Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/04?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2020-10-31T04:14:24-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9469.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Criteria for Securities That Underlie Options Traded on the Exchange 2008-04-30T00:00:00-07:00 2008-04-30T00:00:00-07:00 E8-9469 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9469.pdf https://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9460.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders 2008-04-30T00:00:00-07:00 2008-04-30T00:00:00-07:00 E8-9460 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9460.pdf https://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9459.html Notice - Thrivent Mutual Funds, et al.; Notice of Application 2008-04-30T00:00:00-07:00 2008-04-30T00:00:00-07:00 E8-9459 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9459.pdf https://regulations.justia.com/regulations/fedreg/2008/04/30/E8-9410.html Rule - Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007 2008-04-30T00:00:00-07:00 2008-04-30T00:00:00-07:00 E8-9410 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-30/pdf/E8-9410.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9334.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend Its Bylaws Relating to the Definition of a Public Director 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9334 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9334.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9323.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by the Nasdaq Stock Market, Inc. 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9323 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9323.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9321.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Three Exchange-Traded Funds of the NETS Trust 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9321 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9321.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9320.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Listing Rules Relating to Fixed Income Index-Linked Securities, Futures-Linked Securities, and Multifactor Index-Linked Securities 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9320 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9320.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9305.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Handling of Odd-lot Orders on the CBOE Stock Exchange 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9305 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9305.pdf https://regulations.justia.com/regulations/fedreg/2008/04/29/E8-9289.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Minor Rule Plan 2008-04-29T00:00:00-07:00 2008-04-29T00:00:00-07:00 E8-9289 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-29/pdf/E8-9289.pdf https://regulations.justia.com/regulations/fedreg/2008/04/28/E8-9188.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Two-Characters Ticker Symbols 2008-04-28T00:00:00-07:00 2008-04-28T00:00:00-07:00 E8-9188 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-28/pdf/E8-9188.pdf https://regulations.justia.com/regulations/fedreg/2008/04/28/E8-9187.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Currency Forward Pricing for Currency-Linked Securities 2008-04-28T00:00:00-07:00 2008-04-28T00:00:00-07:00 E8-9187 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-28/pdf/E8-9187.pdf https://regulations.justia.com/regulations/fedreg/2008/04/25/E8-9107.html Notice - Sunshine Act Meeting 2008-04-25T00:00:00-07:00 2008-04-25T00:00:00-07:00 E8-9107 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-25/pdf/E8-9107.pdf https://regulations.justia.com/regulations/fedreg/2008/04/25/E8-9069.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares 2008-04-25T00:00:00-07:00 2008-04-25T00:00:00-07:00 E8-9069 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-25/pdf/E8-9069.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8927.html Notice - Submission for OMB Review; Comment Request 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8927 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8927.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8926.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Maker Fees Applicable to DPMs on the CBOE Stock Exchange 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8926 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8926.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8912.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of Additional Initial Listing Standards for Special Purpose Acquisition Vehicles 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8912 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8912.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8878.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Exchange Rule 13 (Definitions of Orders) To Add a New Order Type To Be Known as a Reserve Order and To Amend Exchange Rule 70 (Bids and Offers) 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8878 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8878.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8875.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Relating to Fingerprint-Based Record Checks 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8875 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8875.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8874.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8874 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8874.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8873.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 92(c)(3) 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8873 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8873.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8872.