Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/05?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2020-09-26T15:02:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12110.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Payment for Order Flow Pilot Program 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12110 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12110.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12076.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Replace References to Certain Committees With a Reference to the Exchange 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12076 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12076.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12075.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 15 (Pre-Opening Indications) and Exchange Rule 123C (Market on the Close Policy and Expiration Procedures) 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12075 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12075.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12073.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fixed Return Option Transaction Fees 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12073 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12073.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12068.html Notice - Sunshine Act Meeting 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12068 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12068.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12034.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors on the Boston Options Exchange 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12034 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12034.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12033.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Schedule of Fees To Establish Fees for Transactions in Options on One Premium Product 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12033 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12033.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12032.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12032 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12032.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12031.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Listing and Trading of Binary Options on Broad-Based Security Indexes 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12031 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12031.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12030.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Reduce Certain Order Exposure Times From Three Seconds to One Second 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12030 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12030.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12015.html Notice - Proposed Collection; Comment Request 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12015 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12015.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-12014.html Notice - American International Group, Inc., et al.; Notice of Application 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-12014 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-12014.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/E8-11981.html Notice - Proposed Collection; Comment Request 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 E8-11981 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/E8-11981.pdf https://regulations.justia.com/regulations/fedreg/2008/05/30/08-1312.html Notice - In the Matter of: Affinity Networks, Inc.; Order of Suspension of Trading 2008-05-30T00:00:00-07:00 2008-05-30T00:00:00-07:00 08-1312 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-30/pdf/08-1312.pdf https://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11943.html Notice - Matrix Capital Group, Inc. and Matrix Defined Trusts; Notice of Application 2008-05-29T00:00:00-07:00 2008-05-29T00:00:00-07:00 E8-11943 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11943.pdf https://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11942.html Notice - Slick Enterprises, Inc.; Notice of Application 2008-05-29T00:00:00-07:00 2008-05-29T00:00:00-07:00 E8-11942 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11942.pdf https://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11940.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4350 Related to the Direct Registration Programs 2008-05-29T00:00:00-07:00 2008-05-29T00:00:00-07:00 E8-11940 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11940.pdf https://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11932.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Permanent Approval of the Exchange's Directed Order Program 2008-05-29T00:00:00-07:00 2008-05-29T00:00:00-07:00 E8-11932 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11932.pdf https://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11931.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to the Price Improvement Mechanism 2008-05-29T00:00:00-07:00 2008-05-29T00:00:00-07:00 E8-11931 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11931.pdf https://regulations.justia.com/regulations/fedreg/2008/05/29/E8-11930.html Notice - Joint Industry Plan; Notice of Filing and Order Approving on a Temporary Basis Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options 2008-05-29T00:00:00-07:00 2008-05-29T00:00:00-07:00 E8-11930 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/E8-11930.pdf https://regulations.justia.com/regulations/fedreg/2008/05/29/08-1307.html Notice - In the Matter of: e.Spire Communications, Inc., Empire of Carolina, Inc., Genfinity Corp. GSI Securitization Ltd. (n/k/a GSI Securitization, Inc.), Interliant, Inc. (n/k/a I Successor Corp.), Namibian Minerals Corp., Nix Co., Ltd. (n/k/a Global Energy Resources, Inc.) Number Nine Visual Technology Corp. (n/k/a International Precious Minerals Group, Inc.) NVID International, Inc., Oncor, Inc., and USCI, Inc.; Order of Suspension of Trading 2008-05-29T00:00:00-07:00 2008-05-29T00:00:00-07:00 08-1307 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-29/pdf/08-1307.pdf https://regulations.justia.com/regulations/fedreg/2008/05/28/E8-11832.