<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03?registers=between&min-day=1&max-day=31 Wed, 01 May 2024 08:55:55 -0700 Wed, 01 May 2024 08:55:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Exposure of Public Customer Orders https://regulations.justia.com/regulations/fedreg/2008/03/31/E8-6546.html https://regulations.justia.com/regulations/fedreg/2008/03/31/E8-6546.html Mon, 31 Mar 2008 00:00:00 -0700 E8-6546 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-31/pdf/E8-6546.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Voluntary Professionals https://regulations.justia.com/regulations/fedreg/2008/03/31/E8-6545.html https://regulations.justia.com/regulations/fedreg/2008/03/31/E8-6545.html Mon, 31 Mar 2008 00:00:00 -0700 E8-6545 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-31/pdf/E8-6545.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Responses to Special Orders https://regulations.justia.com/regulations/fedreg/2008/03/31/E8-6476.html https://regulations.justia.com/regulations/fedreg/2008/03/31/E8-6476.html Mon, 31 Mar 2008 00:00:00 -0700 E8-6476 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-31/pdf/E8-6476.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6423.html https://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6423.html Fri, 28 Mar 2008 00:00:00 -0700 E8-6423 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-28/pdf/E8-6423.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6383.html https://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6383.html Fri, 28 Mar 2008 00:00:00 -0700 E8-6383 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-28/pdf/E8-6383.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6382.html https://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6382.html Fri, 28 Mar 2008 00:00:00 -0700 E8-6382 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-28/pdf/E8-6382.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6371.html https://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6371.html Fri, 28 Mar 2008 00:00:00 -0700 E8-6371 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-28/pdf/E8-6371.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Operational Arrangements as It Applies to Structured Securities https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6256.html https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6256.html Thu, 27 Mar 2008 00:00:00 -0700 E8-6256 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6256.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Flexibly Structured Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6255.html https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6255.html Thu, 27 Mar 2008 00:00:00 -0700 E8-6255 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6255.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Creating and Operating an Options Intermarket Linkage To Add the Nasdaq Stock Market LLC as a Participant https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6254.html https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6254.html Thu, 27 Mar 2008 00:00:00 -0700 E8-6254 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6254.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures To Facilitate the Listing and Trading of Standardized Options To Add the Nasdaq Stock Market LLC as a Sponsor https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6253.html https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6253.html Thu, 27 Mar 2008 00:00:00 -0700 E8-6253 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6253.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cross-Margining https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6252.html https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6252.html Thu, 27 Mar 2008 00:00:00 -0700 E8-6252 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6252.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Restore Amex's Revenue Sharing Program for ETF Quoting Participants https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6251.html https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6251.html Thu, 27 Mar 2008 00:00:00 -0700 E8-6251 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6251.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Designated Amex Remote Traders to Amex's Revenue Sharing Program https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6250.html https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6250.html Thu, 27 Mar 2008 00:00:00 -0700 E8-6250 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6250.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6249.html https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6249.html Thu, 27 Mar 2008 00:00:00 -0700 E8-6249 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6249.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Post Only Orders https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6248.html https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6248.html Thu, 27 Mar 2008 00:00:00 -0700 E8-6248 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6248.pdf Rule - Proposed Rule Changes of Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-5998.html https://regulations.justia.com/regulations/fedreg/2008/03/27/E8-5998.html Thu, 27 Mar 2008 00:00:00 -0700 E8-5998 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-5998.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6128.html https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6128.html Wed, 26 Mar 2008 00:00:00 -0700 E8-6128 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6128.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Modify Fees Associated With Proceedings Under Rule 11890 https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6127.html https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6127.html Wed, 26 Mar 2008 00:00:00 -0700 E8-6127 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6127.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Nasdaq UTP Equity Fee Schedule https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6126.html https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6126.html Wed, 26 Mar 2008 00:00:00 -0700 E8-6126 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6126.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Options Classes in the Options Penny Quoting Pilot Program https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6125.html https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6125.html Wed, 26 Mar 2008 00:00:00 -0700 E8-6125 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6125.pdf Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of “Vendor Affiliate Agreement” https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6124.html https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6124.html Wed, 26 Mar 2008 00:00:00 -0700 E8-6124 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6124.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Orders That Peg to the Midpoint Between the National Best Bid and Best Offer https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6123.html https://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6123.html Wed, 26 Mar 2008 00:00:00 -0700 E8-6123 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6123.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Amend the Chairperson Eligibility Requirements https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5967.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5967.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5967.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5966.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5966.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5966.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5965.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5965.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5965 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5965.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5964.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5964.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5964 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5964.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5921.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5921.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5921 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5921.pdf Notice - Extension; Comment Request; “Tell Us How We're Doing!” https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5920.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5920.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5920 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5920.pdf Notice - American Family Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5919.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5919.