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports To Identify Other Members for Agency and Riskless Principal Transactions 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8872 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8872.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/E8-8871.html Notice - Sunshine Act Meeting 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 E8-8871 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/E8-8871.pdf https://regulations.justia.com/regulations/fedreg/2008/04/24/08-1178.html Notice - In the Matter of Advanced Precision Technology, Inc. (n/k/a Exact Identification Corp.), Alta Gold Co., Decisionlink, Inc., Dover Petroleum Corp., Enviro Energy Corp., Languageware.net Co. Ltd., Playstar Wyoming Holding Corp. (n/k/a Playstar Corp.), Uncle B's Bakery, Inc. (n/k/a Ise Blu Equity Corp.), and Wavo Corp.; Order of Suspension of Trading 2008-04-24T00:00:00-07:00 2008-04-24T00:00:00-07:00 08-1178 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-24/pdf/08-1178.pdf https://regulations.justia.com/regulations/fedreg/2008/04/23/Z8-8267.html Rule - Proposed Rule Changes of Self[dash]Regulatory Organizations 2008-04-23T00:00:00-07:00 2008-04-23T00:00:00-07:00 Z8-8267 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/Z8-8267.pdf https://regulations.justia.com/regulations/fedreg/2008/04/23/Z8-6429.html Notice - Tribal Management Grant Program 2008-04-23T00:00:00-07:00 2008-04-23T00:00:00-07:00 Z8-6429 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/Z8-6429.pdf https://regulations.justia.com/regulations/fedreg/2008/04/23/E8-8784.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Taker Fees on the CBOE Stock Exchange 2008-04-23T00:00:00-07:00 2008-04-23T00:00:00-07:00 E8-8784 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/E8-8784.pdf https://regulations.justia.com/regulations/fedreg/2008/04/23/E8-8735.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Limitation of Liability 2008-04-23T00:00:00-07:00 2008-04-23T00:00:00-07:00 E8-8735 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-23/pdf/E8-8735.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8652.html Notice - U.S. Bank National Association, et al.; Notice of Application 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8652 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8652.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8602.html Notice - Self-Regulatory Organizations: New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule 472 (Communications With the Public) 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8602 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8602.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8601.html Notice - Self-Regulatory Organizations: New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule Interpretation 344/02 (Research Analysts and Supervisory Analysts) 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8601 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8601.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8600.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of I ts Affiliates 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8600 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8600.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8599.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates and To Restructure the Watch List 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8599 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8599.pdf https://regulations.justia.com/regulations/fedreg/2008/04/22/E8-8598.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates 2008-04-22T00:00:00-07:00 2008-04-22T00:00:00-07:00 E8-8598 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-22/pdf/E8-8598.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8584.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 16.2(b) and the NSX BLADESM 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8584 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8584.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8544.html Notice - Sunshine Act Meeting 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8544 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8544.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8528.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of Twelve Actively Managed Exchange-Traded Funds of the WisdomTree Trust 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8528 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8528.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8519.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8519 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8519.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8518.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards for Index Multiple Fund Shares and Index Inverse Fund Shares 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8518 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8518.pdf https://regulations.justia.com/regulations/fedreg/2008/04/21/E8-8516.html Notice - Advisory Committee on Improvements to Financial Reporting. 2008-04-21T00:00:00-07:00 2008-04-21T00:00:00-07:00 E8-8516 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-21/pdf/E8-8516.pdf https://regulations.justia.com/regulations/fedreg/2008/04/18/E8-8517.html Notice - Sunshine Act Meeting 2008-04-18T00:00:00-07:00 2008-04-18T00:00:00-07:00 E8-8517 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-18/pdf/E8-8517.pdf https://regulations.justia.com/regulations/fedreg/2008/04/18/E8-8348.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice 2008-04-18T00:00:00-07:00 2008-04-18T00:00:00-07:00 E8-8348 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-18/pdf/E8-8348.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8278.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Provide for Issuance of Interim Trading Permits 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8278 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8278.