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the AirShares\TM\ EU Carbon Allowances Fund 2008-05-28T00:00:00-07:00 2008-05-28T00:00:00-07:00 E8-11832 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-28/pdf/E8-11832.pdf https://regulations.justia.com/regulations/fedreg/2008/05/27/E8-11808.html Notice - Self-Regulatory Organizations; the New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Amend NYSE Rule 123A.30 To Permit Certain Convert-and-Parity Orders To Trade on Parity With Other Limit Orders, Including Orders Entered Through Its Designated Order Turnaround System® 2008-05-27T00:00:00-07:00 2008-05-27T00:00:00-07:00 E8-11808 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-27/pdf/E8-11808.pdf https://regulations.justia.com/regulations/fedreg/2008/05/27/E8-11723.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 412 To Conform to FINRA Incorporated Versions of NYSE Rule 412 2008-05-27T00:00:00-07:00 2008-05-27T00:00:00-07:00 E8-11723 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-27/pdf/E8-11723.pdf https://regulations.justia.com/regulations/fedreg/2008/05/27/E8-11703.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related To the Hybrid Agency Liaison 2008-05-27T00:00:00-07:00 2008-05-27T00:00:00-07:00 E8-11703 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-27/pdf/E8-11703.pdf https://regulations.justia.com/regulations/fedreg/2008/05/27/E8-11702.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Sponsored Users 2008-05-27T00:00:00-07:00 2008-05-27T00:00:00-07:00 E8-11702 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-27/pdf/E8-11702.pdf https://regulations.justia.com/regulations/fedreg/2008/05/27/E8-11701.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-05-27T00:00:00-07:00 2008-05-27T00:00:00-07:00 E8-11701 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-27/pdf/E8-11701.pdf https://regulations.justia.com/regulations/fedreg/2008/05/23/Z8-11129.html Notice - Notice of Proposed Information Collection Requests 2008-05-23T00:00:00-07:00 2008-05-23T00:00:00-07:00 Z8-11129 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/Z8-11129.pdf https://regulations.justia.com/regulations/fedreg/2008/05/23/Z8-10725.html Notice - Self[dash]Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Require Demand Processing for Blind-Brokered Repo Trades 2008-05-23T00:00:00-07:00 2008-05-23T00:00:00-07:00 Z8-10725 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/Z8-10725.pdf https://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11550.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Section 703.21 of the Listed Company Manual Relating to Equity-Linked Debt Securities 2008-05-23T00:00:00-07:00 2008-05-23T00:00:00-07:00 E8-11550 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11550.pdf https://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11531.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Notes 2008-05-23T00:00:00-07:00 2008-05-23T00:00:00-07:00 E8-11531 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11531.pdf https://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11530.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to Rule 10.12 (Minor Rule Plan) and Underlying Rules 2008-05-23T00:00:00-07:00 2008-05-23T00:00:00-07:00 E8-11530 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11530.pdf https://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11529.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Section 1(a) of Article III of the FINRA By-Laws 2008-05-23T00:00:00-07:00 2008-05-23T00:00:00-07:00 E8-11529 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11529.pdf https://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11523.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Schedule of Fees To Establish Fees for Transactions in Options on Five Premium Products 2008-05-23T00:00:00-07:00 2008-05-23T00:00:00-07:00 E8-11523 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11523.pdf https://regulations.justia.com/regulations/fedreg/2008/05/23/E8-11522.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Section 31 Related Fees 2008-05-23T00:00:00-07:00 2008-05-23T00:00:00-07:00 E8-11522 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-23/pdf/E8-11522.pdf https://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11434.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Require Underwriter Registration and Testing With Depository Trust and Clearing Corporation's New Issue Information Dissemination System 2008-05-22T00:00:00-07:00 2008-05-22T00:00:00-07:00 E8-11434 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11434.pdf https://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11430.html Notice - Submission for OMB Review; Comment Request 2008-05-22T00:00:00-07:00 2008-05-22T00:00:00-07:00 E8-11430 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11430.pdf https://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11429.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3 to an Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, To Amend Nasdaq's Clearly Erroneous Rule 2008-05-22T00:00:00-07:00 2008-05-22T00:00:00-07:00 E8-11429 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11429.pdf https://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11428.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to FLEX Equity Option Opening Transactions 2008-05-22T00:00:00-07:00 2008-05-22T00:00:00-07:00 E8-11428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11428.pdf https://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11427.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend, Through December 31, 2008, the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System 2008-05-22T00:00:00-07:00 2008-05-22T00:00:00-07:00 E8-11427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11427.pdf https://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11426.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Opening of Trading on the NASDAQ Options Market 2008-05-22T00:00:00-07:00 2008-05-22T00:00:00-07:00 E8-11426 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11426.pdf https://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11425.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified, To Eliminate the Coverage Component and Margin Requirement Differential From the Mortgage-Backed Securities Division Participants Fund Calculation 2008-05-22T00:00:00-07:00 2008-05-22T00:00:00-07:00 E8-11425 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11425.pdf https://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11424.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares 2008-05-22T00:00:00-07:00 2008-05-22T00:00:00-07:00 E8-11424 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11424.pdf https://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11419.