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5919 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5919.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposal To Make Clean-Up Changes by Amending Certain Rules https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5918.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5918.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5918 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5918.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5917.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5917.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5917 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5917.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications) https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5916.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5916.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5916 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5916.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.37B Pertaining to Market Maker Quotations https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5915.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5915.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5915 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5915.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete NYSE Arca Rule 6.88-Pacific Options Exchange Trading System https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5912.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5912.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5912 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5912.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms “Settlement Price” and “Final Settlement Price” https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5911.html https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5911.html Tue, 25 Mar 2008 00:00:00 -0700 E8-5911 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5911.pdf Notice - Program for Allocation of Regulatory Responsibilites Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Finanacial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange, LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2008/03/24/Z8-5321.html https://regulations.justia.com/regulations/fedreg/2008/03/24/Z8-5321.html Mon, 24 Mar 2008 00:00:00 -0700 Z8-5321 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/Z8-5321.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the SIG Energy MLP IndexTM https://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5797.html https://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5797.html Mon, 24 Mar 2008 00:00:00 -0700 E8-5797 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/E8-5797.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities https://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5796.html https://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5796.html Mon, 24 Mar 2008 00:00:00 -0700 E8-5796 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/E8-5796.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Customer-to-Customer Immediate Crosses https://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5795.html https://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5795.html Mon, 24 Mar 2008 00:00:00 -0700 E8-5795 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/E8-5795.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change To Amend the Exchange's Institutional Broker Rules To Add Provisions Relating to the Handling of Stop and Stop-Limit Orders https://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5794.html https://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5794.html Mon, 24 Mar 2008 00:00:00 -0700 E8-5794 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/E8-5794.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Listing Rules Relating to Fixed Income Index-Linked Securities, Futures-Linked Securities, and Multifactor Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5793.html https://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5793.html Mon, 24 Mar 2008 00:00:00 -0700 E8-5793 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/E8-5793.pdf Notice - In the Matter of Certain Companies Quoted on the Pink Sheets: NeoTactix Corporation Graystone Park Enterprises, Inc. Younger America, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/03/24/08-1070.html https://regulations.justia.com/regulations/fedreg/2008/03/24/08-1070.html Mon, 24 Mar 2008 00:00:00 -0700 08-1070 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/08-1070.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change and Order Granting Accelerated Approval of Such Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Rules Permitting the Listing and Trading of Managed Fund Shares, Fees Applicable to Such Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5718.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5718.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5718 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5718.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the NASD Rule 9700 Series To Streamline the Procedural Rules Applicable to General Grievances Related to FINRA Automated Systems https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5709.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5709.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5709 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5709.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5705.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5705.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5705 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5705.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board, and Rule A-4, on Meetings of the Board https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5704.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5704.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5704 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5704.pdf Proposed Rule - ``Naked'' Short Selling Anti-Fraud Rule https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5697.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5697.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5697 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5697.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Phase II of the Penny Pilot Program Expansion https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5696.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5696.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5696 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5696.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5695.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5695.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5695 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5695.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Retroactive Application of the Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5694.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5694.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5694 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5694.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5679.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5679.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5679 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5679.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5678.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5678.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5678 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5678.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5676.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5676.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5676 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5676.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5675.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5675.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5675 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5675.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption From Equity Options Position Limits https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5674.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5674.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5674 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5674.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Initial and Continued Listing Standards To List Special Purpose Acquisition Companies https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5673.html https://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5673.html Fri, 21 Mar 2008 00:00:00 -0700 E8-5673 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5673.