Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-25T18:23:01-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/03/31/E8-6546.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Exposure of Public Customer Orders2008-03-31T00:00:00-07:002008-03-31T00:00:00-07:00E8-6546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-31/pdf/E8-6546.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/31/E8-6545.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Voluntary Professionals2008-03-31T00:00:00-07:002008-03-31T00:00:00-07:00E8-6545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-31/pdf/E8-6545.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/31/E8-6476.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Responses to Special Orders2008-03-31T00:00:00-07:002008-03-31T00:00:00-07:00E8-6476Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-31/pdf/E8-6476.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6423.htmlNotice - Proposed Collection; Comment Request2008-03-28T00:00:00-07:002008-03-28T00:00:00-07:00E8-6423Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-28/pdf/E8-6423.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6383.htmlNotice - Submission for OMB Review; Comment Request2008-03-28T00:00:00-07:002008-03-28T00:00:00-07:00E8-6383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-28/pdf/E8-6383.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6382.htmlNotice - Submission for OMB Review; Comment Request2008-03-28T00:00:00-07:002008-03-28T00:00:00-07:00E8-6382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-28/pdf/E8-6382.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/28/E8-6371.htmlNotice - Sunshine Act Meeting2008-03-28T00:00:00-07:002008-03-28T00:00:00-07:00E8-6371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-28/pdf/E8-6371.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6256.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Operational Arrangements as It Applies to Structured Securities2008-03-27T00:00:00-07:002008-03-27T00:00:00-07:00E8-6256Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6256.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6255.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Flexibly Structured Foreign Currency Options2008-03-27T00:00:00-07:002008-03-27T00:00:00-07:00E8-6255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6255.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6254.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Creating and Operating an Options Intermarket Linkage To Add the Nasdaq Stock Market LLC as a Participant2008-03-27T00:00:00-07:002008-03-27T00:00:00-07:00E8-6254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6254.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6253.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures To Facilitate the Listing and Trading of Standardized Options To Add the Nasdaq Stock Market LLC as a Sponsor2008-03-27T00:00:00-07:002008-03-27T00:00:00-07:00E8-6253Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6253.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6252.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cross-Margining2008-03-27T00:00:00-07:002008-03-27T00:00:00-07:00E8-6252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6252.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6251.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Restore Amex's Revenue Sharing Program for ETF Quoting Participants2008-03-27T00:00:00-07:002008-03-27T00:00:00-07:00E8-6251Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6251.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6250.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Designated Amex Remote Traders to Amex's Revenue Sharing Program2008-03-27T00:00:00-07:002008-03-27T00:00:00-07:00E8-6250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6250.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6249.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities2008-03-27T00:00:00-07:002008-03-27T00:00:00-07:00E8-6249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6249.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/27/E8-6248.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Post Only Orders2008-03-27T00:00:00-07:002008-03-27T00:00:00-07:00E8-6248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-6248.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/27/E8-5998.htmlRule - Proposed Rule Changes of Self-Regulatory Organizations2008-03-27T00:00:00-07:002008-03-27T00:00:00-07:00E8-5998Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-27/pdf/E8-5998.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6128.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements2008-03-26T00:00:00-07:002008-03-26T00:00:00-07:00E8-6128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6128.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6127.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Modify Fees Associated With Proceedings Under Rule 118902008-03-26T00:00:00-07:002008-03-26T00:00:00-07:00E8-6127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6127.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6126.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Nasdaq UTP Equity Fee Schedule2008-03-26T00:00:00-07:002008-03-26T00:00:00-07:00E8-6126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6126.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6125.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Options Classes in the Options Penny Quoting Pilot Program2008-03-26T00:00:00-07:002008-03-26T00:00:00-07:00E8-6125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6125.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6124.htmlNotice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of “Vendor Affiliate Agreement”2008-03-26T00:00:00-07:002008-03-26T00:00:00-07:00E8-6124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6124.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/26/E8-6123.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Orders That Peg to the Midpoint Between the National Best Bid and Best Offer2008-03-26T00:00:00-07:002008-03-26T00:00:00-07:00E8-6123Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-26/pdf/E8-6123.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5967.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Amend the Chairperson Eligibility Requirements2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5967.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5966.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5966.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5965.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5965.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5964.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5964.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5921.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5921Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5921.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5920.htmlNotice - Extension; Comment Request; “Tell Us How We're Doing!”2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5920Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5920.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5919.htmlNotice - American Family Life Insurance Company, et al.2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5919Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5919.