<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03/06?registers=between Thu, 02 May 2024 03:29:01 -0700 Thu, 02 May 2024 03:29:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03/06?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Interested Persons for Membership and Harmonize Them With Similar Rules of Its Affiliates https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4342.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4342.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4342 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4342.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4341.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4341.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4341 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4341.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4340.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4340.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4340 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4340.pdf Notice - Order Making Fiscal 2008 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4335.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4335.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4335 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4335.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs) https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4315.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4315.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4315 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4315.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program To List and Trade Options on the iShares Emerging Markets Index Fund https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4314.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4314.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4314 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4314.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Obvious Errors https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4313.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4313.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4313 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4313.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Exchange's Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4312.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4312.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4312 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4312.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4311.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4311.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4311 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4311.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4257.html https://regulations.justia.com/regulations/fedreg/2008/03/06/E8-4257.html Thu, 06 Mar 2008 00:00:00 -0800 E8-4257 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-06/pdf/E8-4257.pdf