<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/05/07?registers=between Sat, 23 Nov 2024 12:39:12 -0800 Sat, 23 Nov 2024 12:39:12 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/05/07?registers=between Notice - Fidelity Rutland Square Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9996.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9996.html Wed, 07 May 2008 00:00:00 -0700 E8-9996 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-9996.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 36 (Communication Between Exchange and Exchange Members' Offices) https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9995.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9995.html Wed, 07 May 2008 00:00:00 -0700 E8-9995 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-9995.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change Amending the Certificate of Incorporation of Boston Stock Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10072.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10072.html Wed, 07 May 2008 00:00:00 -0700 E8-10072 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10072.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Term Notes https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10071.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10071.html Wed, 07 May 2008 00:00:00 -0700 E8-10071 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10071.pdf Notice - Order Making Fiscal Year 2009 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10068.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10068.html Wed, 07 May 2008 00:00:00 -0700 E8-10068 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10068.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10047.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10047.html Wed, 07 May 2008 00:00:00 -0700 E8-10047 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10047.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10046.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10046.html Wed, 07 May 2008 00:00:00 -0700 E8-10046 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10046.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10045.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10045.html Wed, 07 May 2008 00:00:00 -0700 E8-10045 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10045.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10044.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10044.html Wed, 07 May 2008 00:00:00 -0700 E8-10044 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10044.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10043.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10043.html Wed, 07 May 2008 00:00:00 -0700 E8-10043 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10043.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10042.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10042.html Wed, 07 May 2008 00:00:00 -0700 E8-10042 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10042.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10041.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10041.html Wed, 07 May 2008 00:00:00 -0700 E8-10041 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10041.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10040.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10040.html Wed, 07 May 2008 00:00:00 -0700 E8-10040 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10040.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Lowering the Appointment Cost of SPX Options https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10039.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10039.html Wed, 07 May 2008 00:00:00 -0700 E8-10039 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10039.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index Underlying Investment Company Units https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10025.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10025.html Wed, 07 May 2008 00:00:00 -0700 E8-10025 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10025.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, To Improve Transaction Reporting of New Issues https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10024.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10024.html Wed, 07 May 2008 00:00:00 -0700 E8-10024 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10024.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Off-Floor LMMs https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10023.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10023.html Wed, 07 May 2008 00:00:00 -0700 E8-10023 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10023.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member's Conduct in Doing Business With the Public https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10019.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10019.html Wed, 07 May 2008 00:00:00 -0700 E8-10019 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10019.pdf Notice - The RBB Fund, Inc. and Abundance Technologies, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10015.html https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10015.html Wed, 07 May 2008 00:00:00 -0700 E8-10015 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10015.pdf Notice - In the Matter of: Health Professionals, Inc., Respondent; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/05/07/08-1235.html https://regulations.justia.com/regulations/fedreg/2008/05/07/08-1235.html Wed, 07 May 2008 00:00:00 -0700 08-1235 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/08-1235.pdf