Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/05/07?limit=200&registers=between&mode=atom 2020-04-05T13:31:31-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9996.html Notice - Fidelity Rutland Square Trust, et al.; Notice of Application 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-9996 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-9996.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9995.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 36 (Communication Between Exchange and Exchange Members' Offices) 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-9995 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-9995.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10072.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change Amending the Certificate of Incorporation of Boston Stock Exchange, Incorporated 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10072 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10072.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10071.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Term Notes 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10071 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10071.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10068.html Notice - Order Making Fiscal Year 2009 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10068 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10068.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10047.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10047 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10047.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10046.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10046 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10046.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10045.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10045 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10045.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10044.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10044 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10044.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10043.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10043 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10043.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10042.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10042 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10042.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10041.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10041 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10041.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10040.html Notice - Submission for OMB Review; Comment Request 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10040 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10040.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10039.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Lowering the Appointment Cost of SPX Options 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10039 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10039.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10025.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index Underlying Investment Company Units 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10025 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10025.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10024.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, To Improve Transaction Reporting of New Issues 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10024 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10024.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10023.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Off-Floor LMMs 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10023 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10023.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10019.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member's Conduct in Doing Business With the Public 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10019 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10019.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10015.html Notice - The RBB Fund, Inc. and Abundance Technologies, Inc.; Notice of Application 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 E8-10015 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/E8-10015.pdf https://regulations.justia.com/regulations/fedreg/2008/05/07/08-1235.html Notice - In the Matter of: Health Professionals, Inc., Respondent; Order of Suspension of Trading 2008-05-07T00:00:00-07:00 2008-05-07T00:00:00-07:00 08-1235 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-05-07/pdf/08-1235.pdf