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Automated Improvement Auction 2008-05-22T00:00:00-07:00 2008-05-22T00:00:00-07:00 E8-11419 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11419.pdf https://regulations.justia.com/regulations/fedreg/2008/05/22/E8-11276.html Notice - Subcommittee Reports of the SEC Advisory Committee on Improvements to Financial Reporting 2008-05-22T00:00:00-07:00 2008-05-22T00:00:00-07:00 E8-11276 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-22/pdf/E8-11276.pdf https://regulations.justia.com/regulations/fedreg/2008/05/21/E8-11281.html Notice - Proposed Collection; Comment Request 2008-05-21T00:00:00-07:00 2008-05-21T00:00:00-07:00 E8-11281 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-21/pdf/E8-11281.pdf https://regulations.justia.com/regulations/fedreg/2008/05/21/E8-11280.html Notice - Proposed Collection; Comment Request 2008-05-21T00:00:00-07:00 2008-05-21T00:00:00-07:00 E8-11280 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-21/pdf/E8-11280.pdf https://regulations.justia.com/regulations/fedreg/2008/05/20/E8-11277.html Notice - Sunshine Act Meeting 2008-05-20T00:00:00-07:00 2008-05-20T00:00:00-07:00 E8-11277 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-20/pdf/E8-11277.pdf https://regulations.justia.com/regulations/fedreg/2008/05/20/E8-11254.html Rule - Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 2008-05-20T00:00:00-07:00 2008-05-20T00:00:00-07:00 E8-11254 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-05-20/pdf/E8-11254.pdf https://regulations.justia.com/regulations/fedreg/2008/05/20/E8-11205.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of a Proposed Rule Change To Amend and Restate Its Articles of Incorporation 2008-05-20T00:00:00-07:00 2008-05-20T00:00:00-07:00 E8-11205 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-20/pdf/E8-11205.pdf https://regulations.justia.com/regulations/fedreg/2008/05/19/E8-11036.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing Standards for Warrants, Rights, and Units 2008-05-19T00:00:00-07:00 2008-05-19T00:00:00-07:00 E8-11036 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-19/pdf/E8-11036.pdf https://regulations.justia.com/regulations/fedreg/2008/05/19/E8-11035.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change, As Modified by Amendment No. 1 Thereto, Relating to the Exposure of Public Customer Orders 2008-05-19T00:00:00-07:00 2008-05-19T00:00:00-07:00 E8-11035 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-19/pdf/E8-11035.pdf https://regulations.justia.com/regulations/fedreg/2008/05/16/E8-10968.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Provide a New Alternative Investments Products Service 2008-05-16T00:00:00-07:00 2008-05-16T00:00:00-07:00 E8-10968 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-16/pdf/E8-10968.pdf https://regulations.justia.com/regulations/fedreg/2008/05/16/E8-10944.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges 2008-05-16T00:00:00-07:00 2008-05-16T00:00:00-07:00 E8-10944 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-16/pdf/E8-10944.pdf https://regulations.justia.com/regulations/fedreg/2008/05/15/E8-10803.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the NETS ISEQ 20 Index Fund (Ireland) 2008-05-15T00:00:00-07:00 2008-05-15T00:00:00-07:00 E8-10803 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-15/pdf/E8-10803.pdf https://regulations.justia.com/regulations/fedreg/2008/05/15/E8-10802.html Notice - Main Street Capital Corporation, et al.; Notice of Application 2008-05-15T00:00:00-07:00 2008-05-15T00:00:00-07:00 E8-10802 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-15/pdf/E8-10802.pdf https://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10725.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Require Demand Processing for Blind-Brokered Repo Trades 2008-05-14T00:00:00-07:00 2008-05-14T00:00:00-07:00 E8-10725 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10725.pdf https://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10724.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of Twelve Actively Managed Exchange-Traded Funds of the WisdomTree Trust 2008-05-14T00:00:00-07:00 2008-05-14T00:00:00-07:00 E8-10724 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10724.pdf https://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10721.html Notice - Sunshine Act Meeting 2008-05-14T00:00:00-07:00 2008-05-14T00:00:00-07:00 E8-10721 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10721.pdf https://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10720.html Notice - Sunshine Act Meetings 2008-05-14T00:00:00-07:00 2008-05-14T00:00:00-07:00 E8-10720 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10720.pdf https://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10705.html Notice - Prudential Retirement Insurance and Annuity Company, et al., Notice of Application 2008-05-14T00:00:00-07:00 2008-05-14T00:00:00-07:00 E8-10705 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10705.pdf https://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10704.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs 2008-05-14T00:00:00-07:00 2008-05-14T00:00:00-07:00 E8-10704 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10704.pdf https://regulations.justia.com/regulations/fedreg/2008/05/14/E8-10701.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Managed Fund Shares 2008-05-14T00:00:00-07:00 2008-05-14T00:00:00-07:00 E8-10701 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-14/pdf/E8-10701.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10623.html Notice - Submission for OMB Review; Comment Request 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10623 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10623.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10622.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Nasdaq's Continued Listing Requirements To Replace Round Lot Shareholders 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10622 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10622.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10620.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10620 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10620.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10619.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Block, Facilitation and Solicited Order Mechanisms 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10619 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10619.