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8277.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8277 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8277.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8276.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 To Include Procedures for Handling Catastrophic Errors 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8276 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8276.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8270.html Rule - Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8270 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8270.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8269.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8269 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8269.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8268.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Charges for Pre-Trade Risk Management Workstation Add-Ons 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8268 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8268.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8267.html Rule - Proposed Rule Changes of Self-Regulatory Organizations 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8267 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8267.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8233.html Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Approving Proposed Rule Change as Amended To Resume Interbank Clearing for the GCF Repo Service 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8233 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8233.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8232.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List for Trading Binary Options on Broad-Based Indexes 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8232 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8232.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8215.html Notice - In the Matter of: NYSE Arca, Inc.; Order of Summary Abrogation 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8215 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8215.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8195.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc. 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8195 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8195.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8194.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8194 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8194.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8193.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8193 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8193.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8183.html Notice - Proposed Collection; Comment Request 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8183 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8183.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8182.html Notice - Proposed Collection; Comment Request 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8182 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8182.pdf https://regulations.justia.com/regulations/fedreg/2008/04/16/E8-8153.html Notice - Submission for OMB Review; Comment Request 2008-04-16T00:00:00-07:00 2008-04-16T00:00:00-07:00 E8-8153 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-16/pdf/E8-8153.pdf https://regulations.justia.com/regulations/fedreg/2008/04/16/E8-8152.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to Section 31 Related Fees 2008-04-16T00:00:00-07:00 2008-04-16T00:00:00-07:00 E8-8152 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-16/pdf/E8-8152.pdf https://regulations.justia.com/regulations/fedreg/2008/04/16/E8-8132.html Notice - Submission for OMB Review; Comment Request 2008-04-16T00:00:00-07:00 2008-04-16T00:00:00-07:00 E8-8132 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-16/pdf/E8-8132.pdf https://regulations.justia.com/regulations/fedreg/2008/04/16/E8-8130.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities 2008-04-16T00:00:00-07:00 2008-04-16T00:00:00-07:00 E8-8130 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-16/pdf/E8-8130.pdf https://regulations.justia.com/regulations/fedreg/2008/04/16/E8-8129.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.20A To Permit Sponsored Users Access to the CBOE Stock Exchange Facility 2008-04-16T00:00:00-07:00 2008-04-16T00:00:00-07:00 E8-8129 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-16/pdf/E8-8129.pdf https://regulations.justia.com/regulations/fedreg/2008/04/15/Z8-6800.html Rule - Importation of Uncooked Pork and Pork Products 2008-04-15T00:00:00-07:00 2008-04-15T00:00:00-07:00 Z8-6800 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/Z8-6800.pdf https://regulations.justia.com/regulations/fedreg/2008/04/15/Z8-3545.html Rule - Electronic Filing and Revision of Form D 2008-04-15T00:00:00-07:00 2008-04-15T00:00:00-07:00 Z8-3545 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/Z8-3545.pdf https://regulations.justia.com/regulations/fedreg/2008/04/15/E8-8028.html Notice - ALPS Advisers, Inc., et al.; Notice of Application 2008-04-15T00:00:00-07:00 2008-04-15T00:00:00-07:00 E8-8028 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/E8-8028.pdf https://regulations.justia.com/regulations/fedreg/2008/04/15/E8-7967.html Rule - Revisions to Form S-11 To Permit Historical Incorporation by Reference 2008-04-15T00:00:00-07:00 2008-04-15T00:00:00-07:00 E8-7967 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/E8-7967.pdf https://regulations.justia.com/regulations/fedreg/2008/04/15/E8-7959.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program 2008-04-15T00:00:00-07:00 2008-04-15T00:00:00-07:00 E8-7959 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/E8-7959.pdf https://regulations.justia.com/regulations/fedreg/2008/04/15/E8-7934.