund (Ireland)2008-05-15T00:00:00-07:002008-05-15T00:00:00-07:00E8-10803Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-15/pdf/E8-10803.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/15/E8-10802.htmlNotice - Main Street Capital Corporation, et al.; Notice of Application2008-05-15T00:00:00-07:002008-05-15T00:00:00-07:00E8-10802Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-15/pdf/E8-10802.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10725.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Require Demand Processing for Blind-Brokered Repo Trades2008-05-14T00:00:00-07:002008-05-14T00:00:00-07:00E8-10725Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10725.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10724.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of Twelve Actively Managed Exchange-Traded Funds of the WisdomTree Trust2008-05-14T00:00:00-07:002008-05-14T00:00:00-07:00E8-10724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10724.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10721.htmlNotice - Sunshine Act Meeting2008-05-14T00:00:00-07:002008-05-14T00:00:00-07:00E8-10721Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10721.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10720.htmlNotice - Sunshine Act Meetings2008-05-14T00:00:00-07:002008-05-14T00:00:00-07:00E8-10720Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10720.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10705.htmlNotice - Prudential Retirement Insurance and Annuity Company, et al., Notice of Application2008-05-14T00:00:00-07:002008-05-14T00:00:00-07:00E8-10705Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10705.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10704.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs2008-05-14T00:00:00-07:002008-05-14T00:00:00-07:00E8-10704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10704.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10701.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Managed Fund Shares2008-05-14T00:00:00-07:002008-05-14T00:00:00-07:00E8-10701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10701.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10623.htmlNotice - Submission for OMB Review; Comment Request2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10623.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10622.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Nasdaq's Continued Listing Requirements To Replace Round Lot Shareholders2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10622.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10620.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10620Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10620.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10619.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Block, Facilitation and Solicited Order Mechanisms2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10619.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10618.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change as Modified by Amendment No. 1, Relating to Amendments to the NASD Rule 9700 Series To Streamline the Procedural Rules Applicable to General Grievances Related to FINRA Automated Systems2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10618.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10617.htmlNotice - Sunshine Act Meeting2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10617.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10595.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Boston Stock Exchange Clearing Corporation Relating to Amendment of Its Articles of Organization and By-Laws in Connection With the Planned Acquisition by The NASDAQ OMX Group, Inc.2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10595Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10595.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10594.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders from the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders)2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10594Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10594.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10575.htmlNotice - Submission for OMB Review; Comment Request2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10575Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10575.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10573.htmlNotice - Submission for OMB Review; Comment Request2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10573Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10573.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10572.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the iShares MSCI Emerging Markets Eastern Europe Index Fund2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10572.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10569.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend NASD Rule 7001B To Increase the Percentage of Market Data Revenue Shared With NASD/Nasdaq TRF Participants2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10569Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10569.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10567.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase the Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10567Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10567.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10566.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2 and 3 Thereto To Amend NASD Rule 7001E To Increase the Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10566Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10566.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10562.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change To Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10562Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10562.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10538.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Reserve Order Pilot Program Currently Operating in 100 Securities Traded on the Exchange To Include All Equity Securities Traded on the Exchange2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10538.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10537.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Adopt New Initial and Continued Listing Standards To List Securities of Special Purpose Acquisition Companies2008-05-13T00:00:00-07:002008-05-13T00:00:00-07:00E8-10537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10537.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/12/08-1249.htmlNotice - In the Matter of: American Motorcycle Corp. (f/k/a Scope Industries, Inc.); Order of Suspension of Trading2008-05-12T00:00:00-07:002008-05-12T00:00:00-07:0008-1249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-12/pdf/08-1249.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10388.htmlProposed Rule - Revisions to the Cross-Border Tender Offer, Exchange Offer, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions2008-05-09T00:00:00-07:002008-05-09T00:00:00-07:00E8-10388Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10388.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10372.