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5918.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposal To Make Clean-Up Changes by Amending Certain Rules2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5918Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5918.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5917.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5917Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5917.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5916.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications)2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5916.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5915.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.37B Pertaining to Market Maker Quotations2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5915Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5915.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5912.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete NYSE Arca Rule 6.88-Pacific Options Exchange Trading System2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5912.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5911.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms “Settlement Price” and “Final Settlement Price”2008-03-25T00:00:00-07:002008-03-25T00:00:00-07:00E8-5911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5911.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/24/Z8-5321.htmlNotice - Program for Allocation of Regulatory Responsibilites Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Finanacial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange, LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.2008-03-24T00:00:00-07:002008-03-24T00:00:00-07:00Z8-5321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/Z8-5321.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5797.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the SIG Energy MLP IndexTM2008-03-24T00:00:00-07:002008-03-24T00:00:00-07:00E8-5797Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/E8-5797.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5796.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities2008-03-24T00:00:00-07:002008-03-24T00:00:00-07:00E8-5796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/E8-5796.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5795.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Customer-to-Customer Immediate Crosses2008-03-24T00:00:00-07:002008-03-24T00:00:00-07:00E8-5795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/E8-5795.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5794.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change To Amend the Exchange's Institutional Broker Rules To Add Provisions Relating to the Handling of Stop and Stop-Limit Orders2008-03-24T00:00:00-07:002008-03-24T00:00:00-07:00E8-5794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/E8-5794.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/24/E8-5793.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Listing Rules Relating to Fixed Income Index-Linked Securities, Futures-Linked Securities, and Multifactor Index-Linked Securities2008-03-24T00:00:00-07:002008-03-24T00:00:00-07:00E8-5793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/E8-5793.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/24/08-1070.htmlNotice - In the Matter of Certain Companies Quoted on the Pink Sheets: NeoTactix Corporation Graystone Park Enterprises, Inc. Younger America, Inc.; Order of Suspension of Trading2008-03-24T00:00:00-07:002008-03-24T00:00:00-07:0008-1070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-24/pdf/08-1070.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5718.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change and Order Granting Accelerated Approval of Such Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Rules Permitting the Listing and Trading of Managed Fund Shares, Fees Applicable to Such Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5718Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5718.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5709.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the NASD Rule 9700 Series To Streamline the Procedural Rules Applicable to General Grievances Related to FINRA Automated Systems2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5709Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5709.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5705.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5705Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5705.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5704.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board, and Rule A-4, on Meetings of the Board2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5704.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5697.htmlProposed Rule - ``Naked'' Short Selling Anti-Fraud Rule2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5697Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5697.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5696.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Phase II of the Penny Pilot Program Expansion2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5696.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5695.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Complex Orders2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5695.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5694.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Retroactive Application of the Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5694.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5679.htmlNotice - Submission for OMB Review; Comment Request2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5679Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5679.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5678.htmlNotice - Submission for OMB Review; Comment Request2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5678Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5678.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5676.htmlNotice - Submission for OMB Review; Comment Request2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5676Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5676.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5675.htmlNotice - Submission for OMB Review; Comment Request2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5675Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5675.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5674.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption From Equity Options Position Limits2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5674.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/21/E8-5673.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Initial and Continued Listing Standards To List Special Purpose Acquisition Companies2008-03-21T00:00:00-07:002008-03-21T00:00:00-07:00E8-5673Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-21/pdf/E8-5673.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/20/E8-5590.