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Its Description of an Existing Program Under Which It Makes Subsidy Payments to CBOE Members That Provide Certain Order Routing Functionalities to Other CBOE Members and/or Use Such Functionalities Themselves https://regulations.justia.com/regulations/fedreg/2008/03/20/E8-5590.html https://regulations.justia.com/regulations/fedreg/2008/03/20/E8-5590.html Thu, 20 Mar 2008 00:00:00 -0700 E8-5590 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-20/pdf/E8-5590.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change To Amend the Definition of Public Arbitrator https://regulations.justia.com/regulations/fedreg/2008/03/20/E8-5572.html https://regulations.justia.com/regulations/fedreg/2008/03/20/E8-5572.html Thu, 20 Mar 2008 00:00:00 -0700 E8-5572 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-20/pdf/E8-5572.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Address Motions To Dismiss and To Amend the Eligibility Rule Related to Dismissals https://regulations.justia.com/regulations/fedreg/2008/03/20/E8-5571.html https://regulations.justia.com/regulations/fedreg/2008/03/20/E8-5571.html Thu, 20 Mar 2008 00:00:00 -0700 E8-5571 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-20/pdf/E8-5571.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/19/Z8-3665.html https://regulations.justia.com/regulations/fedreg/2008/03/19/Z8-3665.html Wed, 19 Mar 2008 00:00:00 -0700 Z8-3665 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/Z8-3665.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements https://regulations.justia.com/regulations/fedreg/2008/03/19/Z8-3254.html https://regulations.justia.com/regulations/fedreg/2008/03/19/Z8-3254.html Wed, 19 Mar 2008 00:00:00 -0700 Z8-3254 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/Z8-3254.pdf Notice - Self[dash]Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Fee Waiver https://regulations.justia.com/regulations/fedreg/2008/03/19/Z8-1011.html https://regulations.justia.com/regulations/fedreg/2008/03/19/Z8-1011.html Wed, 19 Mar 2008 00:00:00 -0700 Z8-1011 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/Z8-1011.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Cut-Off Time for the Submission of Strategy Orders During the Modified HOSS Opening Procedure https://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5520.html https://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5520.html Wed, 19 Mar 2008 00:00:00 -0700 E8-5520 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/E8-5520.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5519.html https://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5519.html Wed, 19 Mar 2008 00:00:00 -0700 E8-5519 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/E8-5519.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5429.html https://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5429.html Wed, 19 Mar 2008 00:00:00 -0700 E8-5429 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/E8-5429.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cross Orders https://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5428.html https://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5428.html Wed, 19 Mar 2008 00:00:00 -0700 E8-5428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/E8-5428.pdf Unknown - Institute of Education Sciences; Overview Information; Education Research and Special Education Research Grant Programs; Notice Inviting Applications for New Awards for Fiscal Year (FY) 2009 https://regulations.justia.com/regulations/fedreg/2008/03/19/C8-911.html https://regulations.justia.com/regulations/fedreg/2008/03/19/C8-911.html Wed, 19 Mar 2008 00:00:00 -0700 C8-911 Unknown http://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/C8-911.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Widen the Spread Tolerances and Eliminate the Momentum Tolerances Built Into the AEMI System https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5427.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5427.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5427.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rules Relating to Fingerprinting https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5426.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5426.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5426 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5426.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5419.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5419.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5419 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5419.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1013 (New Member Application and Interview) and the Manner in Which Membership Applicants Submit Their Applications to FINRA https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5418.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5418.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5418 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5418.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5356.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5356.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5356 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5356.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to FINRA's Gross Income Assessment and Technical Changes to Schedule A to FINRA's By-Laws https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5355.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5355.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5355 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5355.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding the CBOE Stock Exchange Market Data Infrastructure Fee https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5354.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5354.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5354 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5354.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Hybrid Agency Liaison Step-Up Rebate Program https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5353.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5353.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5353 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5353.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5352.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5352.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5352 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5352.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5351.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5351.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5351 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5351.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange, LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5321.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5321.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5321 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5321.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, To Establish Rules Governing the Trading of Options on the NASDAQ Options Market; Order Approving a Proposed Rule Change Relating to the LLC Agreement Establishing the NASDAQ Options Market LLC and Delegation Agreement Delegating to NOM LLC the Authority To Operate the NASDAQ Options Market; Order Granting an Application of The NASDAQ Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Requirements of Section 19(b) of the Exchange Act; and Order Granting an Exemption for the NASDAQ Options Market LLC from Section 11A(b) of the Exchange Act https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5320.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5320.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5320 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5320.pdf Proposed Rule - Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5239.html https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5239.html Tue, 18 Mar 2008 00:00:00 -0700 E8-5239 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5239.pdf Notice - Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/03/18/08-1039.html https://regulations.justia.com/regulations/fedreg/2008/03/18/08-1039.html Tue, 18 Mar 2008 00:00:00 -0700 08-1039 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/08-1039.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5283.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5283.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5283 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5283.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 715 and Rule 716 https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5281.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5281.