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Rescission of the “No MPM” Order Type2008-05-09T00:00:00-07:002008-05-09T00:00:00-07:00E8-10372Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10372.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10354.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees and Charges for Exchange Services2008-05-09T00:00:00-07:002008-05-09T00:00:00-07:00E8-10354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10354.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10341.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of Certain PowerShares Actively Managed Exchange-Traded Funds Pursuant to Unlisted Trading Privileges2008-05-09T00:00:00-07:002008-05-09T00:00:00-07:00E8-10341Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10341.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10340.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Roll-Out of the Amex Book Clerk Program2008-05-09T00:00:00-07:002008-05-09T00:00:00-07:00E8-10340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10340.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10339.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to Options Supervision Requirements2008-05-09T00:00:00-07:002008-05-09T00:00:00-07:00E8-10339Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10339.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/09/08-1242.htmlNotice - In the Matter of: National Manufacturing Technologies, Inc., Natural Solutions Corp., Natural Wonders, Inc., Net Nanny Software International, Inc., Netcentives, Inc., and Netcruise.com, Inc.; Order of Suspension of Trading2008-05-09T00:00:00-07:002008-05-09T00:00:00-07:0008-1242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/08-1242.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/09/08-1241.htmlNotice - In the Matter of: ABS Group, Inc. (n/k/a The Motion Picture Group, Inc.), Accrue Software, Inc., iAsiaworks, Inc., Premier Laser Systems, Inc., Siskon Gold Corp., and Syquest Technology, Inc. (n/k/a SYQT, Inc.); Order of Suspension of Trading2008-05-09T00:00:00-07:002008-05-09T00:00:00-07:0008-1241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/08-1241.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10253.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Effective Date of Certain FINRA Rule Changes Approved in SR-NASD-2004-1832008-05-08T00:00:00-07:002008-05-08T00:00:00-07:00E8-10253Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10253.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10250.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.62 To Include an Opening Only Order2008-05-08T00:00:00-07:002008-05-08T00:00:00-07:00E8-10250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10250.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10213.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Accelerated Approval of an Amended Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities2008-05-08T00:00:00-07:002008-05-08T00:00:00-07:00E8-10213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10213.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10212.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection With Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc.2008-05-08T00:00:00-07:002008-05-08T00:00:00-07:00E8-10212Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10212.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10211.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center2008-05-08T00:00:00-07:002008-05-08T00:00:00-07:00E8-10211Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10211.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10210.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Definition of Qualified Contingent Trade2008-05-08T00:00:00-07:002008-05-08T00:00:00-07:00E8-10210Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10210.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10094.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Proposal to Transfer Boston Stock Exchange, Inc.'s Ownership Interest in Boston Options Exchange Group, LLC2008-05-08T00:00:00-07:002008-05-08T00:00:00-07:00E8-10094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10094.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10093.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Acquisition of the Boston Stock Exchange, Incorporated by The NASDAQ OMX Group, Inc.2008-05-08T00:00:00-07:002008-05-08T00:00:00-07:00E8-10093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10093.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9996.htmlNotice - Fidelity Rutland Square Trust, et al.; Notice of Application2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-9996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-9996.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9995.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 36 (Communication Between Exchange and Exchange Members' Offices)2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-9995Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-9995.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10072.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change Amending the Certificate of Incorporation of Boston Stock Exchange, Incorporated2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10072Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10072.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10071.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Term Notes2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10071.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10068.htmlNotice - Order Making Fiscal Year 2009 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 19342008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10068.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10047.htmlNotice - Submission for OMB Review; Comment Request2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10047Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10047.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10046.htmlNotice - Submission for OMB Review; Comment Request2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10046Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10046.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10045.htmlNotice - Submission for OMB Review; Comment Request2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10045.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10044.htmlNotice - Submission for OMB Review; Comment Request2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10044Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10044.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10043.htmlNotice - Submission for OMB Review; Comment Request2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10043Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10043.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10042.htmlNotice - Submission for OMB Review; Comment Request2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10042Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10042.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10041.htmlNotice - Submission for OMB Review; Comment Request2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10041Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10041.