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10618.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change as Modified by Amendment No. 1, Relating to Amendments to the NASD Rule 9700 Series To Streamline the Procedural Rules Applicable to General Grievances Related to FINRA Automated Systems 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10618 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10618.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10617.html Notice - Sunshine Act Meeting 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10617 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10617.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10595.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Boston Stock Exchange Clearing Corporation Relating to Amendment of Its Articles of Organization and By-Laws in Connection With the Planned Acquisition by The NASDAQ OMX Group, Inc. 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10595 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10595.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10594.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders from the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders) 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10594 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10594.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10575.html Notice - Submission for OMB Review; Comment Request 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10575 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10575.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10573.html Notice - Submission for OMB Review; Comment Request 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10573 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10573.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10572.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the iShares MSCI Emerging Markets Eastern Europe Index Fund 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10572 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10572.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10569.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend NASD Rule 7001B To Increase the Percentage of Market Data Revenue Shared With NASD/Nasdaq TRF Participants 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10569 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10569.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10567.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase the Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10567 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10567.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10566.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2 and 3 Thereto To Amend NASD Rule 7001E To Increase the Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10566 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10566.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10562.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change To Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10562 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10562.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10538.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Reserve Order Pilot Program Currently Operating in 100 Securities Traded on the Exchange To Include All Equity Securities Traded on the Exchange 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10538 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10538.pdf https://regulations.justia.com/regulations/fedreg/2008/05/13/E8-10537.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Adopt New Initial and Continued Listing Standards To List Securities of Special Purpose Acquisition Companies 2008-05-13T00:00:00-07:00 2008-05-13T00:00:00-07:00 E8-10537 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-13/pdf/E8-10537.pdf https://regulations.justia.com/regulations/fedreg/2008/05/12/08-1249.html Notice - In the Matter of: American Motorcycle Corp. (f/k/a Scope Industries, Inc.); Order of Suspension of Trading 2008-05-12T00:00:00-07:00 2008-05-12T00:00:00-07:00 08-1249 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-12/pdf/08-1249.pdf https://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10388.html Proposed Rule - Revisions to the Cross-Border Tender Offer, Exchange Offer, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions 2008-05-09T00:00:00-07:00 2008-05-09T00:00:00-07:00 E8-10388 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10388.pdf https://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10372.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Rescission of the “No MPM” Order Type 2008-05-09T00:00:00-07:00 2008-05-09T00:00:00-07:00 E8-10372 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10372.pdf https://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10354.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees and Charges for Exchange Services 2008-05-09T00:00:00-07:00 2008-05-09T00:00:00-07:00 E8-10354 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10354.pdf https://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10341.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of Certain PowerShares Actively Managed Exchange-Traded Funds Pursuant to Unlisted Trading Privileges 2008-05-09T00:00:00-07:00 2008-05-09T00:00:00-07:00 E8-10341 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10341.pdf https://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10340.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Roll-Out of the Amex Book Clerk Program 2008-05-09T00:00:00-07:00 2008-05-09T00:00:00-07:00 E8-10340 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10340.pdf https://regulations.justia.com/regulations/fedreg/2008/05/09/E8-10339.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to Options Supervision Requirements 2008-05-09T00:00:00-07:00 2008-05-09T00:00:00-07:00 E8-10339 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/E8-10339.pdf https://regulations.justia.com/regulations/fedreg/2008/05/09/08-1242.html Notice - In the Matter of: National Manufacturing Technologies, Inc., Natural Solutions Corp., Natural Wonders, Inc., Net Nanny Software International, Inc., Netcentives, Inc., and Netcruise.com, Inc.; Order of Suspension of Trading 2008-05-09T00:00:00-07:00 2008-05-09T00:00:00-07:00 08-1242 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/08-1242.pdf https://regulations.justia.com/regulations/fedreg/2008/05/09/08-1241.html Notice - In the Matter of: ABS Group, Inc. (n/k/a The Motion Picture Group, Inc.), Accrue Software, Inc., iAsiaworks, Inc., Premier Laser Systems, Inc., Siskon Gold Corp., and Syquest Technology, Inc. (n/k/a SYQT, Inc.); Order of Suspension of Trading 2008-05-09T00:00:00-07:00 2008-05-09T00:00:00-07:00 08-1241 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-09/pdf/08-1241.pdf https://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10253.