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Its Description of an Existing Program Under Which It Makes Subsidy Payments to CBOE Members That Provide Certain Order Routing Functionalities to Other CBOE Members and/or Use Such Functionalities Themselves2008-03-20T00:00:00-07:002008-03-20T00:00:00-07:00E8-5590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-20/pdf/E8-5590.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/20/E8-5572.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change To Amend the Definition of Public Arbitrator2008-03-20T00:00:00-07:002008-03-20T00:00:00-07:00E8-5572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-20/pdf/E8-5572.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/20/E8-5571.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Address Motions To Dismiss and To Amend the Eligibility Rule Related to Dismissals2008-03-20T00:00:00-07:002008-03-20T00:00:00-07:00E8-5571Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-20/pdf/E8-5571.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/19/Z8-3665.htmlNotice - Proposed Collection; Comment Request2008-03-19T00:00:00-07:002008-03-19T00:00:00-07:00Z8-3665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/Z8-3665.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/19/Z8-3254.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements2008-03-19T00:00:00-07:002008-03-19T00:00:00-07:00Z8-3254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/Z8-3254.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/19/Z8-1011.htmlNotice - Self[dash]Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Fee Waiver2008-03-19T00:00:00-07:002008-03-19T00:00:00-07:00Z8-1011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/Z8-1011.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5520.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Cut-Off Time for the Submission of Strategy Orders During the Modified HOSS Opening Procedure2008-03-19T00:00:00-07:002008-03-19T00:00:00-07:00E8-5520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/E8-5520.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5519.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes2008-03-19T00:00:00-07:002008-03-19T00:00:00-07:00E8-5519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/E8-5519.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5429.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Index-Linked Securities2008-03-19T00:00:00-07:002008-03-19T00:00:00-07:00E8-5429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/E8-5429.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/19/E8-5428.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cross Orders2008-03-19T00:00:00-07:002008-03-19T00:00:00-07:00E8-5428Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/E8-5428.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/19/C8-911.htmlUnknown - Institute of Education Sciences; Overview Information; Education Research and Special Education Research Grant Programs; Notice Inviting Applications for New Awards for Fiscal Year (FY) 20092008-03-19T00:00:00-07:002008-03-19T00:00:00-07:00C8-911Unknownhttp://www.gpo.gov/fdsys/pkg/FR-2008-03-19/pdf/C8-911.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5427.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Widen the Spread Tolerances and Eliminate the Momentum Tolerances Built Into the AEMI System2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5427.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5426.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rules Relating to Fingerprinting2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5426.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5419.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5419.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5418.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1013 (New Member Application and Interview) and the Manner in Which Membership Applicants Submit Their Applications to FINRA2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5418Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5418.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5356.htmlNotice - Proposed Collection; Comment Request2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5356.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5355.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to FINRA's Gross Income Assessment and Technical Changes to Schedule A to FINRA's By-Laws2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5355.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5354.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding the CBOE Stock Exchange Market Data Infrastructure Fee2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5354.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5353.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Hybrid Agency Liaison Step-Up Rebate Program2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5353.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5352.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5352.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5351.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5351Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5351.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5321.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange, LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5321.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5320.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, To Establish Rules Governing the Trading of Options on the NASDAQ Options Market; Order Approving a Proposed Rule Change Relating to the LLC Agreement Establishing the NASDAQ Options Market LLC and Delegation Agreement Delegating to NOM LLC the Authority To Operate the NASDAQ Options Market; Order Granting an Application of The NASDAQ Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Requirements of Section 19(b) of the Exchange Act; and Order Granting an Exemption for the NASDAQ Options Market LLC from Section 11A(b) of the Exchange Act2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5320.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5239.htmlProposed Rule - Exchange-Traded Funds2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:00E8-5239Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5239.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/18/08-1039.htmlNotice - Order of Suspension of Trading2008-03-18T00:00:00-07:002008-03-18T00:00:00-07:0008-1039Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/08-1039.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5283.htmlNotice - Sunshine Act Meeting2008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5283Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5283.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5281.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 715 and Rule 7162008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5281.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5280.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees2008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5280.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5279.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Provide a New Alternative Investments Products Service2008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5279.