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10040.htmlNotice - Submission for OMB Review; Comment Request2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10040Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10040.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10039.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Lowering the Appointment Cost of SPX Options2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10039Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10039.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10025.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index Underlying Investment Company Units2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10025.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10024.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, To Improve Transaction Reporting of New Issues2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10024Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10024.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10023.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Off-Floor LMMs2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10023.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10019.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member's Conduct in Doing Business With the Public2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10019.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10015.htmlNotice - The RBB Fund, Inc. and Abundance Technologies, Inc.; Notice of Application2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:00E8-10015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10015.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/07/08-1235.htmlNotice - In the Matter of: Health Professionals, Inc., Respondent; Order of Suspension of Trading2008-05-07T00:00:00-07:002008-05-07T00:00:00-07:0008-1235Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/08-1235.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9910.htmlNotice - The Bessemer Group, Incorporated, et al.; Notice of Application2008-05-06T00:00:00-07:002008-05-06T00:00:00-07:00E8-9910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9910.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9909.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Options and Delayed Start Option Series; and Amendment to the Options Disclosure Document Front Cover Page To Update the Markets in Which Options Are Traded2008-05-06T00:00:00-07:002008-05-06T00:00:00-07:00E8-9909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9909.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9908.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to DPMs and LMMs2008-05-06T00:00:00-07:002008-05-06T00:00:00-07:00E8-9908Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9908.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9907.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust2008-05-06T00:00:00-07:002008-05-06T00:00:00-07:00E8-9907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9907.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9892.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities2008-05-06T00:00:00-07:002008-05-06T00:00:00-07:00E8-9892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9892.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9867.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust2008-05-06T00:00:00-07:002008-05-06T00:00:00-07:00E8-9867Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9867.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9866.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Composition of its Regulatory Oversight Committee2008-05-06T00:00:00-07:002008-05-06T00:00:00-07:00E8-9866Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9866.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/06/E8-10020.htmlNotice - Sunshine Act Meeting2008-05-06T00:00:00-07:002008-05-06T00:00:00-07:00E8-10020Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-10020.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/05/E8-9825.htmlNotice - Proposed Collection; Comment Request2008-05-05T00:00:00-07:002008-05-05T00:00:00-07:00E8-9825Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-05/pdf/E8-9825.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/05/E8-9824.htmlNotice - Proposed Collection; Comment Request2008-05-05T00:00:00-07:002008-05-05T00:00:00-07:00E8-9824Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-05/pdf/E8-9824.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/05/E8-9782.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Options on Index Multiple ETFs and Index Inverse ETFs2008-05-05T00:00:00-07:002008-05-05T00:00:00-07:00E8-9782Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-05/pdf/E8-9782.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9695.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Transfer of BOX Units From the Montre2008-05-02T00:00:00-07:002008-05-02T00:00:00-07:00E8-9695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9695.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9693.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Its Routing Fee for Floor Brokers2008-05-02T00:00:00-07:002008-05-02T00:00:00-07:00E8-9693Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9693.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9692.htmlNotice - Proposed Collection; Comment Request2008-05-02T00:00:00-07:002008-05-02T00:00:00-07:00E8-9692Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9692.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9645.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Regarding Penny Price Improvement2008-05-02T00:00:00-07:002008-05-02T00:00:00-07:00E8-9645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9645.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9644.htmlNotice - Sunshine Act Meeting2008-05-02T00:00:00-07:002008-05-02T00:00:00-07:00E8-9644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9644.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9632.htmlNotice - ING USA Annuity and Life Insurance Company, et al., Notice of Application2008-05-02T00:00:00-07:002008-05-02T00:00:00-07:00E8-9632Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9632.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9631.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Amending NASD Rule 2220 (Options Communications With the Public)2008-05-02T00:00:00-07:002008-05-02T00:00:00-07:00E8-9631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9631.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/01/E8-9539.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors2008-05-01T00:00:00-07:002008-05-01T00:00:00-07:00E8-9539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-01/pdf/E8-9539.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/01/E8-9538.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402008-05-01T00:00:00-07:002008-05-01T00:00:00-07:00E8-9538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-01/pdf/E8-9538.pdfhttps://regulations.justia.com/regulations/fedreg/2008/05/01/E8-9523.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 903C to Permit the Listing and Trading of Additional Index Options Series2008-05-01T00:00:00-07:002008-05-01T00:00:00-07:00E8-9523Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-05-01/pdf/E8-9523.pdf