Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/04?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2024-05-23T22:07:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9469.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Criteria for Securities That Underlie Options Traded on the Exchange 2008-04-30T00:00:00-07:00 2008-04-30T00:00:00-07:00 E8-9469 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9469.pdf https://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9460.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders 2008-04-30T00:00:00-07:00 2008-04-30T00:00:00-07:00 E8-9460 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9460.pdf https://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9459.html Notice - Thrivent Mutual Funds, et al.; Notice of Application 2008-04-30T00:00:00-07:00 2008-04-30T00:00:00-07:00 E8-9459 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9459.pdf https://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9410.html Rule - Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007 2008-04-30T00:00:00-07:00 2008-04-30T00:00:00-07:00 E8-9410 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9410.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9334.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend Its Bylaws Relating to the Definition of a Public Director 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9334 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9334.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9323.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by the Nasdaq Stock Market, Inc. 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9323 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9323.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9321.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Three Exchange-Traded Funds of the NETS Trust 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9321 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9321.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9320.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Listing Rules Relating to Fixed Income Index-Linked Securities, Futures-Linked Securities, and Multifactor Index-Linked Securities 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9320 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9320.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9305.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Handling of Odd-lot Orders on the CBOE Stock Exchange 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9305 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9305.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9289.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Minor Rule Plan 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9289 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9289.pdf https://regulations.justia.com/regulations/fedreg/2008/04/28/E8-9188.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Two-Characters Ticker Symbols 2008-04-28T00:00:00-07:00 2008-04-28T00:00:00-07:00 E8-9188 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-28/pdf/E8-9188.pdf https://regulations.justia.com/regulations/fedreg/2008/04/28/E8-9187.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Currency Forward Pricing for Currency-Linked Securities 2008-04-28T00:00:00-07:00 2008-04-28T00:00:00-07:00 E8-9187 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-28/pdf/E8-9187.pdf https://regulations.justia.com/regulations/fedreg/2008/04/25/E8-9107.html Notice - Sunshine Act Meeting 2008-04-25T00:00:00-07:00 2008-04-25T00:00:00-07:00 E8-9107 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-25/pdf/E8-9107.pdf https://regulations.justia.com/regulations/fedreg/2008/04/25/E8-9069.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares 2008-04-25T00:00:00-07:00 2008-04-25T00:00:00-07:00 E8-9069 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-25/pdf/E8-9069.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8927.html Notice - Submission for OMB Review; Comment Request 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8927 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8927.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8926.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Maker Fees Applicable to DPMs on the CBOE Stock Exchange 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8926 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8926.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8912.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of Additional Initial Listing Standards for Special Purpose Acquisition Vehicles 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8912 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8912.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8878.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Exchange Rule 13 (Definitions of Orders) To Add a New Order Type To Be Known as a Reserve Order and To Amend Exchange Rule 70 (Bids and Offers) 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8878 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8878.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8875.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Relating to Fingerprint-Based Record Checks 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8875 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8875.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8874.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8874 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8874.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8873.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 92(c)(3) 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8873 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8873.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8872.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports To Identify Other Members for Agency and Riskless Principal Transactions 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8872 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8872.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8871.html Notice - Sunshine Act Meeting 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8871 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8871.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/08-1178.html Notice - In the Matter of Advanced Precision Technology, Inc. (n/k/a Exact Identification Corp.), Alta Gold Co., Decisionlink, Inc., Dover Petroleum Corp., Enviro Energy Corp., Languageware.net Co. Ltd., Playstar Wyoming Holding Corp. (n/k/a Playstar Corp.), Uncle B's Bakery, Inc. (n/k/a Ise Blu Equity Corp.), and Wavo Corp.; Order of Suspension of Trading 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 08-1178 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/08-1178.pdf https://regulations.justia.com/regulations/fedreg/2008/04/23/Z8-8267.html Rule - Proposed Rule Changes of Self[dash]Regulatory Organizations 2008-04-23T00:00:00-07:00 2008-04-23T00:00:00-07:00 Z8-8267 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/Z8-8267.pdf https://regulations.justia.com/regulations/fedreg/2008/04/23/Z8-6429.html Notice - Tribal Management Grant Program 2008-04-23T00:00:00-07:00 2008-04-23T00:00:00-07:00 Z8-6429 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/Z8-6429.pdf https://regulations.justia.com/regulations/fedreg/2008/04/23/E8-8784.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Taker Fees on the CBOE Stock Exchange 2008-04-23T00:00:00-07:00 2008-04-23T00:00:00-07:00 E8-8784 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/E8-8784.pdf https://regulations.justia.com/regulations/fedreg/2008/04/23/E8-8735.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Limitation of Liability 2008-04-23T00:00:00-07:00 2008-04-23T00:00:00-07:00 E8-8735 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/E8-8735.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8652.html Notice - U.S. Bank National Association, et al.; Notice of Application 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8652 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8652.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8602.html Notice - Self-Regulatory Organizations: New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule 472 (Communications With the Public) 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8602 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8602.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8601.html Notice - Self-Regulatory Organizations: New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule Interpretation 344/02 (Research Analysts and Supervisory Analysts) 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8601 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8601.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8600.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of I ts Affiliates 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8600 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8600.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8599.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates and To Restructure the Watch List 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8599 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8599.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8598.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8598 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8598.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8584.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 16.2(b) and the NSX BLADESM 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8584 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8584.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8544.html Notice - Sunshine Act Meeting 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8544 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8544.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8528.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of Twelve Actively Managed Exchange-Traded Funds of the WisdomTree Trust 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8528 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8528.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8519.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8519 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8519.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8518.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards for Index Multiple Fund Shares and Index Inverse Fund Shares 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8518 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8518.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8516.html Notice - Advisory Committee on Improvements to Financial Reporting. 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8516 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8516.pdf https://regulations.justia.com/regulations/fedreg/2008/04/18/E8-8517.html Notice - Sunshine Act Meeting 2008-04-18T00:00:00-07:00 2008-04-18T00:00:00-07:00 E8-8517 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-18/pdf/E8-8517.pdf https://regulations.justia.com/regulations/fedreg/2008/04/18/E8-8348.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice 2008-04-18T00:00:00-07:00 2008-04-18T00:00:00-07:00 E8-8348 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-18/pdf/E8-8348.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8278.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Provide for Issuance of Interim Trading Permits 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8278 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8278.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8277.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8277 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8277.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8276.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 To Include Procedures for Handling Catastrophic Errors 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8276 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8276.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8270.html Rule - Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8270 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8270.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8269.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8269 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8269.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8268.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Charges for Pre-Trade Risk Management Workstation Add-Ons 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8268 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8268.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8267.html Rule - Proposed Rule Changes of Self-Regulatory Organizations 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8267 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8267.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8233.html Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Approving Proposed Rule Change as Amended To Resume Interbank Clearing for the GCF Repo Service 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8233 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8233.pdf