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5240.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts2008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5240Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5240.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5238.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Handling of Clearly Erroneous Transactions2008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5238Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5238.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5237.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Exchange's Limitation of Liability2008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5237Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5237.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5222.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Books and Records, To Delete Requirement To Maintain Copies of Form G-402008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5222.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5221.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Minimum Quarterly Threshold for Securities Transaction Credit Under NASD Rule 7001C2008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5221.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5220.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend its Bylaws Relating to the Definition of a Public Director2008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5220.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5201.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading on the Exchange of Options on the streetTRACKS Gold Trust2008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5201.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5200.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares2008-03-17T00:00:00-07:002008-03-17T00:00:00-07:00E8-5200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5200.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5101.htmlNotice - MetLife Insurance Company of Connecticut, et al.2008-03-14T00:00:00-07:002008-03-14T00:00:00-07:00E8-5101Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5101.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5100.htmlNotice - Jefferson National Life Insurance Company, et al.2008-03-14T00:00:00-07:002008-03-14T00:00:00-07:00E8-5100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5100.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5099.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Pricing Information for Components Underlying Currency-Linked Securities2008-03-14T00:00:00-07:002008-03-14T00:00:00-07:00E8-5099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5099.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5098.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange2008-03-14T00:00:00-07:002008-03-14T00:00:00-07:00E8-5098Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5098.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5097.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Rescind NYSE Rule 97 (Limitation on Member's Trading Because of Block Positioning)2008-03-14T00:00:00-07:002008-03-14T00:00:00-07:00E8-5097Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5097.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/14/E8-5096.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Administrative Changes to its Routing Rules2008-03-14T00:00:00-07:002008-03-14T00:00:00-07:00E8-5096Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-5096.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/14/E8-4611.htmlProposed Rule - Amendments to Form ADV2008-03-14T00:00:00-07:002008-03-14T00:00:00-07:00E8-4611Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/E8-4611.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/14/08-1033.htmlNotice - In the Matter of Beverage Creations, Inc.; Order of Suspension of Trading2008-03-14T00:00:00-07:002008-03-14T00:00:00-07:0008-1033Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-14/pdf/08-1033.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/13/E8-5034.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares® S&P GSCITM2008-03-13T00:00:00-07:002008-03-13T00:00:00-07:00E8-5034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-5034.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4984.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Related to Supplemental Market Participant Identifiers2008-03-13T00:00:00-07:002008-03-13T00:00:00-07:00E8-4984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-4984.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4983.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Index Multiple Fund Shares and Index Inverse Fund Shares2008-03-13T00:00:00-07:002008-03-13T00:00:00-07:00E8-4983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-4983.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4969.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges2008-03-13T00:00:00-07:002008-03-13T00:00:00-07:00E8-4969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-4969.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4966.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company To Regain Compliance with the Listing Requirements without Modifying the Maximum Time Available Under Nasdaq Rule 48022008-03-13T00:00:00-07:002008-03-13T00:00:00-07:00E8-4966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-4966.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/13/E8-4612.htmlProposed Rule - Part 248-Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information2008-03-13T00:00:00-07:002008-03-13T00:00:00-07:00E8-4612Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-13/pdf/E8-4612.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4851.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Accept Financial Statements Prepared in Accordance With International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers, Consistent With Commission Rules2008-03-12T00:00:00-07:002008-03-12T00:00:00-07:00E8-4851Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4851.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4839.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete From Section 802.01E of the Exchange's Listed Company Manual Text That is No Longer Relevant2008-03-12T00:00:00-07:002008-03-12T00:00:00-07:00E8-4839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4839.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4838.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Relating to Reserve Orders2008-03-12T00:00:00-07:002008-03-12T00:00:00-07:00E8-4838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4838.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4837.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Delayed Start Option SeriesTM2008-03-12T00:00:00-07:002008-03-12T00:00:00-07:00E8-4837Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4837.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4836.htmlNotice - Submission for OMB Review; Comment Request2008-03-12T00:00:00-07:002008-03-12T00:00:00-07:00E8-4836Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4836.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4823.htmlNotice - Submission for OMB Review; Comment Request2008-03-12T00:00:00-07:002008-03-12T00:00:00-07:00E8-4823Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4823.