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5281 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5281.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5280.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5280.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5280 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5280.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Provide a New Alternative Investments Products Service https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5279.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5279.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5279 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5279.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5240.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5240.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5240 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5240.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Handling of Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5238.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5238.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5238 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5238.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Exchange's Limitation of Liability https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5237.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5237.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5237 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5237.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Books and Records, To Delete Requirement To Maintain Copies of Form G-40 https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5222.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5222.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5222 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5222.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Minimum Quarterly Threshold for Securities Transaction Credit Under NASD Rule 7001C https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5221.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5221.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5221 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5221.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend its Bylaws Relating to the Definition of a Public Director https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5220.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5220.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5220 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5220.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading on the Exchange of Options on the streetTRACKS Gold Trust https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5201.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5201.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5201 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5201.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5200.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5200.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5200 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5200.pdf Notice - MetLife Insurance Company of Connecticut, et al. https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5101.html https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5101.html Fri, 14 Mar 2008 00:00:00 -0700 E8-5101 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5101.pdf Notice - Jefferson National Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5100.html https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5100.html Fri, 14 Mar 2008 00:00:00 -0700 E8-5100 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5100.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Pricing Information for Components Underlying Currency-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5099.html https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5099.html Fri, 14 Mar 2008 00:00:00 -0700 E8-5099 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5099.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5098.html https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5098.html Fri, 14 Mar 2008 00:00:00 -0700 E8-5098 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5098.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Rescind NYSE Rule 97 (Limitation on Member's Trading Because of Block Positioning) https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5097.html https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5097.html Fri, 14 Mar 2008 00:00:00 -0700 E8-5097 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5097.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Administrative Changes to its Routing Rules https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5096.html https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5096.html Fri, 14 Mar 2008 00:00:00 -0700 E8-5096 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5096.pdf Proposed Rule - Amendments to Form ADV https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-4611.html https://regulations.justia.com/regulations/fedreg/2008/03/14/E8-4611.html Fri, 14 Mar 2008 00:00:00 -0700 E8-4611 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-4611.pdf Notice - In the Matter of Beverage Creations, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/03/14/08-1033.html https://regulations.justia.com/regulations/fedreg/2008/03/14/08-1033.html Fri, 14 Mar 2008 00:00:00 -0700 08-1033 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/08-1033.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares® S&P GSCITM https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-5034.html https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-5034.html Thu, 13 Mar 2008 00:00:00 -0700 E8-5034 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-5034.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Related to Supplemental Market Participant Identifiers https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4984.html https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4984.html Thu, 13 Mar 2008 00:00:00 -0700 E8-4984 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-4984.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Index Multiple Fund Shares and Index Inverse Fund Shares https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4983.html https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4983.html Thu, 13 Mar 2008 00:00:00 -0700 E8-4983 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-4983.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4969.html https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4969.html Thu, 13 Mar 2008 00:00:00 -0700 E8-4969 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-4969.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company To Regain Compliance with the Listing Requirements without Modifying the Maximum Time Available Under Nasdaq Rule 4802 https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4966.html https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4966.html Thu, 13 Mar 2008 00:00:00 -0700 E8-4966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-4966.pdf Proposed Rule - Part 248-Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4612.html https://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4612.html Thu, 13 Mar 2008 00:00:00 -0700 E8-4612 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-4612.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Accept Financial Statements Prepared in Accordance With International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers, Consistent With Commission Rules https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4851.html https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4851.html Wed, 12 Mar 2008 00:00:00 -0700 E8-4851 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4851.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete From Section 802.01E of the Exchange's Listed Company Manual Text That is No Longer Relevant https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4839.html https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4839.html Wed, 12 Mar 2008 00:00:00 -0700 E8-4839 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4839.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Relating to Reserve Orders https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4838.html https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4838.html Wed, 12 Mar 2008 00:00:00 -0700 E8-4838 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4838.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Delayed Start Option SeriesTM https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4837.html https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4837.html Wed, 12 Mar 2008 00:00:00 -0700 E8-4837 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4837.