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the AirShares TM 2008-04-15T00:00:00-07:00 2008-04-15T00:00:00-07:00 E8-7934 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/E8-7934.pdf https://regulations.justia.com/regulations/fedreg/2008/04/15/E8-7933.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status Access Fee 2008-04-15T00:00:00-07:00 2008-04-15T00:00:00-07:00 E8-7933 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-15/pdf/E8-7933.pdf https://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7893.html Notice - Advisory Committee on Improvements to Financial Reporting 2008-04-14T00:00:00-07:00 2008-04-14T00:00:00-07:00 E8-7893 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7893.pdf https://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7828.html Notice - Submission for OMB Review; Comment Request 2008-04-14T00:00:00-07:00 2008-04-14T00:00:00-07:00 E8-7828 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7828.pdf https://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7827.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Equity Index-Linked Securities 2008-04-14T00:00:00-07:00 2008-04-14T00:00:00-07:00 E8-7827 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7827.pdf https://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7826.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Price Improvement Mechanism 2008-04-14T00:00:00-07:00 2008-04-14T00:00:00-07:00 E8-7826 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7826.pdf https://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7825.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares 2008-04-14T00:00:00-07:00 2008-04-14T00:00:00-07:00 E8-7825 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7825.pdf https://regulations.justia.com/regulations/fedreg/2008/04/14/E8-7780.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Replace References to Certain Committees With a Reference to the Exchange 2008-04-14T00:00:00-07:00 2008-04-14T00:00:00-07:00 E8-7780 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-14/pdf/E8-7780.pdf https://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7781.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending Its Make or Take Linkage Transaction Fees 2008-04-11T00:00:00-07:00 2008-04-11T00:00:00-07:00 E8-7781 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7781.pdf https://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7700.html Notice - Proposed Collection; Comment Request 2008-04-11T00:00:00-07:00 2008-04-11T00:00:00-07:00 E8-7700 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7700.pdf https://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7699.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Amend NYSE Rule 46 To Permit the Appointment of Qualified Exchange Employees To Act as Floor Governors 2008-04-11T00:00:00-07:00 2008-04-11T00:00:00-07:00 E8-7699 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7699.pdf https://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7698.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Pursuant to Unlisted Trading Privileges Shares of the Bear Stearns Current Yield Fund 2008-04-11T00:00:00-07:00 2008-04-11T00:00:00-07:00 E8-7698 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7698.pdf https://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7697.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Schedule of Fees and Charges for Exchange Services That Apply To Orders Submitted by ETP Holders 2008-04-11T00:00:00-07:00 2008-04-11T00:00:00-07:00 E8-7697 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7697.pdf https://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7696.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the Rules With Regard to the Formula Used Within the Stock Borrow Program 2008-04-11T00:00:00-07:00 2008-04-11T00:00:00-07:00 E8-7696 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7696.pdf https://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7656.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates to Specialists for Options Transaction Fees Resulting From Linkage P/A Orders 2008-04-11T00:00:00-07:00 2008-04-11T00:00:00-07:00 E8-7656 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7656.pdf https://regulations.justia.com/regulations/fedreg/2008/04/11/E8-7655.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Incorporated NYSE Rule Interpretation 344/02 2008-04-11T00:00:00-07:00 2008-04-11T00:00:00-07:00 E8-7655 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-11/pdf/E8-7655.pdf https://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7514.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change and Order Granting Accelerated Approval of Such Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rules Permitting the Listing and Trading of Managed Fund Shares, Trading Hours and Halts, Listing Fees Applicable To Managed Fund Shares, and the Listing and Trading of Shares of the PowerShares Active AlphaQ Fund, PowerShares Active Alpha Multi-Cap Fund, PowerShares Active Mega-Cap Portfolio, and the PowerShares Active Low Duration Portfolio 2008-04-10T00:00:00-07:00 2008-04-10T00:00:00-07:00 E8-7514 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7514.pdf https://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7513.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program for Providing Liquidity on the NYSE BondsSM 2008-04-10T00:00:00-07:00 2008-04-10T00:00:00-07:00 E8-7513 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7513.pdf https://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7512.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Market-Makers and Remote Maker-Makers 2008-04-10T00:00:00-07:00 2008-04-10T00:00:00-07:00 E8-7512 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7512.pdf https://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7511.