<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03/17?registers=between Sat, 23 Nov 2024 12:52:25 -0800 Sat, 23 Nov 2024 12:52:25 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5283.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5283.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5283 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5283.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 715 and Rule 716 https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5281.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5281.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5281 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5281.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5280.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5280.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5280 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5280.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Provide a New Alternative Investments Products Service https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5279.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5279.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5279 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5279.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5240.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5240.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5240 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5240.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Handling of Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5238.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5238.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5238 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5238.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Exchange's Limitation of Liability https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5237.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5237.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5237 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5237.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Books and Records, To Delete Requirement To Maintain Copies of Form G-40 https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5222.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5222.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5222 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5222.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Minimum Quarterly Threshold for Securities Transaction Credit Under NASD Rule 7001C https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5221.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5221.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5221 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5221.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend its Bylaws Relating to the Definition of a Public Director https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5220.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5220.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5220 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5220.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading on the Exchange of Options on the streetTRACKS Gold Trust https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5201.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5201.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5201 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5201.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5200.html https://regulations.justia.com/regulations/fedreg/2008/03/17/E8-5200.html Mon, 17 Mar 2008 00:00:00 -0700 E8-5200 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-17/pdf/E8-5200.pdf