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4836.html https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4836.html Wed, 12 Mar 2008 00:00:00 -0700 E8-4836 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4836.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4823.html https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4823.html Wed, 12 Mar 2008 00:00:00 -0700 E8-4823 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4823.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Option Transaction Charge Credit Pilot Program https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4822.html https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4822.html Wed, 12 Mar 2008 00:00:00 -0700 E8-4822 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4822.pdf Proposed Rule - Foreign Issuer Reporting Enhancements https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4366.html https://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4366.html Wed, 12 Mar 2008 00:00:00 -0700 E8-4366 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4366.pdf Notice - RSI Retirement Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4750.html https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4750.html Tue, 11 Mar 2008 00:00:00 -0700 E8-4750 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4750.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the GreenHaven Continuous Commodity Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4749.html https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4749.html Tue, 11 Mar 2008 00:00:00 -0700 E8-4749 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4749.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, to Modify the Minimum Value Size for an Opening Transaction in a Currently-Opened FLEX Equity Series and to Establish a Pilot Program that Reduces the Minimum Number of Contracts Required for a FLEX Equity Option Opening Transaction in a New Series https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4748.html https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4748.html Tue, 11 Mar 2008 00:00:00 -0700 E8-4748 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4748.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Credit to Members for Execution of Orders Sent Directly to a Floor Broker that Adds Liquidity to the Exchange https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4747.html https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4747.html Tue, 11 Mar 2008 00:00:00 -0700 E8-4747 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4747.pdf Notice - CUNA Mutual Insurance Society, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4686.html https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4686.html Tue, 11 Mar 2008 00:00:00 -0700 E8-4686 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4686.pdf Notice - Pruco Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4685.html https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4685.html Tue, 11 Mar 2008 00:00:00 -0700 E8-4685 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4685.pdf Notice - Prudential Annuities Life Assurance Corporation, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4684.html https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4684.html Tue, 11 Mar 2008 00:00:00 -0700 E8-4684 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4684.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Extending the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Pilot Program https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4682.html https://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4682.html Tue, 11 Mar 2008 00:00:00 -0700 E8-4682 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4682.pdf Notice - JPMorgan Trust I, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4616.html https://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4616.html Mon, 10 Mar 2008 00:00:00 -0700 E8-4616 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-10/pdf/E8-4616.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series https://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4599.html https://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4599.html Mon, 10 Mar 2008 00:00:00 -0700 E8-4599 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-10/pdf/E8-4599.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Program https://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4558.html https://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4558.html Mon, 10 Mar 2008 00:00:00 -0700 E8-4558 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-10/pdf/E8-4558.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options https://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4557.html https://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4557.html Mon, 10 Mar 2008 00:00:00 -0700 E8-4557 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-10/pdf/E8-4557.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program https://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4556.html https://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4556.html Mon, 10 Mar 2008 00:00:00 -0700 E8-4556 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-10/pdf/E8-4556.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent a Pilot Program That Increases Position and Exercise Limits on Equity Options https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4517.html https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4517.html Fri, 07 Mar 2008 00:00:00 -0800 E8-4517 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4517.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4516.html https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4516.html Fri, 07 Mar 2008 00:00:00 -0800 E8-4516 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4516.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4515.html https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4515.html Fri, 07 Mar 2008 00:00:00 -0800 E8-4515 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4515.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4514.html https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4514.html Fri, 07 Mar 2008 00:00:00 -0800 E8-4514 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4514.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent a Pilot Program That Increases Options Position and Exercise Limits https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4513.html https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4513.html Fri, 07 Mar 2008 00:00:00 -0800 E8-4513 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4513.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the SizeQuote Mechanism Pilot Program for a Period of One Year https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4512.html https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4512.html Fri, 07 Mar 2008 00:00:00 -0800 E8-4512 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4512.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4420.html https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4420.html Fri, 07 Mar 2008 00:00:00 -0800 E8-4420 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4420.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4401.html https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4401.html Fri, 07 Mar 2008 00:00:00 -0800 E8-4401 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4401.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4400.html https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4400.html Fri, 07 Mar 2008 00:00:00 -0800 E8-4400 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4400.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Quarterly Option Series Pilot Program To Permit the Listing of Additional Series https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4389.html https://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4389.html Fri, 07 Mar 2008 00:00:00 -0800 E8-4389 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4389.pdf Notice - In the Matter of: Machine Technology, Inc., Magnum Sports & Entertainment, Inc., Management of Environmental Solutions & Technology Corp., and Mariculture Systems, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/03/07/08-987.html https://regulations.justia.com/regulations/fedreg/2008/03/07/08-987.html Fri, 07 Mar 2008 00:00:00 -0800 08-987 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/08-987.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Interested Persons for Membership and Harmonize Them With Similar Rules of Its Affiliates https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4342.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4342.