Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03/25?limit=200&registers=between&mode=atom 2024-11-27T04:57:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5967.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Amend the Chairperson Eligibility Requirements 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5967.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5966.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5966.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5965.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5965 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5965.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5964.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5964 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5964.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5921.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5921 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5921.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5920.html Notice - Extension; Comment Request; “Tell Us How We're Doing!” 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5920 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5920.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5919.html Notice - American Family Life Insurance Company, et al. 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5919 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5919.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5918.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposal To Make Clean-Up Changes by Amending Certain Rules 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5918 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5918.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5917.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5917 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5917.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5916.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications) 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5916 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5916.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5915.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.37B Pertaining to Market Maker Quotations 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5915 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5915.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5912.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete NYSE Arca Rule 6.88-Pacific Options Exchange Trading System 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5912 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5912.pdf https://regulations.justia.com/regulations/fedreg/2008/03/25/E8-5911.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms “Settlement Price” and “Final Settlement Price” 2008-03-25T00:00:00-07:00 2008-03-25T00:00:00-07:00 E8-5911 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-25/pdf/E8-5911.pdf