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Effective Date of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 2008-05-08T00:00:00-07:00 2008-05-08T00:00:00-07:00 E8-10253 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10253.pdf https://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10250.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.62 To Include an Opening Only Order 2008-05-08T00:00:00-07:00 2008-05-08T00:00:00-07:00 E8-10250 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10250.pdf https://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10213.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Accelerated Approval of an Amended Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities 2008-05-08T00:00:00-07:00 2008-05-08T00:00:00-07:00 E8-10213 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10213.pdf https://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10212.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection With Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc. 2008-05-08T00:00:00-07:00 2008-05-08T00:00:00-07:00 E8-10212 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10212.pdf https://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10211.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center 2008-05-08T00:00:00-07:00 2008-05-08T00:00:00-07:00 E8-10211 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10211.pdf https://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10210.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Definition of Qualified Contingent Trade 2008-05-08T00:00:00-07:00 2008-05-08T00:00:00-07:00 E8-10210 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10210.pdf https://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10094.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Proposal to Transfer Boston Stock Exchange, Inc.'s Ownership Interest in Boston Options Exchange Group, LLC 2008-05-08T00:00:00-07:00 2008-05-08T00:00:00-07:00 E8-10094 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10094.pdf https://regulations.justia.com/regulations/fedreg/2008/05/08/E8-10093.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Acquisition of the Boston Stock Exchange, Incorporated by The NASDAQ OMX Group, Inc. 2008-05-08T00:00:00-07:00 2008-05-08T00:00:00-07:00 E8-10093 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-08/pdf/E8-10093.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9996.html Notice - Fidelity Rutland Square Trust, et al.; Notice of Application 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-9996 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-9996.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9995.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 36 (Communication Between Exchange and Exchange Members' Offices) 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-9995 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-9995.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10072.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change Amending the Certificate of Incorporation of Boston Stock Exchange, Incorporated 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10072 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10072.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10071.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Term Notes 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10071 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10071.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10068.html Notice - Order Making Fiscal Year 2009 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10068 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10068.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10047.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10047 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10047.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10046.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10046 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10046.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10045.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10045 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10045.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10044.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10044 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10044.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10043.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10043 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10043.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10042.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10042 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10042.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10041.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10041 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10041.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10040.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10040 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10040.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10039.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Lowering the Appointment Cost of SPX Options 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10039 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10039.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10025.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index Underlying Investment Company Units 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10025 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10025.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10024.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, To Improve Transaction Reporting of New Issues 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10024 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10024.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10023.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Off-Floor LMMs 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10023 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10023.