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4342 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4342.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4341.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4341.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4341 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4341.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4340.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4340.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4340 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4340.pdf Notice - Order Making Fiscal 2008 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4335.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4335.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4335 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4335.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs) https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4315.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4315.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4315 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4315.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program To List and Trade Options on the iShares Emerging Markets Index Fund https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4314.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4314.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4314 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4314.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Obvious Errors https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4313.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4313.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4313 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4313.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Exchange's Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4312.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4312.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4312 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4312.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4311.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4311.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4311 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4311.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4257.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4257.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4257 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4257.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4228.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4228.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4228 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4228.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Trading Hours and Halts, Listing Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the PowerShares Active AlphaQ Fund, PowerShares Active Alpha Multi-Cap Fund, PowerShares Active Mega-Cap Portfolio, and the PowerShares Active Low Duration Portfolio https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4227.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4227.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4227 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4227.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4207.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4207.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4207 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4207.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4206.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4206.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4206 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4206.pdf Notice - Patriot Capital Funding, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4178.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4178.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4178 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4178.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Accommodation Liquidations https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4177.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4177.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4177 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4177.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to Independent Directors and Audit Committee Members https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4176.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4176.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4176 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4176.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pass-Through of Certain Costs to ETP Holders https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4175.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4175.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4175 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4175.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4174.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4174.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4174 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4174.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders From the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders) https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4173.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4173.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4173 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4173.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Allow for the Listing and Trading of Index-Linked Exchangeable Notes https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4172.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4172.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4172 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4172.pdf Notice - Self-Regulatory Organizations; the National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4171.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4171.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4171 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4171.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Range Options and Designating Range Options as Standardized Options Pursuant to Rule 9b-1 of the Exchange Act https://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4104.html https://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4104.html Tue, 04 Mar 2008 00:00:00 -0800 E8-4104 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-04/pdf/E8-4104.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4083.html https://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4083.html Tue, 04 Mar 2008 00:00:00 -0800 E8-4083 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-04/pdf/E8-4083.pdf Notice - Advisors Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4081.html https://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4081.html Tue, 04 Mar 2008 00:00:00 -0800 E8-4081 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-04/pdf/E8-4081.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50 https://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4080.html https://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4080.html Tue, 04 Mar 2008 00:00:00 -0800 E8-4080 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-04/pdf/E8-4080.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Granting Approval of a Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders https://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4079.html https://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4079.html Tue, 04 Mar 2008 00:00:00 -0800 E8-4079 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-04/pdf/E8-4079.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Substitution of a Term in the Rules of the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2008/03/03/E8-3962.html https://regulations.justia.com/regulations/fedreg/2008/03/03/E8-3962.html Mon, 03 Mar 2008 00:00:00 -0800 E8-3962 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-03/pdf/E8-3962.pdf Notice - Eaton Vance Mutual Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/03/03/E8-3960.html https://regulations.justia.com/regulations/fedreg/2008/03/03/E8-3960.html Mon, 03 Mar 2008 00:00:00 -0800 E8-3960 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-03/pdf/E8-3960.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 5, To Amend the Rules of the Boston Options Exchange Related to Obvious Error Procedures https://regulations.justia.com/regulations/fedreg/2008/03/03/E8-3959.html https://regulations.justia.com/regulations/fedreg/2008/03/03/E8-3959.html Mon, 03 Mar 2008 00:00:00 -0800 E8-3959 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-03/pdf/E8-3959.pdf