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 5, To Amend the Rules of the Boston Options Exchange Related To Obvious Error Procedures 2008-04-10T00:00:00-07:00 2008-04-10T00:00:00-07:00 E8-7511 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7511.pdf https://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7508.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Clarify the Listing of Additional Shares Notification Process 2008-04-10T00:00:00-07:00 2008-04-10T00:00:00-07:00 E8-7508 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7508.pdf https://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7507.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Pricing Incentive Program for Market Makers in Exchange-Traded Funds and Index-Linked Securities Listed on NASDAQ 2008-04-10T00:00:00-07:00 2008-04-10T00:00:00-07:00 E8-7507 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7507.pdf https://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7506.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Declaration of Effectiveness of the Boston Stock Exchange Fingerprinting Plan 2008-04-10T00:00:00-07:00 2008-04-10T00:00:00-07:00 E8-7506 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7506.pdf https://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7505.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Establish a Solicitation Auction Mechanism and To Amend Its Automated Improvement Mechanism 2008-04-10T00:00:00-07:00 2008-04-10T00:00:00-07:00 E8-7505 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7505.pdf https://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7504.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology 2008-04-10T00:00:00-07:00 2008-04-10T00:00:00-07:00 E8-7504 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7504.pdf https://regulations.justia.com/regulations/fedreg/2008/04/10/E8-7503.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc., Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Exchange Fees and Charges 2008-04-10T00:00:00-07:00 2008-04-10T00:00:00-07:00 E8-7503 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-10/pdf/E8-7503.pdf https://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7446.html Notice - Order Modifying the Exemption for Qualified Contingent Trades from Rule 611(a) of Regulation NMS Under the Securities Exchange Act of 1934 2008-04-09T00:00:00-07:00 2008-04-09T00:00:00-07:00 E8-7446 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7446.pdf https://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7445.html Notice - Order Exempting Non-Convertible Preferred Securities from Rule 611(a) of Regulation NMS under the Securities Exchange Act of 1934 2008-04-09T00:00:00-07:00 2008-04-09T00:00:00-07:00 E8-7445 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7445.pdf https://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7443.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) To Make Permanent an Existing Portable Phone Pilot 2008-04-09T00:00:00-07:00 2008-04-09T00:00:00-07:00 E8-7443 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7443.pdf https://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7397.html Notice - Submission for OMB Review; Comment Request 2008-04-09T00:00:00-07:00 2008-04-09T00:00:00-07:00 E8-7397 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7397.pdf https://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7396.html Notice - Submission for OMB Review; Comment Request 2008-04-09T00:00:00-07:00 2008-04-09T00:00:00-07:00 E8-7396 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7396.pdf https://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7395.html Notice - Submission for OMB Review; Comment Request 2008-04-09T00:00:00-07:00 2008-04-09T00:00:00-07:00 E8-7395 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-09/pdf/E8-7395.pdf https://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7438.html Notice - Sunshine Act Meeting 2008-04-08T00:00:00-07:00 2008-04-08T00:00:00-07:00 E8-7438 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7438.pdf https://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7312.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Floor Broker Charge and Specialist Unit Credit in Connection With Linkage P/A Orders 2008-04-08T00:00:00-07:00 2008-04-08T00:00:00-07:00 E8-7312 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7312.pdf https://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7311.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program for the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis 2008-04-08T00:00:00-07:00 2008-04-08T00:00:00-07:00 E8-7311 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7311.pdf https://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7309.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Warrants, Rights, and Units 2008-04-08T00:00:00-07:00 2008-04-08T00:00:00-07:00 E8-7309 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7309.pdf https://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7308.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by NYSE Rules 107A and 110, Respectively, for an Additional Three Months 2008-04-08T00:00:00-07:00 2008-04-08T00:00:00-07:00 E8-7308 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7308.pdf https://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7272.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in One Option Class 2008-04-08T00:00:00-07:00 2008-04-08T00:00:00-07:00 E8-7272 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7272.pdf https://regulations.justia.com/regulations/fedreg/2008/04/08/E8-7271.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Establish an Imbalance Cross 2008-04-08T00:00:00-07:00 2008-04-08T00:00:00-07:00 E8-7271 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-08/pdf/E8-7271.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7190.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Trading on The NASDAQ Options Market 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7190 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7190.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7189.