<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/04/17?registers=between Sat, 23 Nov 2024 09:46:16 -0800 Sat, 23 Nov 2024 09:46:16 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/04/17?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Provide for Issuance of Interim Trading Permits https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8278.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8278.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8278 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8278.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8277.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8277.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8277 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8277.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 To Include Procedures for Handling Catastrophic Errors https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8276.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8276.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8276 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8276.pdf Rule - Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8270.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8270.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8270 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8270.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8269.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8269.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8269 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8269.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Charges for Pre-Trade Risk Management Workstation Add-Ons https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8268.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8268.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8268 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8268.pdf Rule - Proposed Rule Changes of Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8267.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8267.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8267 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8267.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Approving Proposed Rule Change as Amended To Resume Interbank Clearing for the GCF Repo Service https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8233.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8233.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8233 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8233.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List for Trading Binary Options on Broad-Based Indexes https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8232.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8232.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8232 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8232.pdf Notice - In the Matter of: NYSE Arca, Inc.; Order of Summary Abrogation https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8215.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8215.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8215 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8215.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8195.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8195.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8195 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8195.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8194.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8194.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8194 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8194.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8193.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8193.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8193 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8193.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8183.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8183.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8183 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8183.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8182.html https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8182.html Thu, 17 Apr 2008 00:00:00 -0700 E8-8182 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8182.pdf