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10019.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member's Conduct in Doing Business With the Public 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10019 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10019.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10015.html Notice - The RBB Fund, Inc. and Abundance Technologies, Inc.; Notice of Application 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10015 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10015.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/08-1235.html Notice - In the Matter of: Health Professionals, Inc., Respondent; Order of Suspension of Trading 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 08-1235 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/08-1235.pdf https://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9910.html Notice - The Bessemer Group, Incorporated, et al.; Notice of Application 2008-05-06T00:00:00-07:00 2008-05-06T00:00:00-07:00 E8-9910 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9910.pdf https://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9909.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Options and Delayed Start Option Series; and Amendment to the Options Disclosure Document Front Cover Page To Update the Markets in Which Options Are Traded 2008-05-06T00:00:00-07:00 2008-05-06T00:00:00-07:00 E8-9909 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9909.pdf https://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9908.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to DPMs and LMMs 2008-05-06T00:00:00-07:00 2008-05-06T00:00:00-07:00 E8-9908 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9908.pdf https://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9907.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust 2008-05-06T00:00:00-07:00 2008-05-06T00:00:00-07:00 E8-9907 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9907.pdf https://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9892.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities 2008-05-06T00:00:00-07:00 2008-05-06T00:00:00-07:00 E8-9892 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9892.pdf https://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9867.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust 2008-05-06T00:00:00-07:00 2008-05-06T00:00:00-07:00 E8-9867 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9867.pdf https://regulations.justia.com/regulations/fedreg/2008/05/06/E8-9866.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Composition of its Regulatory Oversight Committee 2008-05-06T00:00:00-07:00 2008-05-06T00:00:00-07:00 E8-9866 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-9866.pdf https://regulations.justia.com/regulations/fedreg/2008/05/06/E8-10020.html Notice - Sunshine Act Meeting 2008-05-06T00:00:00-07:00 2008-05-06T00:00:00-07:00 E8-10020 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-06/pdf/E8-10020.pdf https://regulations.justia.com/regulations/fedreg/2008/05/05/E8-9825.html Notice - Proposed Collection; Comment Request 2008-05-05T00:00:00-07:00 2008-05-05T00:00:00-07:00 E8-9825 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-05/pdf/E8-9825.pdf https://regulations.justia.com/regulations/fedreg/2008/05/05/E8-9824.html Notice - Proposed Collection; Comment Request 2008-05-05T00:00:00-07:00 2008-05-05T00:00:00-07:00 E8-9824 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-05/pdf/E8-9824.pdf https://regulations.justia.com/regulations/fedreg/2008/05/05/E8-9782.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Options on Index Multiple ETFs and Index Inverse ETFs 2008-05-05T00:00:00-07:00 2008-05-05T00:00:00-07:00 E8-9782 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-05/pdf/E8-9782.pdf https://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9695.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Transfer of BOX Units From the Montre 2008-05-02T00:00:00-07:00 2008-05-02T00:00:00-07:00 E8-9695 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9695.pdf https://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9693.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Its Routing Fee for Floor Brokers 2008-05-02T00:00:00-07:00 2008-05-02T00:00:00-07:00 E8-9693 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9693.pdf https://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9692.html Notice - Proposed Collection; Comment Request 2008-05-02T00:00:00-07:00 2008-05-02T00:00:00-07:00 E8-9692 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9692.pdf https://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9645.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Regarding Penny Price Improvement 2008-05-02T00:00:00-07:00 2008-05-02T00:00:00-07:00 E8-9645 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9645.pdf https://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9644.html Notice - Sunshine Act Meeting 2008-05-02T00:00:00-07:00 2008-05-02T00:00:00-07:00 E8-9644 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9644.pdf https://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9632.html Notice - ING USA Annuity and Life Insurance Company, et al., Notice of Application 2008-05-02T00:00:00-07:00 2008-05-02T00:00:00-07:00 E8-9632 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9632.pdf https://regulations.justia.com/regulations/fedreg/2008/05/02/E8-9631.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Amending NASD Rule 2220 (Options Communications With the Public) 2008-05-02T00:00:00-07:00 2008-05-02T00:00:00-07:00 E8-9631 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-02/pdf/E8-9631.pdf https://regulations.justia.com/regulations/fedreg/2008/05/01/E8-9539.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors 2008-05-01T00:00:00-07:00 2008-05-01T00:00:00-07:00 E8-9539 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-01/pdf/E8-9539.pdf https://regulations.justia.com/regulations/fedreg/2008/05/01/E8-9538.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2008-05-01T00:00:00-07:00 2008-05-01T00:00:00-07:00 E8-9538 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-01/pdf/E8-9538.pdf https://regulations.justia.com/regulations/fedreg/2008/05/01/E8-9523.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 903C to Permit the Listing and Trading of Additional Index Options Series 2008-05-01T00:00:00-07:00 2008-05-01T00:00:00-07:00 E8-9523 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-01/pdf/E8-9523.pdf