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position and Exercise Limits on the Boston Options Exchange Facility 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7189 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7189.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7145.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position and Exercise Limits on IWM Options 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7145 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7145.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7122.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation) 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7122 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7122.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7121.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Linkage Fees 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7121 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7121.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7120.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Late Exercises 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7120 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7120.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7119.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule To Modify the Fee Structure of the Government Securities Division Rules Regarding GCF Repo Transactions and the Fee Structure of the Mortgage-Backed Securities Division Rule Regarding Trade-for-Trade and Settlement Balance Order Processing Fees 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7119 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7119.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7116.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7116 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7116.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7115.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7115 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7115.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7114.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10 To Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to June 30, 2008 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7114 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7114.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7113.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending the Linkage Fees Portion of the Schedule of Fees and Charges for Exchange Services 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7113 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7113.pdf https://regulations.justia.com/regulations/fedreg/2008/04/07/E8-7112.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Transaction Fees and To Establish a New Fee, the Market Maker Post Liquidity Incentive Credit 2008-04-07T00:00:00-07:00 2008-04-07T00:00:00-07:00 E8-7112 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-07/pdf/E8-7112.pdf https://regulations.justia.com/regulations/fedreg/2008/04/04/E8-7069.html Notice - Sunshine Act Meeting 2008-04-04T00:00:00-07:00 2008-04-04T00:00:00-07:00 E8-7069 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-7069.pdf https://regulations.justia.com/regulations/fedreg/2008/04/04/E8-7029.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules Relating to Registration Requirements 2008-04-04T00:00:00-07:00 2008-04-04T00:00:00-07:00 E8-7029 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-7029.pdf https://regulations.justia.com/regulations/fedreg/2008/04/04/E8-7028.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in Certain Option Classes 2008-04-04T00:00:00-07:00 2008-04-04T00:00:00-07:00 E8-7028 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-7028.pdf https://regulations.justia.com/regulations/fedreg/2008/04/04/E8-7027.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series 2008-04-04T00:00:00-07:00 2008-04-04T00:00:00-07:00 E8-7027 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-7027.pdf https://regulations.justia.com/regulations/fedreg/2008/04/04/E8-7026.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants 2008-04-04T00:00:00-07:00 2008-04-04T00:00:00-07:00 E8-7026 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-7026.pdf https://regulations.justia.com/regulations/fedreg/2008/04/04/E8-6966.html Notice - Franklin California Tax-Free Income Fund, et al.; Notice of Application 2008-04-04T00:00:00-07:00 2008-04-04T00:00:00-07:00 E8-6966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-6966.pdf https://regulations.justia.com/regulations/fedreg/2008/04/04/E8-6961.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series 2008-04-04T00:00:00-07:00 2008-04-04T00:00:00-07:00 E8-6961 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-6961.pdf https://regulations.justia.com/regulations/fedreg/2008/04/04/E8-6960.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Participate in the Options Penny Pilot Program 2008-04-04T00:00:00-07:00 2008-04-04T00:00:00-07:00 E8-6960 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/E8-6960.pdf https://regulations.justia.com/regulations/fedreg/2008/04/04/08-1103.html Notice - In the Matter of: The Alternative Energy Technology Center, Inc.; Order of Suspension of Trading 2008-04-04T00:00:00-07:00 2008-04-04T00:00:00-07:00 08-1103 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-04/pdf/08-1103.pdf https://regulations.justia.com/regulations/fedreg/2008/04/03/E8-6876.html Notice - Kohlberg Capital Corporation; Notice of Application 2008-04-03T00:00:00-07:00 2008-04-03T00:00:00-07:00 E8-6876 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-03/pdf/E8-6876.pdf https://regulations.justia.com/regulations/fedreg/2008/04/03/E8-6873.html Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 2008-04-03T00:00:00-07:00 2008-04-03T00:00:00-07:00 E8-6873 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-03/pdf/E8-6873.pdf https://regulations.justia.com/regulations/fedreg/2008/04/03/E8-6872.