Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03/18?limit=200&registers=between&mode=atom 2020-11-30T12:50:35-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5427.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Widen the Spread Tolerances and Eliminate the Momentum Tolerances Built Into the AEMI System 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5427.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5426.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rules Relating to Fingerprinting 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5426 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5426.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5419.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5419 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5419.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5418.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1013 (New Member Application and Interview) and the Manner in Which Membership Applicants Submit Their Applications to FINRA 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5418 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5418.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5356.html Notice - Proposed Collection; Comment Request 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5356 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5356.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5355.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to FINRA's Gross Income Assessment and Technical Changes to Schedule A to FINRA's By-Laws 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5355 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5355.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5354.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding the CBOE Stock Exchange Market Data Infrastructure Fee 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5354 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5354.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5353.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Hybrid Agency Liaison Step-Up Rebate Program 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5353 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5353.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5352.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5352 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5352.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5351.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5351 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5351.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5321.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, the New York Stock Exchange, LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5321 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5321.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5320.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, To Establish Rules Governing the Trading of Options on the NASDAQ Options Market; Order Approving a Proposed Rule Change Relating to the LLC Agreement Establishing the NASDAQ Options Market LLC and Delegation Agreement Delegating to NOM LLC the Authority To Operate the NASDAQ Options Market; Order Granting an Application of The NASDAQ Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Requirements of Section 19(b) of the Exchange Act; and Order Granting an Exemption for the NASDAQ Options Market LLC from Section 11A(b) of the Exchange Act 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5320 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5320.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/E8-5239.html Proposed Rule - Exchange-Traded Funds 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 E8-5239 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/E8-5239.pdf https://regulations.justia.com/regulations/fedreg/2008/03/18/08-1039.html Notice - Order of Suspension of Trading 2008-03-18T00:00:00-07:00 2008-03-18T00:00:00-07:00 08-1039 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-18/pdf/08-1039.pdf