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4822.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Option Transaction Charge Credit Pilot Program2008-03-12T00:00:00-07:002008-03-12T00:00:00-07:00E8-4822Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4822.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/12/E8-4366.htmlProposed Rule - Foreign Issuer Reporting Enhancements2008-03-12T00:00:00-07:002008-03-12T00:00:00-07:00E8-4366Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-12/pdf/E8-4366.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4750.htmlNotice - RSI Retirement Trust; Notice of Application2008-03-11T00:00:00-07:002008-03-11T00:00:00-07:00E8-4750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4750.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4749.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the GreenHaven Continuous Commodity Fund Pursuant to Unlisted Trading Privileges2008-03-11T00:00:00-07:002008-03-11T00:00:00-07:00E8-4749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4749.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4748.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, to Modify the Minimum Value Size for an Opening Transaction in a Currently-Opened FLEX Equity Series and to Establish a Pilot Program that Reduces the Minimum Number of Contracts Required for a FLEX Equity Option Opening Transaction in a New Series2008-03-11T00:00:00-07:002008-03-11T00:00:00-07:00E8-4748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4748.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4747.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Credit to Members for Execution of Orders Sent Directly to a Floor Broker that Adds Liquidity to the Exchange2008-03-11T00:00:00-07:002008-03-11T00:00:00-07:00E8-4747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4747.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4686.htmlNotice - CUNA Mutual Insurance Society, et al; Notice of Application2008-03-11T00:00:00-07:002008-03-11T00:00:00-07:00E8-4686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4686.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4685.htmlNotice - Pruco Life Insurance Company, et al.; Notice of Application2008-03-11T00:00:00-07:002008-03-11T00:00:00-07:00E8-4685Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4685.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4684.htmlNotice - Prudential Annuities Life Assurance Corporation, et al; Notice of Application2008-03-11T00:00:00-07:002008-03-11T00:00:00-07:00E8-4684Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4684.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/11/E8-4682.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Extending the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Pilot Program2008-03-11T00:00:00-07:002008-03-11T00:00:00-07:00E8-4682Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-11/pdf/E8-4682.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4616.htmlNotice - JPMorgan Trust I, et al.; Notice of Application2008-03-10T00:00:00-07:002008-03-10T00:00:00-07:00E8-4616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-10/pdf/E8-4616.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4599.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series2008-03-10T00:00:00-07:002008-03-10T00:00:00-07:00E8-4599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-10/pdf/E8-4599.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4558.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Program2008-03-10T00:00:00-07:002008-03-10T00:00:00-07:00E8-4558Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-10/pdf/E8-4558.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4557.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options2008-03-10T00:00:00-07:002008-03-10T00:00:00-07:00E8-4557Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-10/pdf/E8-4557.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/10/E8-4556.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program2008-03-10T00:00:00-07:002008-03-10T00:00:00-07:00E8-4556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-10/pdf/E8-4556.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4517.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent a Pilot Program That Increases Position and Exercise Limits on Equity Options2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:00E8-4517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4517.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4516.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:00E8-4516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4516.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4515.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:00E8-4515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4515.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4514.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:00E8-4514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4514.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4513.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent a Pilot Program That Increases Options Position and Exercise Limits2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:00E8-4513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4513.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4512.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the SizeQuote Mechanism Pilot Program for a Period of One Year2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:00E8-4512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4512.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4420.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:00E8-4420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4420.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4401.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:00E8-4401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4401.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4400.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:00E8-4400Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4400.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/E8-4389.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Quarterly Option Series Pilot Program To Permit the Listing of Additional Series2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:00E8-4389Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/E8-4389.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/07/08-987.htmlNotice - In the Matter of: Machine Technology, Inc., Magnum Sports & Entertainment, Inc., Management of Environmental Solutions & Technology Corp., and Mariculture Systems, Inc.; Order of Suspension of Trading2008-03-07T00:00:00-08:002008-03-07T00:00:00-08:0008-987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-07/pdf/08-987.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4342.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Interested Persons for Membership and Harmonize Them With Similar Rules of Its Affiliates2008-03-06T00:00:00-08:002008-03-06T00:00:00-08:00E8-4342Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4342.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4341.