Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/04/17?limit=200&registers=between&mode=atom 2024-11-23T10:20:30-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8278.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Provide for Issuance of Interim Trading Permits 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8278 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8278.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8277.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8277 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8277.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8276.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 To Include Procedures for Handling Catastrophic Errors 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8276 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8276.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8270.html Rule - Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8270 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8270.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8269.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8269 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8269.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8268.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Charges for Pre-Trade Risk Management Workstation Add-Ons 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8268 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8268.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8267.html Rule - Proposed Rule Changes of Self-Regulatory Organizations 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8267 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8267.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8233.html Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Approving Proposed Rule Change as Amended To Resume Interbank Clearing for the GCF Repo Service 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8233 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8233.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8232.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List for Trading Binary Options on Broad-Based Indexes 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8232 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8232.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8215.html Notice - In the Matter of: NYSE Arca, Inc.; Order of Summary Abrogation 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8215 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8215.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8195.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc. 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8195 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8195.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8194.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8194 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8194.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8193.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8193 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8193.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8183.html Notice - Proposed Collection; Comment Request 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8183 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8183.pdf https://regulations.justia.com/regulations/fedreg/2008/04/17/E8-8182.html Notice - Proposed Collection; Comment Request 2008-04-17T00:00:00-07:00 2008-04-17T00:00:00-07:00 E8-8182 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-04-17/pdf/E8-8182.pdf