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Penny Pilot Program 2008-04-03T00:00:00-07:00 2008-04-03T00:00:00-07:00 E8-6872 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-03/pdf/E8-6872.pdf https://regulations.justia.com/regulations/fedreg/2008/04/03/E8-6871.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices 2008-04-03T00:00:00-07:00 2008-04-03T00:00:00-07:00 E8-6871 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-03/pdf/E8-6871.pdf https://regulations.justia.com/regulations/fedreg/2008/04/03/E8-6870.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Establish New Procedures for Arbitrators To Follow When Considering Requests for Expungement Relief 2008-04-03T00:00:00-07:00 2008-04-03T00:00:00-07:00 E8-6870 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-03/pdf/E8-6870.pdf https://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6837.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Municipal Securities Information Library® System To Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information Through an Internet-Based Public Access Portal 2008-04-02T00:00:00-07:00 2008-04-02T00:00:00-07:00 E8-6837 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6837.pdf https://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6808.html Notice - Self-Regulatory Organizations; The Depository Trust Company and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes, as Amended, To Provide for the Settlement of Institutional Transactions in Conjunction With Each Other Through a Service Called ID Net 2008-04-02T00:00:00-07:00 2008-04-02T00:00:00-07:00 E8-6808 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6808.pdf https://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6788.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts 2008-04-02T00:00:00-07:00 2008-04-02T00:00:00-07:00 E8-6788 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6788.pdf https://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6787.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Complex Orders 2008-04-02T00:00:00-07:00 2008-04-02T00:00:00-07:00 E8-6787 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6787.pdf https://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6776.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Period for Rule 2.12, Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE 2008-04-02T00:00:00-07:00 2008-04-02T00:00:00-07:00 E8-6776 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6776.pdf https://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6733.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Off-Floor DPMs 2008-04-02T00:00:00-07:00 2008-04-02T00:00:00-07:00 E8-6733 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6733.pdf https://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6732.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase II of the Penny Pilot Program 2008-04-02T00:00:00-07:00 2008-04-02T00:00:00-07:00 E8-6732 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6732.pdf https://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6731.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase II of the Penny Pilot Program 2008-04-02T00:00:00-07:00 2008-04-02T00:00:00-07:00 E8-6731 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6731.pdf https://regulations.justia.com/regulations/fedreg/2008/04/02/E8-6730.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the Options Marketing Fee Related to P/A Orders That Are Routed Via the Options Linkage for Execution on an Away Options Exchange 2008-04-02T00:00:00-07:00 2008-04-02T00:00:00-07:00 E8-6730 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-02/pdf/E8-6730.pdf https://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6718.html Notice - Sunshine Act Meeting 2008-04-01T00:00:00-07:00 2008-04-01T00:00:00-07:00 E8-6718 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6718.pdf https://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6657.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Eligibility Criteria for Components of an Index Underlying Investment Company Units 2008-04-01T00:00:00-07:00 2008-04-01T00:00:00-07:00 E8-6657 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6657.pdf https://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6656.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase Two of the Options Penny Pilot 2008-04-01T00:00:00-07:00 2008-04-01T00:00:00-07:00 E8-6656 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6656.pdf https://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6611.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Operation of The NASDAQ Options Market 2008-04-01T00:00:00-07:00 2008-04-01T00:00:00-07:00 E8-6611 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6611.pdf https://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6610.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding CBOE Rules 6.45A and 6.45B 2008-04-01T00:00:00-07:00 2008-04-01T00:00:00-07:00 E8-6610 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6610.pdf https://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6609.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Rescission of the “No MPM” Order Type 2008-04-01T00:00:00-07:00 2008-04-01T00:00:00-07:00 E8-6609 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6609.pdf https://regulations.justia.com/regulations/fedreg/2008/04/01/E8-6608.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Compliance Deadline for NYSE Members To Complete Required 2007 Continuing Education Modules Under NYSE Rule 103A 2008-04-01T00:00:00-07:00 2008-04-01T00:00:00-07:00 E8-6608 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-6608.pdf https://regulations.justia.com/regulations/fedreg/2008/04/01/E8-5708.html Rule - Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections 2008-04-01T00:00:00-07:00 2008-04-01T00:00:00-07:00 E8-5708 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-01/pdf/E8-5708.pdf