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates2008-03-06T00:00:00-08:002008-03-06T00:00:00-08:00E8-4341Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4341.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4340.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates2008-03-06T00:00:00-08:002008-03-06T00:00:00-08:00E8-4340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4340.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4335.htmlNotice - Order Making Fiscal 2008 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 19342008-03-06T00:00:00-08:002008-03-06T00:00:00-08:00E8-4335Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4335.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4315.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs)2008-03-06T00:00:00-08:002008-03-06T00:00:00-08:00E8-4315Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4315.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4314.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program To List and Trade Options on the iShares Emerging Markets Index Fund2008-03-06T00:00:00-08:002008-03-06T00:00:00-08:00E8-4314Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4314.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4313.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Obvious Errors2008-03-06T00:00:00-08:002008-03-06T00:00:00-08:00E8-4313Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4313.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4312.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Exchange's Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads2008-03-06T00:00:00-08:002008-03-06T00:00:00-08:00E8-4312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4312.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4311.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-03-06T00:00:00-08:002008-03-06T00:00:00-08:00E8-4311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4311.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4257.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402008-03-06T00:00:00-08:002008-03-06T00:00:00-08:00E8-4257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4257.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4228.htmlNotice - Sunshine Act Meeting2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4228.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4227.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Trading Hours and Halts, Listing Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the PowerShares Active AlphaQ Fund, PowerShares Active Alpha Multi-Cap Fund, PowerShares Active Mega-Cap Portfolio, and the PowerShares Active Low Duration Portfolio2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4227.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4207.htmlNotice - Proposed Collection; Comment Request2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4207Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4207.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4206.htmlNotice - Proposed Collection; Comment Request2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4206Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4206.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4178.htmlNotice - Patriot Capital Funding, Inc.; Notice of Application2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4178.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4177.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Accommodation Liquidations2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4177.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4176.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to Independent Directors and Audit Committee Members2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4176.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4175.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pass-Through of Certain Costs to ETP Holders2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4175.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4174.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Equity Index-Linked Securities2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4174.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4173.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders From the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders)2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4173.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4172.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Allow for the Listing and Trading of Index-Linked Exchangeable Notes2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4172Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4172.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4171.htmlNotice - Self-Regulatory Organizations; the National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee Schedule2008-03-05T00:00:00-08:002008-03-05T00:00:00-08:00E8-4171Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4171.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4104.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Range Options and Designating Range Options as Standardized Options Pursuant to Rule 9b-1 of the Exchange Act2008-03-04T00:00:00-08:002008-03-04T00:00:00-08:00E8-4104Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-04/pdf/E8-4104.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4083.htmlNotice - Sunshine Act Meeting2008-03-04T00:00:00-08:002008-03-04T00:00:00-08:00E8-4083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-04/pdf/E8-4083.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4081.htmlNotice - Advisors Series Trust, et al.; Notice of Application2008-03-04T00:00:00-08:002008-03-04T00:00:00-08:00E8-4081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-04/pdf/E8-4081.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4080.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend By-Law Article XIV, Section 14-5 and Phlx Rule 502008-03-04T00:00:00-08:002008-03-04T00:00:00-08:00E8-4080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-04/pdf/E8-4080.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/04/E8-4079.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Granting Approval of a Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders2008-03-04T00:00:00-08:002008-03-04T00:00:00-08:00E8-4079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-04/pdf/E8-4079.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/03/E8-3962.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Substitution of a Term in the Rules of the Boston Options Exchange2008-03-03T00:00:00-08:002008-03-03T00:00:00-08:00E8-3962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-03/pdf/E8-3962.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/03/E8-3960.htmlNotice - Eaton Vance Mutual Funds Trust, et al.; Notice of Application2008-03-03T00:00:00-08:002008-03-03T00:00:00-08:00E8-3960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-03/pdf/E8-3960.pdfhttps://regulations.justia.com/regulations/fedreg/2008/03/03/E8-3959.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 5, To Amend the Rules of the Boston Options Exchange Related to Obvious Error Procedures2008-03-03T00:00:00-08:002008-03-03T00:00:00-08:00E8-3959Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-03-03/pdf/E8-3959.pdf